Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Monroe Capital Income Plus CorpNONE · Entity 68775 | CFO, CIO and Secretary | January 28, 2022 | June 23, 2022 |
| Runway Growth Finance Corp.NONE · Entity 6030 | Director | May 10, 2019 | May 14, 2019 |
| SIEBERT FINANCIAL CORPSIEB · Entity 6790 | Director | November 18, 2025 | November 28, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Monroe Capital Income Plus Corp
Report date January 28, 2022 · Filed June 23, 2022
This filing explicitly reported no securities owned.
Runway Growth Finance Corp.
Report date May 10, 2019 · Filed May 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 10,439.02 |
Reported balance
After 2019-05-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-10 · Purchase · Acquired 1,761.43 · Balance 10,439.02 F1: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
SIEBERT FINANCIAL CORP
Report date November 18, 2025 · Filed November 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2025-11-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not directly own any shares of Issuer common stock. The Reporting Person was appointed as a Director of the Company on November 18, 2025 at the Company's Annual Shareholder Meeting. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not directly own any shares of Issuer common stock. The Reporting Person was appointed as a Director of the Company on November 18, 2025 at the Company's Annual Shareholder Meeting. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MONROE CAPITAL Corp
Report date April 14, 2026 · Filed April 14, 2026
Section 16 reporting ended · disclosed 2026-04-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-04-14 transaction · row 1
1 source rowRow 1 · 2026-04-14 · Disposition to issuer · Disposed 980.591 · Balance 0 F1: Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2026 Filed Apr 14, 2026 22:51 UTC | MONROE CAPITAL Corp MRCC · Entity 51204 | Disposition to issuerCommon Stock | 980.591 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001696602-26-000001 · primary_doc.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · CFO and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. F1 · price: Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 1,761.43 | $15.16 | $26,703.28 |
DisclosureSEC source: 0001144204-19-026116 · tv521455_4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,439.02 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:02 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 2,371.87 | $15.19 | $36,028.71 |
DisclosureSEC source: 0001144204-19-000653 · tv510357_form4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,454.23 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:43 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 1,089.15 | $15.02 | $16,359.03 |
DisclosureSEC source: 0001144204-18-049889 · tv503016_form4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,944.28 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 22:05 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 3,544.8 | $15.00 | $53,172.00 |
DisclosureSEC source: 0001144204-17-063151 · tv481108_4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,727.27 Read SEC document |
| August 28, 2017 Filed Sep 5, 2017 15:49 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 517.6 | $15.00 | $7,764.00 |
DisclosureSEC source: 0001144204-17-046508 · v474580_4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182.47 Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:51 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 664.87 | $15.00 | $9,973.05 |
DisclosureSEC source: 0001144204-17-032553 · v468922_4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664.87 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.