RWT

SEC source: 0001144204-17-023943 · v464973_4.xml · derivative · entry 2

Abate Christopher J · CIK 0001453409 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,451

Underlying: Common Stock · 14,317 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001144204-17-023943 · v464973_4.xml · nonDerivative · entry 1

Abate Christopher J · CIK 0001453409 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001144204-17-023942 · v464972_4.xml · derivative · entry 4

Stone Andrew P · CIK 0001487805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F7 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F8 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F9 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

SEC source: 0001144204-17-023942 · v464972_4.xml · derivative · entry 3

Stone Andrew P · CIK 0001487805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,730

Underlying: Common Stock · 4,605 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F7 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F8 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001144204-17-023942 · v464972_4.xml · nonDerivative · entry 2

Stone Andrew P · CIK 0001487805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,896

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in February, 2017.

F4 · price: This transaction was executed in multiple trades with prices ranging from $17.09 to $17.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001144204-17-023942 · v464972_4.xml · nonDerivative · entry 1

Stone Andrew P · CIK 0001487805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001221603-17-000004 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990.04

Underlying: Common Stock · 990.04 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001474435-17-000006 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90.03

Underlying: Common Stock · 90.03 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001233565-17-000006 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,676.65

Underlying: Common Stock · 3,676.65 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001474435-18-000002 · edgardoc.xml · nonDerivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,856.14

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001233565-18-000002 · edgardoc.xml · nonDerivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Pension

Disclosed balance after: 22,436.91

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001513564-17-000002 · edgardoc.xml · derivative · entry 1

COCHRANE COLLIN LEE · CIK 0001513564 · Controller, Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,213

Underlying: Common Stock · 24,213 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 4/1/2018, 6.25% vests every three months thereafter. Fully vested 2/26/2021.

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001681908-17-000002 · edgardoc.xml · nonDerivative · entry 2

Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,032

F1 · kind: Shares purchased through the 2002 Redwood Trust, Inc. Employee Stock Purchase Plan

SEC source: 0001474435-17-000002 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96.8

Underlying: Common Stock · 96.8 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001221603-17-000002 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064.42

Underlying: Common Stock · 1,064.42 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001233565-17-000002 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,082.41

Underlying: Common Stock · 4,082.41 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001474435-17-000004 · edgardoc.xml · nonDerivative · entry 4

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,180

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001233565-17-000004 · edgardoc.xml · nonDerivative · entry 4

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 74,848.13

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001681908-16-000010 · edgardoc.xml · derivative · entry 3

Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

SEC source: 0001681908-16-000010 · edgardoc.xml · derivative · entry 2

Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

Underlying: Common Stock · 6,709 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001681908-16-000010 · edgardoc.xml · nonDerivative · entry 1

Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001024553-16-000008 · edgardoc.xml · derivative · entry 4

Hughes Martin S · CIK 0001024553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

SEC source: 0001024553-16-000008 · edgardoc.xml · derivative · entry 3

Hughes Martin S · CIK 0001024553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,247

Underlying: Common Stock · 38,577 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001024553-16-000008 · edgardoc.xml · nonDerivative · entry 1

Hughes Martin S · CIK 0001024553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001487805-16-000007 · edgardoc.xml · derivative · entry 4

Stone Andrew P · CIK 0001487805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F7 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F8 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F9 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

SEC source: 0001487805-16-000007 · edgardoc.xml · derivative · entry 3

Stone Andrew P · CIK 0001487805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

Underlying: Common Stock · 6,709 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F7 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F8 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001487805-16-000007 · edgardoc.xml · nonDerivative · entry 2

Stone Andrew P · CIK 0001487805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,896

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in August, 2016.

F4 · price: This transaction was executed in multiple trades with prices ranging from $15.21 to $15.40, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001487805-16-000007 · edgardoc.xml · nonDerivative · entry 1

Stone Andrew P · CIK 0001487805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001453409-16-000009 · edgardoc.xml · derivative · entry 3

Abate Christopher J · CIK 0001453409 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

SEC source: 0001453409-16-000009 · edgardoc.xml · derivative · entry 2

Abate Christopher J · CIK 0001453409 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

Underlying: Common Stock · 6,709 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001453409-16-000009 · edgardoc.xml · nonDerivative · entry 1

Abate Christopher J · CIK 0001453409 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

SEC source: 0001453409-16-000007 · edgardoc.xml · derivative · entry 2

Abate Christopher J · CIK 0001453409 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,981

Underlying: Common Stock · 50,981 shares

Expires not disclosed

F5 · security: This transaction relates to the grant of Performance Stock Units ("PSUs"), which are performance-based equity awards. The number of underlying shares of common stock of Redwood Trust, Inc. ("Common Stock") that vest and that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of a target number of PSUs granted, contingent on the achievement of a pre-established performance metric (with the target number of PSUs granted being adjusted to reflect the value of any dividends on Common Stock declared during the vesting period). Vesting of these PSUs will generally occur at the end of three years (on December 13, 2019) based on total stockholder return over four staggered two-year performance measurement periods and continued employment through December 13, 2019.

F6 · derivative.exercise_price: Represents grant date fair value of the PSUs issued.

F7 · shares: Represents the target number of PSUs granted.

F8 · derivative.exercise_date: Vested shares, if any, will be delivered to the Participant no later than December 31, 2019.

F9 · derivative.expiration_date: No expiration date is applicable to performance stock units.

SEC source: 0001453409-16-000007 · edgardoc.xml · derivative · entry 1

Abate Christopher J · CIK 0001453409 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,176

Underlying: Common Stock · 44,176 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2018, 6.25% every quarter thereafter (beginning with the quarter end 3/31/2018). Fully vested 12/13/2020.

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001681908-16-000008 · edgardoc.xml · derivative · entry 2

Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,882

Underlying: Common Stock · 18,882 shares

Expires not disclosed

F5 · security: This transaction relates to the grant of Performance Stock Units ("PSUs"), which are performance-based equity awards. The number of underlying shares of common stock of Redwood Trust, Inc. ("Common Stock") that vest and that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of a target number of PSUs granted, contingent on the achievement of a pre-established performance metric (with the target number of PSUs granted being adjusted to reflect the value of any dividends on Common Stock declared during the vesting period). Vesting of these PSUs will generally occur at the end of three years (on December 13, 2019) based on total stockholder return over four staggered two-year performance measurement periods and continued employment through December 13, 2019.

F6 · derivative.exercise_price: Represents grant date fair value of the PSUs issued.

F7 · shares: Represents the target number of PSUs granted.

F8 · derivative.exercise_date: Vested shares, if any, will be delivered to the Participant no later than December 31, 2019.

F9 · derivative.expiration_date: No expiration date is applicable to performance stock units.

SEC source: 0001681908-16-000008 · edgardoc.xml · derivative · entry 1

Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,361

Underlying: Common Stock · 16,361 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2018, 6.25% every quarter thereafter (beginning with the quarter end 3/31/2018). Fully vested 12/13/2020.

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001487805-16-000005 · edgardoc.xml · derivative · entry 2

Stone Andrew P · CIK 0001487805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,211

Underlying: Common Stock · 30,211 shares

Expires not disclosed

F5 · security: This transaction relates to the grant of Performance Stock Units ("PSUs"), which are performance-based equity awards. The number of underlying shares of common stock of Redwood Trust, Inc. ("Common Stock") that vest and that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of a target number of PSUs granted, contingent on the achievement of a pre-established performance metric (with the target number of PSUs granted being adjusted to reflect the value of any dividends on Common Stock declared during the vesting period). Vesting of these PSUs will generally occur at the end of three years (on December 13, 2019) based on total stockholder return over four staggered two-year performance measurement periods and continued employment through December 13, 2019.

F6 · derivative.exercise_price: Represents grant date fair value of the PSUs issued.

F7 · shares: Represents the target number of PSUs granted.

F8 · derivative.exercise_date: Vested shares, if any, will be delivered to the Participant no later than December 31, 2019.

F9 · derivative.expiration_date: No expiration date is applicable to performance stock units.

SEC source: 0001487805-16-000005 · edgardoc.xml · derivative · entry 1

Stone Andrew P · CIK 0001487805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,178

Underlying: Common Stock · 26,178 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2018, 6.25% every quarter thereafter (beginning with the quarter end 3/31/2018). Fully vested 12/13/2020.

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001024553-16-000006 · edgardoc.xml · derivative · entry 2

Hughes Martin S · CIK 0001024553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,410

Underlying: Common Stock · 94,410 shares

Expires not disclosed

F5 · security: This transaction relates to the grant of Performance Stock Units ("PSUs"), which are performance-based equity awards. The number of underlying shares of common stock of Redwood Trust, Inc. ("Common Stock") that vest and that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of a target number of PSUs granted, contingent on the achievement of a pre-established performance metric (with the target number of PSUs granted being adjusted to reflect the value of any dividends on Common Stock declared during the vesting period). Vesting of these PSUs will generally occur at the end of three years (on December 13, 2019) based on total stockholder return over four staggered two-year performance measurement periods and continued employment through December 13, 2019.

F6 · derivative.exercise_price: Represents grant date fair value of the PSUs issued.

F7 · shares: Represents the target number of PSUs granted.

F8 · derivative.exercise_date: Vested shares, if any, will be delivered to the Participant no later than December 31, 2019.

F9 · derivative.expiration_date: No expiration date is applicable to performance stock units.

SEC source: 0001024553-16-000006 · edgardoc.xml · derivative · entry 1

Hughes Martin S · CIK 0001024553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,807

Underlying: Common Stock · 81,807 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2018, 6.25% every quarter thereafter (beginning with the quarter end 3/31/2018). Fully vested 12/13/2020.

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001221603-16-000019 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127.65

Underlying: Common Stock · 1,127.65 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001474435-16-000020 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102.55

Underlying: Common Stock · 102.55 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001233565-16-000021 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,185.14

Underlying: Common Stock · 4,185.14 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

SEC source: 0001474435-17-000004 · edgardoc.xml · nonDerivative · entry 3

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,458.78

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001233565-17-000004 · edgardoc.xml · nonDerivative · entry 3

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 74,540

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001681908-17-000002 · edgardoc.xml · nonDerivative · entry 1

Stern Shoshone (Bo) · CIK 0001681908 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,125

F1 · kind: Shares purchased through the 2002 Redwood Trust, Inc. Employee Stock Purchase Plan

SEC source: 0001474435-17-000004 · edgardoc.xml · nonDerivative · entry 2

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,696.76

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001233565-17-000004 · edgardoc.xml · nonDerivative · entry 2

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 74,213.46

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001474435-17-000004 · edgardoc.xml · nonDerivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,903.7

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

SEC source: 0001233565-17-000004 · edgardoc.xml · nonDerivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 73,879.25

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.