Last 12 months
Inside the activity.
9 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 4 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 4, 2019 21:02 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 395.29 | $15.19 | $6,004.46 |
DisclosureSEC source: 0001144204-19-000652 · tv510356_form4.xml · nonDerivative · entry 3 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 1,409.04 F3 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Securities held by Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:02 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 2,135.25 | $15.19 | $32,434.45 |
DisclosureSEC source: 0001144204-19-000652 · tv510356_form4.xml · nonDerivative · entry 2 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Capital LLC Disclosed balance after: 2,878.21 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Capital LLC, and may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest therein and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:02 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 1,013.75 | $15.00 | $15,206.25 |
DisclosureSEC source: 0001144204-19-000652 · tv510356_form4.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 1,013.75 F3 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Securities held by Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:11 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 2,192,658.093 | $15.19 | $33,306,476.43 |
DisclosureSEC source: 0000899243-19-000519 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,815,569.166 F1 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 7,815,569.166 shares of the common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F2 · ownership.direct: (Continued from Footnote 1) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F4 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:03 UTC |
Kovacs GaryDirector
|
PurchaseCommon Stock, par value $0.01 per share | 7,906.13 | $15.19 | $120,094.11 |
DisclosureSEC source: 0001144204-19-000659 · tv510361_form4.xml · nonDerivative · entry 1 Kovacs Gary · CIK 0001666013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,180.77 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:04 UTC |
Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 395,305.66 | $15.19 | $6,004,692.98 |
DisclosureSEC source: 0001144204-19-000660 · tv510362_form4.xml · nonDerivative · entry 1 Carilion Clinic · CIK 0001363589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,409,038.32 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:03 UTC |
Persily JulieDirector
|
PurchaseCommon Stock, par value $0.01 per share | 2,371.87 | $15.19 | $36,028.71 |
DisclosureSEC source: 0001144204-19-000658 · tv510360_form4.xml · nonDerivative · entry 1 Persily Julie · CIK 0001593007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,454.23 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:04 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 395.29 | $15.19 | $6,004.46 |
DisclosureSEC source: 0001144204-19-000661 · tv510363_form4.xml · nonDerivative · entry 4 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 1,409.04 F3 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Securities held by Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:04 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 2,135.25 | $15.19 | $32,434.45 |
DisclosureSEC source: 0001144204-19-000661 · tv510363_form4.xml · nonDerivative · entry 3 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Capital LLC Disclosed balance after: 2,878.21 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Capital LLC, and may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest therein and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:04 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 790.65 | $15.19 | $12,009.97 |
DisclosureSEC source: 0001144204-19-000661 · tv510363_form4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,818.08 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:04 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 1,013.75 | $15.00 | $15,206.25 |
DisclosureSEC source: 0001144204-19-000661 · tv510363_form4.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 1,013.75 F3 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Securities held by Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:02 UTC |
Retirement Plan of Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 395,305.66 | $15.19 | $6,004,692.98 |
DisclosureSEC source: 0001144204-19-000655 · tv510359_form4.xml · nonDerivative · entry 1 Retirement Plan of Carilion Clinic · CIK 0001704381 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,409,038.32 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:02 UTC |
Solimene LewisDirector
|
PurchaseCommon Stock, par value $0.01 per share | 2,371.87 | $15.19 | $36,028.71 |
DisclosureSEC source: 0001144204-19-000653 · tv510357_form4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,454.23 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:39 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 726.1 | $15.02 | $10,906.02 |
DisclosureSEC source: 0001144204-18-049884 · tv503011_form4.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Capital LLC Disclosed balance after: 726.1 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Capital, LLC, and may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest therein and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| September 14, 2018 Filed Sep 19, 2018 00:31 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 1,006,898.73 | $15.02 | $15,123,618.92 |
DisclosureSEC source: 0000899243-18-024699 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,495,267.66 F1 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 5,495,267.66 shares of the common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLP, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F2 · ownership.direct: (Continued from Footnote 1) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F4 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 17:59 UTC |
Kovacs GaryDirector
|
PurchaseCommon Stock, par value $0.01 per share | 3,630.56 | $15.02 | $54,531.01 |
DisclosureSEC source: 0001144204-18-049893 · tv503014_form4.xml · nonDerivative · entry 1 Kovacs Gary · CIK 0001666013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,814.4 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 17:42 UTC |
Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 181,529.76 | $15.02 | $2,726,577.00 |
DisclosureSEC source: 0001144204-18-049887 · tv503013_form4.xml · nonDerivative · entry 1 Carilion Clinic · CIK 0001363589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,720.32 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:42 UTC |
Persily JulieDirector
|
PurchaseCommon Stock, par value $0.01 per share | 1,089.15 | $15.02 | $16,359.03 |
DisclosureSEC source: 0001144204-18-049888 · tv503015_form4.xml · nonDerivative · entry 1 Persily Julie · CIK 0001593007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,944.28 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:44 UTC |
Retirement Plan of Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 181,529.76 | $15.02 | $2,726,577.00 |
DisclosureSEC source: 0001144204-18-049890 · tv503017_form4.xml · nonDerivative · entry 1 Retirement Plan of Carilion Clinic · CIK 0001704381 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,720.32 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:43 UTC |
Solimene LewisDirector
|
PurchaseCommon Stock, par value $0.01 per share | 1,089.15 | $15.02 | $16,359.03 |
DisclosureSEC source: 0001144204-18-049889 · tv503016_form4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,944.28 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:40 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 726.1 | $15.02 | $10,906.02 |
DisclosureSEC source: 0001144204-18-049886 · tv503012_form4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Capital, LLC Disclosed balance after: 726.1 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan (?DRIP?), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Capital, LLC, and may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest therein and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:40 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 363.05 | $15.02 | $5,453.01 |
DisclosureSEC source: 0001144204-18-049886 · tv503012_form4.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,981.41 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan (?DRIP?), exempt under Rule 16a-11. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 22:08 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 3,932.67 | $15.00 | $58,990.05 |
DisclosureSEC source: 0001144204-17-063158 · tv481111_4.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 15,757.6 Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 17:06 UTC |
Kovacs GaryDirector
|
PurchaseCommon Stock, par value $0.01 per share | 3,932.67 | $15.00 | $58,990.05 |
DisclosureSEC source: 0001144204-17-063153 · tv481109_4.xml · nonDerivative · entry 1 Kovacs Gary · CIK 0001666013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,757.6 Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 17:09 UTC |
Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 196,631.6 | $15.00 | $2,949,474.00 |
DisclosureSEC source: 0001144204-17-063160 · tv481112_4.xml · nonDerivative · entry 1 Carilion Clinic · CIK 0001363589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,878.8 Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 22:07 UTC |
Persily JulieDirector
|
PurchaseCommon Stock, par value $0.01 per share | 3,544.8 | $15.00 | $53,172.00 |
DisclosureSEC source: 0001144204-17-063155 · tv481110_4.xml · nonDerivative · entry 1 Persily Julie · CIK 0001593007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,727.27 Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 22:10 UTC |
Retirement Plan of Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 196,631.6 | $15.00 | $2,949,474.00 |
DisclosureSEC source: 0001144204-17-063162 · tv481113_4.xml · nonDerivative · entry 1 Retirement Plan of Carilion Clinic · CIK 0001704381 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,878.8 Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 22:05 UTC |
Solimene LewisDirector
|
PurchaseCommon Stock, par value $0.01 per share | 3,544.8 | $15.00 | $53,172.00 |
DisclosureSEC source: 0001144204-17-063151 · tv481108_4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,727.27 Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 22:04 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 393.27 | $15.00 | $5,899.05 |
DisclosureSEC source: 0001144204-17-063149 · tv481107_4.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575.7 Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 22:11 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
|
PurchaseCommon Stock | 1,413,921.53 | $15.00 | $21,208,822.95 |
DisclosureSEC source: 0001140361-17-045905 · doc1.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,370,158.133 F1 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 4,370,158.133 shares of the common stock (the "Common Stock") of GSV Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLP, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG. F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F4 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| August 28, 2017 Filed Sep 5, 2017 16:35 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 5,176.06 | $15.00 | $77,640.90 |
DisclosureSEC source: 0001144204-17-046514 · v474577_4.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 11,824.93 Read SEC document |
| August 28, 2017 Filed Sep 5, 2017 11:46 UTC |
Kovacs GaryDirector
|
PurchaseCommon Stock, par value $0.01 per share | 5,176.06 | $15.00 | $77,640.90 |
DisclosureSEC source: 0001144204-17-046507 · v474579_4.xml · nonDerivative · entry 1 Kovacs Gary · CIK 0001666013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,824.93 Read SEC document |
| August 28, 2017 Filed Sep 5, 2017 16:37 UTC |
Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 258,802.6 | $15.00 | $3,882,039.00 |
DisclosureSEC source: 0001144204-17-046605 · v474567_4.xml · nonDerivative · entry 1 Carilion Clinic · CIK 0001363589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,247.2 Read SEC document |
| August 28, 2017 Filed Sep 5, 2017 15:50 UTC |
Persily JulieDirector
|
PurchaseCommon Stock, par value $0.01 per share | 517.6 | $15.00 | $7,764.00 |
DisclosureSEC source: 0001144204-17-046509 · v474581_4.xml · nonDerivative · entry 1 Persily Julie · CIK 0001593007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182.47 Read SEC document |
| August 28, 2017 Filed Sep 5, 2017 20:39 UTC |
Retirement Plan of Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 258,802.6 | $15.00 | $3,882,039.00 |
DisclosureSEC source: 0001144204-17-046607 · v474568_4.xml · nonDerivative · entry 1 Retirement Plan of Carilion Clinic · CIK 0001704381 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,247.2 Read SEC document |
| August 28, 2017 Filed Sep 5, 2017 15:49 UTC |
Solimene LewisDirector
|
PurchaseCommon Stock, par value $0.01 per share | 517.6 | $15.00 | $7,764.00 |
DisclosureSEC source: 0001144204-17-046508 · v474580_4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182.47 Read SEC document |
| August 28, 2017 Filed Sep 5, 2017 15:44 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 517.6 | $15.00 | $7,764.00 |
DisclosureSEC source: 0001144204-17-046506 · v474578_4.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182.47 Read SEC document |
| August 28, 2017 Filed Sep 7, 2017 21:19 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
|
PurchaseCommon Stock | 1,294,013.867 | $15.00 | $19,410,208.01 |
DisclosureSEC source: 0000894579-17-000199 · form4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,956,236.6 F1 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC") ("OCMGH"), directly owns 2,956,236.6 shares of common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLP, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG. F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, Stephen A. Kaplan, John B. Frank, David M. Kirchheimer, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F4 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:07 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 3,637.73 | $15.00 | $54,565.95 |
DisclosureSEC source: 0001144204-17-032567 · v468925_4.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 6,648.87 Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 23:13 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
|
PurchaseCommon Stock | 909,442.73 | $15.00 | $13,641,640.95 |
DisclosureSEC source: 0001140361-17-025042 · doc1.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662,222.73 F1 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC") ("OCMGH"), directly owns 1,662,222.73 shares of common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLP, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG. F2 · ownership.direct: Each of OGH GP, OCMGH, GP LLC, GP I LLC, Capital I, Holdings I, Holdings and OCG (collectively, the "Reporting Persons") disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, Stephen A. Kaplan, John B. Frank, David M. Kirchheimer, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F4 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:34 UTC |
Kovacs GaryDirector
|
PurchaseCommon Stock, par value $0.01 per share | 3,637.73 | $15.00 | $54,565.95 |
DisclosureSEC source: 0001144204-17-032617 · v468926_4.xml · nonDerivative · entry 1 Kovacs Gary · CIK 0001666013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,648.87 Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 17:14 UTC |
Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 181,888.53 | $15.00 | $2,728,327.95 |
DisclosureSEC source: 0001144204-17-032575 · v468927_4.xml · nonDerivative · entry 1 Carilion Clinic · CIK 0001363589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,444.6 Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:01 UTC |
Persily JulieDirector
|
PurchaseCommon Stock, par value $0.01 per share | 363.73 | $15.00 | $5,455.95 |
DisclosureSEC source: 0001144204-17-032561 · v468923_4.xml · nonDerivative · entry 1 Persily Julie · CIK 0001593007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664.87 Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:51 UTC |
Solimene LewisDirector
|
PurchaseCommon Stock, par value $0.01 per share | 664.87 | $15.00 | $9,973.05 |
DisclosureSEC source: 0001144204-17-032553 · v468922_4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664.87 Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:17 UTC |
Retirement Plan of Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 181,888.53 | $15.00 | $2,728,327.95 |
DisclosureSEC source: 0001144204-17-032580 · v468928_4.xml · nonDerivative · entry 1 Retirement Plan of Carilion Clinic · CIK 0001704381 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,444.6 Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:34 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 363.73 | $15.00 | $5,455.95 |
DisclosureSEC source: 0001144204-17-032540 · v468920_4.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664.87 Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 19:06 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 2,217.13 | $15.00 | $33,256.95 |
DisclosureSEC source: 0001144204-17-021506 · v464346_4.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 3,011.13 Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 21:48 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
|
PurchaseCommon Stock | 554,273.53 | $15.00 | $8,314,102.95 |
DisclosureSEC source: 0001140361-17-016450 · doc1.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,780 F1 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("OCMGH"), directly owns 752,780 shares of the common stock (the "Common Stock") of GSV Growth Credit Fund, Inc. ("Issuer"). This Form 4 is also being filed by (i) Oaktree Fund GP, LLC, a Delaware limited liability company ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLP, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware limited liability company ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware limited liability company ("Holdings"), in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware limited liability company ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, Stephen A. Kaplan, John B. Frank, David M. Kirchheimer, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F4 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 19:49 UTC |
Kovacs GaryDirector
|
PurchaseCommon Stock, par value $0.01 per share | 2,217.13 | $15.00 | $33,256.95 |
DisclosureSEC source: 0001144204-17-021590 · v464347_4.xml · nonDerivative · entry 1 Kovacs Gary · CIK 0001666013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,011.13 Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 21:44 UTC |
Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 110,854.73 | $15.00 | $1,662,820.95 |
DisclosureSEC source: 0001144204-17-021606 · v464867_4.xml · nonDerivative · entry 1 Carilion Clinic · CIK 0001363589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,556.07 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.