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Nasdaq · USD

RYTM

RHYTHM PHARMACEUTICALS, INC.

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3693
SEC CIK
0001649904
Parsed reports
430

Last 12 months

Inside the activity.

0 purchase rows · 50 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 2026023
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 2026015
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2023 Filed Feb 13, 2023 17:02 UTC
Roberts William T.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,313 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-019824 · tm236605-3_4seq1.xml · derivative · entry 3

Roberts William T. · CIK 0001852360 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,937

Underlying: Common Stock · 2,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vest or have vested as to 25% of the total shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vest or have vested as to 25% of the total shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. The restricted stock units have no expiration date.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 17:02 UTC
Roberts William T.Chief Accounting Officer
SaleCommon Stock 959 $27.66 $26,525.94
Disclosure

SEC source: 0001104659-23-019824 · tm236605-3_4seq1.xml · nonDerivative · entry 2

Roberts William T. · CIK 0001852360 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,294

F3 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported Restricted Share Units.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 17:02 UTC
Roberts William T.Chief Accounting Officer
Exercise / conversionCommon Stock 2,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-019824 · tm236605-3_4seq1.xml · nonDerivative · entry 1

Roberts William T. · CIK 0001852360 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F2 · balance_after: Includes 3,463 shares acquired under Issuer's Employee Stock Purchase Plan on February 28, 2022 and August 31, 2022.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:04 UTC
Lee Jennifer KaydenEVP, Head of North America
Exercise / conversionRestricted Stock Units · Derivative 3,438 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-019835 · tm236605-6_4seq1.xml · derivative · entry 3

Chien Jennifer · CIK 0001801372 · EVP, Head of North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,312

Underlying: Common Stock · 3,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The restricted stock units vest or have vested as to 25% of the total shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. The restricted stock units have no expiration date.

F3 · derivative.expiration_date: The restricted stock units vest or have vested as to 25% of the total shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. The restricted stock units have no expiration date.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:04 UTC
Lee Jennifer KaydenEVP, Head of North America
SaleCommon Stock 1,192 $27.66 $32,970.72
Disclosure

SEC source: 0001104659-23-019835 · tm236605-6_4seq1.xml · nonDerivative · entry 2

Chien Jennifer · CIK 0001801372 · EVP, Head of North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,556

F2 · kind: The sales reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:04 UTC
Lee Jennifer KaydenEVP, Head of North America
Exercise / conversionCommon Stock 3,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-019835 · tm236605-6_4seq1.xml · nonDerivative · entry 1

Chien Jennifer · CIK 0001801372 · EVP, Head of North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:03 UTC
Smith Hunter CChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,063 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-019830 · tm236605-5_4seq1.xml · derivative · entry 3

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,187

Underlying: Common Stock · 4,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The restricted stock units vest or have vested as to 25% of the total shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. The restricted stock units have no expiration date.

F3 · derivative.expiration_date: The restricted stock units vest or have vested as to 25% of the total shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. The restricted stock units have no expiration date.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:03 UTC
Smith Hunter CChief Financial Officer
SaleCommon Stock 1,398 $27.66 $38,668.68
Disclosure

SEC source: 0001104659-23-019830 · tm236605-5_4seq1.xml · nonDerivative · entry 2

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,779

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:03 UTC
Smith Hunter CChief Financial Officer
Exercise / conversionCommon Stock 4,063 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-019830 · tm236605-5_4seq1.xml · nonDerivative · entry 1

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:03 UTC
Mazabraud YannEVP, Head of International
Exercise / conversionRestricted Stock Units · Derivative 3,438 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-019828 · tm236605-4_4seq1.xml · derivative · entry 3

Mazabraud Yann · CIK 0001774702 · EVP, Head of International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,312

Underlying: Common Stock · 3,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The restricted stock units vest or have vested as to 25% of the total shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. The restricted stock units have no expiration date.

F3 · derivative.expiration_date: The restricted stock units vest or have vested as to 25% of the total shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. The restricted stock units have no expiration date.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:03 UTC
Mazabraud YannEVP, Head of International
SaleCommon Stock 1,548 $27.66 $42,817.68
Disclosure

SEC source: 0001104659-23-019828 · tm236605-4_4seq1.xml · nonDerivative · entry 2

Mazabraud Yann · CIK 0001774702 · EVP, Head of International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,988

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:03 UTC
Mazabraud YannEVP, Head of International
Exercise / conversionCommon Stock 3,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-019828 · tm236605-4_4seq1.xml · nonDerivative · entry 1

Mazabraud Yann · CIK 0001774702 · EVP, Head of International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:00 UTC
Shulman JosephChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 2,657 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-019810 · tm236605-1_4seq1.xml · derivative · entry 3

Shulman Joseph · CIK 0001909855 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,968

Underlying: Common Stock · 2,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The restricted stock units vest or have vested as to 25% of the total shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. The restricted stock units have no expiration date.

F3 · derivative.expiration_date: The restricted stock units vest or have vested as to 25% of the total shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. The restricted stock units have no expiration date.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:00 UTC
Shulman JosephChief Technical Officer
SaleCommon Stock 921 $27.66 $25,474.86
Disclosure

SEC source: 0001104659-23-019810 · tm236605-1_4seq1.xml · nonDerivative · entry 2

Shulman Joseph · CIK 0001909855 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:00 UTC
Shulman JosephChief Technical Officer
Exercise / conversionCommon Stock 2,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-019810 · tm236605-1_4seq1.xml · nonDerivative · entry 1

Shulman Joseph · CIK 0001909855 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 09, 2023 Filed Feb 15, 2023 00:30 UTC Amendment
Cramer Pamela J.Chief Human Resources Officer
SaleCommon Stock 843 $27.51 $23,190.93
Disclosure

SEC source: 0001104659-23-022073 · tm236871-6_4aseq1.xml · nonDerivative · entry 1

Cramer Pamela J. · CIK 0001873517 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 19:27 UTC Amendment
Roberts William T.Chief Accounting Officer
SaleCommon Stock 969 $27.51 $26,657.19
Disclosure

SEC source: 0001104659-23-022071 · tm236871-5_4aseq1.xml · nonDerivative · entry 1

Roberts William T. · CIK 0001852360 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,284

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported Restricted Share Units.

Read SEC document
February 09, 2023 Filed Feb 15, 2023 00:19 UTC Amendment
Lee Jennifer KaydenEVP, Head of North America
SaleCommon Stock 1,204 $27.51 $33,122.04
Disclosure

SEC source: 0001104659-23-022065 · tm236871-2_4aseq1.xml · nonDerivative · entry 1

Chien Jennifer · CIK 0001801372 · EVP, Head of North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,544

F1 · kind: The sales reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 15, 2023 00:08 UTC Amendment
Smith Hunter CChief Financial Officer
SaleCommon Stock 1,413 $27.51 $38,871.63
Disclosure

SEC source: 0001104659-23-022062 · tm236871-1_4aseq1.xml · nonDerivative · entry 1

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,764

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 15, 2023 00:27 UTC Amendment
Mazabraud YannEVP, Head of International
SaleCommon Stock 1,563 $27.51 $42,998.13
Disclosure

SEC source: 0001104659-23-022069 · tm236871-4_4aseq1.xml · nonDerivative · entry 1

Mazabraud Yann · CIK 0001774702 · EVP, Head of International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 15, 2023 00:26 UTC Amendment
Shulman JosephChief Technical Officer
SaleCommon Stock 931 $27.51 $25,611.81
Disclosure

SEC source: 0001104659-23-022067 · tm236871-3_4aseq1.xml · nonDerivative · entry 1

Shulman Joseph · CIK 0001909855 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,732

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported restricted stock units.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:07 UTC
Cramer Pamela J.Chief Human Resources Officer
GrantStock Option (Right to Buy) · Derivative 26,800 $0.00 Strike: $27.35 $0.00
Disclosure

SEC source: 0001104659-23-010485 · tm235340-2_4seq1.xml · derivative · entry 2

Cramer Pamela J. · CIK 0001873517 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,800

Underlying: Common Stock · 26,800 shares

Expires 2033-01-31

F3 · derivative.exercise_date: The stock options were granted on February 1, 2023. The options vest and become exercisable in 16 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer following the grant date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:07 UTC
Cramer Pamela J.Chief Human Resources Officer
GrantRestricted Stock Units · Derivative 10,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-010485 · tm235340-2_4seq1.xml · derivative · entry 1

Cramer Pamela J. · CIK 0001873517 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 10,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

F2 · derivative.expiration_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:06 UTC
Lee Jennifer KaydenEVP, Head of North America
GrantStock Option (Right to Buy) · Derivative 46,900 $0.00 Strike: $27.35 $0.00
Disclosure

SEC source: 0001104659-23-010483 · tm235340-1_4seq1.xml · derivative · entry 2

Chien Jennifer · CIK 0001801372 · EVP, Head of North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,900

Underlying: Common Stock · 46,900 shares

Expires 2033-01-31

F3 · derivative.exercise_date: The stock options were granted on February 1, 2023. The options vest and become exercisable in 16 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer following the grant date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:06 UTC
Lee Jennifer KaydenEVP, Head of North America
GrantRestricted Stock Units · Derivative 18,050 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-010483 · tm235340-1_4seq1.xml · derivative · entry 1

Chien Jennifer · CIK 0001801372 · EVP, Head of North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,050

Underlying: Common Stock · 18,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

F2 · derivative.expiration_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:08 UTC
Meeker David PDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 229,600 $0.00 Strike: $27.35 $0.00
Disclosure

SEC source: 0001104659-23-010490 · tm235340-4_4seq1.xml · derivative · entry 2

Meeker David P · CIK 0001385155 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,600

Underlying: Common Stock · 229,600 shares

Expires 2033-01-31

F3 · derivative.exercise_date: The stock options were granted on February 1, 2023. The options vest and become exercisable in 16 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer following the grant date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:08 UTC
Meeker David PDirector · President and CEO
GrantRestricted Stock Units · Derivative 56,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-010490 · tm235340-4_4seq1.xml · derivative · entry 1

Meeker David P · CIK 0001385155 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,500

Underlying: Common Stock · 56,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

F2 · derivative.expiration_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:09 UTC
Smith Hunter CChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 53,600 $0.00 Strike: $27.35 $0.00
Disclosure

SEC source: 0001104659-23-010494 · tm235340-6_4seq1.xml · derivative · entry 2

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,600

Underlying: Common Stock · 53,600 shares

Expires 2033-01-31

F3 · derivative.exercise_date: The stock options were granted on February 1, 2023. The options vest and become exercisable in 16 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer following the grant date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:09 UTC
Smith Hunter CChief Financial Officer
GrantRestricted Stock Units · Derivative 19,700 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-010494 · tm235340-6_4seq1.xml · derivative · entry 1

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,700

Underlying: Common Stock · 19,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

F2 · derivative.expiration_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:07 UTC
Mazabraud YannEVP, Head of International
GrantRestricted Stock Units · Derivative 41,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-010489 · tm235340-3_4seq1.xml · derivative · entry 1

Mazabraud Yann · CIK 0001774702 · EVP, Head of International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

Underlying: Common Stock · 41,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

F2 · derivative.expiration_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:09 UTC
Shulman JosephChief Technical Officer
GrantStock Option (Right to Buy) · Derivative 33,500 $0.00 Strike: $27.35 $0.00
Disclosure

SEC source: 0001104659-23-010492 · tm235340-5_4seq1.xml · derivative · entry 2

Shulman Joseph · CIK 0001909855 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

Underlying: Common Stock · 33,500 shares

Expires 2033-01-31

F3 · derivative.exercise_date: The stock options were granted on February 1, 2023. The options vest and become exercisable in 16 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer following the grant date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:09 UTC
Shulman JosephChief Technical Officer
GrantRestricted Stock Units · Derivative 15,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-010492 · tm235340-5_4seq1.xml · derivative · entry 1

Shulman Joseph · CIK 0001909855 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Stock · 15,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

F2 · derivative.expiration_date: The restricted stock units vest as to 25% of the total shares on each of February 1, 2024, February 1, 2025, February 1, 2026 and February 1, 2027. The restricted stock units have no expiration date.

Read SEC document
December 23, 2022 Filed Dec 29, 2022 21:31 UTC
Smith Hunter CChief Financial Officer
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-130967 · tm2233685-1_4seq1.xml · nonDerivative · entry 1

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,114

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August 19, 2022 Filed Aug 23, 2022 20:30 UTC
Cramer Pamela J.Chief Human Resources Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,493 $0.00 Strike: $19.02 $0.00
Disclosure

SEC source: 0001104659-22-093714 · tm2224302-1_4seq1.xml · derivative · entry 3

Cramer Pamela J. · CIK 0001873517 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,507

Underlying: Common Stock · 13,493 shares

Expires 2031-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were granted on July 26, 2021. 25% of the shares subject to the option vest and became exercisable on July 26, 2022 and the remaining 75% of the shares subject to the option vest and become exercisable in 12 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer thereafter.

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August 19, 2022 Filed Aug 23, 2022 20:30 UTC
Cramer Pamela J.Chief Human Resources Officer
SaleCommon Stock 13,493 $24.83 $335,031.19
Disclosure

SEC source: 0001104659-22-093714 · tm2224302-1_4seq1.xml · nonDerivative · entry 2

Cramer Pamela J. · CIK 0001873517 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,224

F1 · price: The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $24.79 to $24.86. The Reporting Person undertakes to provide upon request the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

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August 19, 2022 Filed Aug 23, 2022 20:30 UTC
Cramer Pamela J.Chief Human Resources Officer
Exercise / conversionCommon Stock 13,493 $19.02 $256,636.86
Disclosure

SEC source: 0001104659-22-093714 · tm2224302-1_4seq1.xml · nonDerivative · entry 1

Cramer Pamela J. · CIK 0001873517 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 27, 2022 Filed Jul 28, 2022 20:31 UTC
Cramer Pamela J.Chief Human Resources Officer
SaleCommon Stock 901 $11.68 $10,523.68
Disclosure

SEC source: 0001104659-22-083680 · tm2222030-1_4seq1.xml · nonDerivative · entry 2

Cramer Pamela J. · CIK 0001873517 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,224

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported Restricted Share Units.

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July 26, 2022 Filed Jul 28, 2022 20:31 UTC
Cramer Pamela J.Chief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-083680 · tm2222030-1_4seq1.xml · derivative · entry 3

Cramer Pamela J. · CIK 0001873517 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The restricted stock units vest or have vested as to 25% of the total shares on each of July 26, 2022, July 26, 2023, July 26, 2024 and July 26, 2025. The restricted stock units have no expiration date.

F3 · derivative.expiration_date: The restricted stock units vest or have vested as to 25% of the total shares on each of July 26, 2022, July 26, 2023, July 26, 2024 and July 26, 2025. The restricted stock units have no expiration date.

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July 26, 2022 Filed Jul 28, 2022 20:31 UTC
Cramer Pamela J.Chief Human Resources Officer
Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-083680 · tm2222030-1_4seq1.xml · nonDerivative · entry 1

Cramer Pamela J. · CIK 0001873517 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

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July 01, 2022 Filed Jul 6, 2022 22:08 UTC
Smith Hunter CChief Financial Officer
SaleCommon Stock 7,547 $4.08 $30,791.76
Disclosure

SEC source: 0001104659-22-077799 · tm2220562-1_4seq1.xml · nonDerivative · entry 2

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,614

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the vesting of certain previously reported Restricted Share Units.

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June 30, 2022 Filed Jul 6, 2022 22:08 UTC
Smith Hunter CChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-077799 · tm2220562-1_4seq1.xml · derivative · entry 3

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On June 30, 2020, the Reporting Person was granted 25,000 restricted stock units, which vested in full on June 30, 2022. The restricted stock units have no expiration date.

F3 · derivative.expiration_date: On June 30, 2020, the Reporting Person was granted 25,000 restricted stock units, which vested in full on June 30, 2022. The restricted stock units have no expiration date.

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June 30, 2022 Filed Jul 6, 2022 22:08 UTC
Smith Hunter CChief Financial Officer
Exercise / conversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-077799 · tm2220562-1_4seq1.xml · nonDerivative · entry 1

Smith Hunter C · CIK 0001636385 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:08 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001104659-22-070116 · tm2218129-3_4seq1.xml · derivative · entry 1

GOOD JENNIFER L · CIK 0001229245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) June 8, 2023 or (ii) the date of the Issuer's next annual meeting of the stockholders.

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June 08, 2022 Filed Jun 10, 2022 20:07 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001104659-22-070111 · tm2218129-5_4seq1.xml · derivative · entry 1

MCGIRR DAVID W J · CIK 0001219023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) June 8, 2023 or (ii) the date of the Issuer's next annual meeting of the stockholders.

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June 08, 2022 Filed Jun 10, 2022 20:09 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001104659-22-070117 · tm2218129-2_4seq1.xml · derivative · entry 1

Bedrosian Camille L · CIK 0001326969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) June 8, 2023 or (ii) the date of the Issuer's next annual meeting of the stockholders.

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June 08, 2022 Filed Jun 10, 2022 20:35 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001209191-22-035920 · doc4.xml · derivative · entry 1

Mathers Edward T · CIK 0001328625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) June 8, 2023 or (ii) the date of the Issuer's next annual meeting of the stockholders.

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June 08, 2022 Filed Jun 10, 2022 20:06 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001104659-22-070110 · tm2218129-6_4seq1.xml · derivative · entry 1

JEAN CHRISTOPHE · CIK 0001378435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) June 8, 2023 or (ii) the date of the Issuer's next annual meeting of the stockholders.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:09 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001104659-22-070120 · tm2218129-1_4seq1.xml · derivative · entry 1

Arbuckle Stuart A · CIK 0001557290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) June 8, 2023 or (ii) the date of the Issuer's next annual meeting of the stockholders.

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June 08, 2022 Filed Jun 10, 2022 20:07 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001104659-22-070114 · tm2218129-4_4seq1.xml · derivative · entry 1

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) June 8, 2023 or (ii) the date of the Issuer's next annual meeting of the stockholders.

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March 29, 2022 Filed Mar 31, 2022 16:31 UTC
Roberts William T.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-041079 · tm2211062-1_4seq1.xml · derivative · entry 3

Roberts William T. · CIK 0001852360 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The restricted stock units vest or have vested as to 25% of the total shares on each of March 29, 2022, March 29, 2023, March 29, 2024 and March 29, 2025. The restricted stock units have no expiration date.

F3 · derivative.expiration_date: The restricted stock units vest or have vested as to 25% of the total shares on each of March 29, 2022, March 29, 2023, March 29, 2024 and March 29, 2025. The restricted stock units have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.