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Nasdaq · USD

RWAY

Runway Growth Finance Corp.

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Tapewire entity
6030
SEC CIK
0001653384
Parsed reports
175

Last 12 months

Inside the activity.

9 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202640
Jun 202600
Jul 202600
Aug 202620
Sep 202630
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2026 Filed Sep 23, 2026 00:10 UTC PurchaseCommon Stock, par value $0.01 per share 6,251 $6.76 $42,256.76
Disclosure

SEC source: 0001104659-26-109712 · tm2625961-1_4seq1.xml · nonDerivative · entry 2

Goldthorpe Edward J. · CIK 0001549748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.75 to $6.77 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range.

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September 21, 2026 Filed Sep 23, 2026 00:10 UTC PurchaseCommon Stock, par value $0.01 per share 3,749 $6.72 $25,193.28
Disclosure

SEC source: 0001104659-26-109712 · tm2625961-1_4seq1.xml · nonDerivative · entry 1

Goldthorpe Edward J. · CIK 0001549748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,749

F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.71 to $6.73 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range.

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September 09, 2026 Filed Sep 10, 2026 20:12 UTC
Rovner MichaelCo-Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 7,000 $6.57 $45,990.00
Disclosure

SEC source: 0001104659-26-106712 · tm2625194-1_4seq1.xml · nonDerivative · entry 1

Rovner Michael · CIK 0002148379 · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.56 to $6.60 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range.

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August 14, 2026 Filed Aug 18, 2026 21:10 UTC
SPRENG R DAVIDDirector · President and Co-CEO
PurchaseCommon Stock, par value $0.01 per share 1,000 $6.89 $6,889.10
Disclosure

SEC source: 0001104659-26-098403 · tm2623509-1_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,504

Read SEC document
August 13, 2026 Filed Aug 17, 2026 21:09 UTC
Thomson CarmelaCFO, Treasurer and Secretary
PurchaseCommon Stock, par value $0.01 per share 8,000 $6.97 $55,743.20
Disclosure

SEC source: 0001104659-26-097933 · tm2623430-1_4seq1.xml · nonDerivative · entry 1

Thomson Carmela · CIK 0002140856 · CFO, Treasurer and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,840

Read SEC document
May 20, 2026 Filed May 22, 2026 20:05 UTC
SPRENG R DAVIDDirector · President, CEO and CIO
GrantCommon Stock, par value $0.01 per share 3,000 $6.37 $19,095.00
Disclosure

SEC source: 0001104659-26-065703 · tm2615479-2_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President, CEO and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,504

F1 · balance_after: The previous Form 4 for Mr. Spreng filed on April 1, 2025 inadvertently misstated his direct and indirect holdings. This Form 4 corrects such disclosure.

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May 20, 2026 Filed May 22, 2026 20:05 UTC GrantCommon Stock, par value $0.01 per share 7,000 $6.34 $44,345.00
Disclosure

SEC source: 0001104659-26-065694 · tm2615479-1_4seq1.xml · nonDerivative · entry 1

Raterman Thomas B. · CIK 0001664300 · CFO, COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,359

Read SEC document
May 20, 2026 Filed May 27, 2026 20:05 UTC Amendment
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 3,000 $6.37 $19,095.00
Disclosure

SEC source: 0001104659-26-066916 · tm2615687-1_4aseq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,504

F1 · kind: "On May 22, 2026, the reporting person filed a Form 4 with respect to a transaction dated May 20, 2026, which inadvertently reported the transaction code in Column 3 as "A". This amended Form 4 amends such filing to report the transaction code in Column 3 as "P".

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May 20, 2026 Filed May 27, 2026 20:05 UTC Amendment PurchaseCommon Stock, par value $0.01 per share 7,000 $6.34 $44,345.00
Disclosure

SEC source: 0001104659-26-066922 · tm2615687-2_4aseq1.xml · nonDerivative · entry 3

Raterman Thomas B. · CIK 0001664300 · CFO, COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,359

F2 · kind: On May 22, 2026, the reporting person filed a Form 4 with respect to a transaction dated May 20, 2026, which inadvertently reported the transaction code in Column 3 as "A". This amended Form 4 amends such filing to report the transaction code in Column 3 as "P" for such transaction.

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May 14, 2026 Filed May 18, 2026 22:02 UTC GrantCommon Stock, par value $0.01 per share 2,900 $6.67 $19,343.00
Disclosure

SEC source: 0001104659-26-063313 · tm2615005-1_4seq1.xml · nonDerivative · entry 2

Raterman Thomas B. · CIK 0001664300 · CFO, COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,260

F1 · balance_after: The previous Form 4 for Mr. Raterman filed on April 1, 2025 inadvertently misstated his direct and indirect holdings. This Form 4 corrects such disclosure.

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May 14, 2026 Filed May 18, 2026 22:02 UTC GrantCommon Stock, par value $0.01 per share 100 $6.67 $667.00
Disclosure

SEC source: 0001104659-26-063313 · tm2615005-1_4seq1.xml · nonDerivative · entry 1

Raterman Thomas B. · CIK 0001664300 · CFO, COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,359

F1 · balance_after: The previous Form 4 for Mr. Raterman filed on April 1, 2025 inadvertently misstated his direct and indirect holdings. This Form 4 corrects such disclosure.

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May 14, 2026 Filed May 27, 2026 20:05 UTC Amendment PurchaseCommon Stock, par value $0.01 per share 100 $6.67 $667.00
Disclosure

SEC source: 0001104659-26-066922 · tm2615687-2_4aseq1.xml · nonDerivative · entry 2

Raterman Thomas B. · CIK 0001664300 · CFO, COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,359

F1 · kind: On May 18, 2026, the reporting person filed a Form 4 with respect to two transactions dated May 14, 2026, which inadvertently reported the transaction codes in Column 3 as "A". This amended Form 4 amends such filing to report the transaction codes in Column 3 as "P" for such transactions.

Read SEC document
May 14, 2026 Filed May 27, 2026 20:05 UTC Amendment PurchaseCommon Stock, par value $0.01 per share 2,900 $6.67 $19,343.00
Disclosure

SEC source: 0001104659-26-066922 · tm2615687-2_4aseq1.xml · nonDerivative · entry 1

Raterman Thomas B. · CIK 0001664300 · CFO, COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,259

F1 · kind: On May 18, 2026, the reporting person filed a Form 4 with respect to two transactions dated May 14, 2026, which inadvertently reported the transaction codes in Column 3 as "A". This amended Form 4 amends such filing to report the transaction codes in Column 3 as "P" for such transactions.

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April 09, 2026 Filed Apr 13, 2026 22:03 UTC SaleCommon Stock, par value $0.01 per share (the "Common Stock") 560,105 $6.59 $3,691,091.95
Disclosure

SEC source: 0001193125-26-153172 · ownership.xml · nonDerivative · entry 1

Carlson Capital, L.P. · CIK 0001056973 · 10% owner

Carlson Clint Duane · CIK 0001404625 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,885,000

F1 · price: The transactions referenced herein provide for various per share prices ranging from $6.59 to $6.64. The Reporting Persons undertake to provide to Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company (the "Fund"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Fund. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II, Carlson Capital, and any of its affiliated entities and related parties ("Mr. Clint D. Carlson"). Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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November 17, 2025 Filed Nov 20, 2025 00:58 UTC SaleCommon Stock, par value $0.01 per share 1,250,000 $9.05 $11,312,500.00
Disclosure

SEC source: 0001193125-25-288545 · ownership.xml · nonDerivative · entry 1

OCM Growth Holdings LLC · CIK 0001693272 · 10% owner

Oaktree Capital Holdings, LLC · CIK 0001790787 · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,029,668

F1 · ownership.direct: This Form 4 is being filed by (i) OCM Growth Holdings LLC, a Delaware limited liability company ("OCMGH") and the direct holder of the reported securities, (ii) Oaktree Capital Holdings, LLC, limited liability company ("OCH"), in its capacity as the indirect manager of OCMGH and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the indirect owner of class B units of OCH.

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone and John B. Frank (the "OCGH GP Members"). Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

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August 08, 2025 Filed Aug 12, 2025 23:20 UTC SaleCommon Stock, par value $0.01 per share 500,000 $10.80 $5,400,000.00
Disclosure

SEC source: 0000950170-25-107522 · ownership.xml · nonDerivative · entry 1

OCM Growth Holdings LLC · CIK 0001693272 · 10% owner

Oaktree Capital Holdings, LLC · CIK 0001790787 · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,279,668

F1 · ownership.direct: This Form 4 is being filed by (i) OCM Growth Holdings LLC, a Delaware limited liability company ("OCMGH") and the direct holder of the reported securities, (ii) Oaktree Capital Holdings, LLC, limited liability company ("OCH"), in its capacity as the indirect manager of OCMGH and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the indirect owner of class B units of OCH.

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone and John B. Frank (the "OCGH GP Members"). Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

F4 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

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July 01, 2025 Filed Jul 3, 2025 20:29 UTC SaleCommon Stock, par value $0.01 per share 1,000,000 $10.45 $10,450,000.00
Disclosure

SEC source: 0000950170-25-093898 · ownership.xml · nonDerivative · entry 1

OCM Growth Holdings LLC · CIK 0001693272 · 10% owner

Oaktree Capital Holdings, LLC · CIK 0001790787 · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,779,668

F1 · ownership.direct: This Form 4 is being filed by (i) OCM Growth Holdings LLC, a Delaware limited liability company ("OCMGH") and the direct holder of the reported securities, (ii) Oaktree Capital Holdings, LLC, limited liability company ("OCH"), in its capacity as the indirect manager of OCMGH and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the indirect owner of class B units of OCH.

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone and John B. Frank (the "OCGH GP Members"). Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

F4 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

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April 01, 2025 Filed Apr 3, 2025 22:34 UTC SaleCommon Stock, par value $0.01 per share 1,000,000 $10.35 $10,350,000.00
Disclosure

SEC source: 0000950170-25-050769 · ownership.xml · nonDerivative · entry 1

OCM Growth Holdings LLC · CIK 0001693272 · 10% owner

Oaktree Capital Holdings, LLC · CIK 0001790787 · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,779,668

F1 · ownership.direct: This Form 4 is being filed by (i) OCM Growth Holdings LLC, a Delaware limited liability company ("OCMGH") and the direct holder of the reported securities, (ii) Oaktree Capital Holdings, LLC, limited liability company ("OCH"), in its capacity as the indirect manager of OCMGH and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the indirect owner of class B units of OCH.

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone and John B. Frank (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

F4 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

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March 28, 2025 Filed Apr 1, 2025 23:22 UTC
SPRENG R DAVIDDirector · President and CEO
OtherCommon Stock, par value $0.01 per share 61,985.916 $10.75 $666,348.60
Disclosure

SEC source: 0001104659-25-030713 · tm2511084-2_4seq1.xml · nonDerivative · entry 2

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 147,525.004

F5 · kind: Distribution of securities owned by Runway Growth Holdings LLC to its employees.

F4 · price: Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction.

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is an affiliate of Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.

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March 28, 2025 Filed Apr 1, 2025 23:22 UTC
SPRENG R DAVIDDirector · President and CEO
OtherCommon Stock, par value $0.01 per share 30,636.67 $10.75 $329,344.20
Disclosure

SEC source: 0001104659-25-030713 · tm2511084-2_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,168.51

F3 · kind: In-kind transfer of the securities held by Runway Growth Holdings LLC to Mr. Spreng.

F4 · price: Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction.

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March 28, 2025 Filed Apr 1, 2025 23:20 UTC OtherCommon Stock, par value $0.01 per share 18,437.603 $10.75 $198,204.23
Disclosure

SEC source: 0001104659-25-030711 · tm2511084-1_4seq1.xml · nonDerivative · entry 2

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,878.603

F3 · kind: In-kind transfer of the securities held by Runway Growth Holdings LLC to Mr. Raterman.

F4 · price: Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction.

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

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March 28, 2025 Filed Apr 1, 2025 23:20 UTC OtherCommon Stock, par value $0.01 per share 61,985.916 $10.75 $666,348.60
Disclosure

SEC source: 0001104659-25-030711 · tm2511084-1_4seq1.xml · nonDerivative · entry 1

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 147,525.004

F5 · kind: Distribution of securities owned by Runway Growth Holdings LLC to its employees.

F4 · price: Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction.

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is an affiliate of Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

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December 19, 2024 Filed Dec 20, 2024 01:13 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 1,000 $10.34 $10,340.00
Disclosure

SEC source: 0001104659-24-130325 · tm2431624-1_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,531.84

Read SEC document
November 20, 2024 Filed Nov 22, 2024 21:30 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 8,803 $10.18 $89,614.54
Disclosure

SEC source: 0001104659-24-122116 · tm2429227-1_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 209,510.92

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.

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November 20, 2024 Filed Nov 22, 2024 21:31 UTC PurchaseCommon Stock, par value $0.01 per share 8,803 $10.18 $89,614.54
Disclosure

SEC source: 0001104659-24-122121 · tm2429227d2_4seq1.xml · nonDerivative · entry 1

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 209,510.92

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

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November 19, 2024 Filed Nov 20, 2024 21:30 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 13,187 $10.10 $133,188.70
Disclosure

SEC source: 0001104659-24-121038 · tm2428964-2_4seq1.xml · nonDerivative · entry 2

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 200,707.92

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.

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November 19, 2024 Filed Nov 20, 2024 21:30 UTC PurchaseCommon Stock, par value $0.01 per share 13,187 $10.10 $133,188.70
Disclosure

SEC source: 0001104659-24-121035 · tm2428964-1_4seq1.xml · nonDerivative · entry 2

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 200,707.92

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

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November 18, 2024 Filed Nov 20, 2024 21:30 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 7,556 $10.12 $76,466.72
Disclosure

SEC source: 0001104659-24-121038 · tm2428964-2_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 187,520.92

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:30 UTC PurchaseCommon Stock, par value $0.01 per share 7,556 $10.12 $76,466.72
Disclosure

SEC source: 0001104659-24-121035 · tm2428964-1_4seq1.xml · nonDerivative · entry 1

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 187,520.92

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

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August 14, 2024 Filed Aug 16, 2024 23:55 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 5,000 $10.17 $50,850.00
Disclosure

SEC source: 0001104659-24-090614 · tm2421947-1_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,531.84

Read SEC document
August 13, 2024 Filed Aug 14, 2024 20:30 UTC PurchaseCommon Stock, par value $0.01 per share 5,000 $10.08 $50,400.00
Disclosure

SEC source: 0001104659-24-089677 · tm2421700-1_4seq1.xml · nonDerivative · entry 1

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,441

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 23:32 UTC
OCM Growth Holdings LLCDirector · 10% owner
BROOKFIELD Corp /ON/Director · 10% owner
BAM Partners TrustDirector · 10% owner
SaleCommon Stock, par value $0.01 per share 400,000 $11.90 $4,760,000.00
Disclosure

SEC source: 0000950170-24-072620 · ownership.xml · nonDerivative · entry 1

OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner

Brookfield Oaktree Holdings, LLC · CIK 0001403528 · Director · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner

BROOKFIELD Corp /ON/ · CIK 0001001085 · Director · 10% owner

BAM Partners Trust · CIK 0001861643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,779,668

F1 · ownership.direct: This Form 4 is being filed by (i) OCM Growth Holdings LLC, a Delaware limited liability company ("OCMGH") and the direct holder of the reported securities, (ii) Brookfield Oaktree Holdings, LLC, a Delaware LLC ("BOH"), in its capacity as the indirect manager of OCMGH; (iii) Oaktree Capital Group Holdings GP, LLC ("OCGHGP"), in its capacity as the indirect owner of class B units of BOH; (iv) Brookfield Corporation, a Canadian corporation ("BN"), in its capacity as the indirect owner of the class A units of BOH and (v) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BN.

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

F4 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:15 UTC
OCM Growth Holdings LLCDirector · 10% owner
BROOKFIELD Corp /ON/Director · 10% owner
BAM Partners TrustDirector · 10% owner
SaleCommon Stock, par value $0.01 per share 4,312,500 $11.50 $49,593,750.00
Disclosure

SEC source: 0000950170-24-061093 · ownership.xml · nonDerivative · entry 1

OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner

Brookfield Oaktree Holdings, LLC · CIK 0001403528 · Director · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner

BROOKFIELD Corp /ON/ · CIK 0001001085 · Director · 10% owner

BAM Partners Trust · CIK 0001861643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,179,668

F1 · price: On May 14, 2024, the Reporting Persons participated in a block trade in which they sold 4,312,500 shares of common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer") for aggregate proceeds of $49,593,750 (the "Block Sale"). The Common Stock reported as sold includes 562,500 shares of Common Stock sold pursuant to the underwriters' exercise of an overallotment right.

F2 · ownership.direct: Following the Block Sale, OCM Growth Holdings, LLC, a Delaware limited liability company ("OCMGH") directly owns 11,179,668 shares of Common Stock of the Issuer.

F3 · ownership.direct: This Form 4 is being filed by (i) OCMGH; (ii) Brookfield Oaktree Holdings, LLC, a Delaware LLC ("BOH"), in its capacity as the indirect manager of OCMGH; (iii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGHGP"), in its capacity as the indirect owner of class B units of BOH; (iv) Brookfield Corporation, a Canadian corporation ("BN"), in its capacity as the indirect owner of the class A units of BOH and (v) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BN.

F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:33 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 5,000 $11.88 $59,400.00
Disclosure

SEC source: 0001104659-24-038544 · tm249569-1_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,531.84

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 21:00 UTC
OCM Growth Holdings LLCDirector · 10% owner
BROOKFIELD Corp /ON/Director · 10% owner
BAM Partners TrustDirector · 10% owner
SaleCommon Stock, par value $0.01 per share 1,000,000 $11.33 $11,330,000.00
Disclosure

SEC source: 0000950170-24-034252 · ownership.xml · nonDerivative · entry 1

OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner

Brookfield Oaktree Holdings, LLC · CIK 0001403528 · Director · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner

Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. · CIK 0001780629 · Director · 10% owner

BROOKFIELD Corp /ON/ · CIK 0001001085 · Director · 10% owner

BAM Partners Trust · CIK 0001861643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,492,168

F1 · price: On March 18, 2024, the Reporting Persons participated in a block trade in which they sold 1,000,000 shares of common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer") for aggregate proceeds of $11,330,000 (the "Block Sale").

F2 · ownership.direct: Following the Block Sale, OCM Growth Holdings, LLC, a Delaware limited liability company ("OCMGH") directly owns 15,492,168 shares of Common Stock of the Issuer and Oaktree Opportunities Fund Xb Holdings (Delaware), L.P., a Delaware limited partnership ("Fund Xb Delaware") directly owns 0 shares of Common Stock of the Issuer, and therefore this filing constitutes an exit filing for Fund Xb Delaware.

F3 · ownership.direct: This Form 4 is being filed by (i) OCMGH; (ii) Fund Xb Delaware; (iii) Brookfield Oaktree Holdings, LLC (f/k/a Oaktree Capital Group, LLC), a Delaware LLC ("BOH"), in its capacity as the indirect manager of OCMGH and Fund Xb Delaware; (iv) Oaktree Capital Group Holdings GP, LLC ("OCGHGP"), in its capacity as the indirect owner of class B units of BOH; (v) Brookfield Corporation, a Canadian corporation ("BN"), in its capacity as the indirect owner of the class A units of BOH and (vi) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BN.

F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 20:24 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 20,460 $11.61 $237,540.60
Disclosure

SEC source: 0001104659-24-035571 · tm248982-1_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 179,964.92

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 20:27 UTC PurchaseCommon Stock, par value $0.01 per share 20,460 $11.61 $237,540.60
Disclosure

SEC source: 0001104659-24-035574 · tm248982-2_4seq1.xml · nonDerivative · entry 1

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 179,964.92

F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 02:30 UTC
OCM Growth Holdings LLCDirector · 10% owner
BROOKFIELD Corp /ON/Director · 10% owner
BAM Partners TrustDirector · 10% owner
SaleCommon Stock, par value $0.01 per share 12,365 $12.76 $157,734.12
Disclosure

SEC source: 0000950170-23-071709 · ownership.xml · nonDerivative · entry 2

OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner

Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner

Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. · CIK 0001780629 · Director · 10% owner

BROOKFIELD Corp /ON/ · CIK 0001001085 · Director · 10% owner

BAM Partners Trust · CIK 0001861643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,492,168

F1 · price: The reported price represents the volume-weighted average price ("VWAP") of shares sold. Full information regarding the number of shares of Common Stock sold at each separate price in the ranges reflected in footnotes 2 and 8 will be provided to the SEC, the Issuer or its shareholders upon request.

F8 · price: The reported price represents the VWAP of shares sold. Sale prices for the reported transaction reported ranged between $12.72 and $12.83, inclusive.

F3 · ownership.direct: Following the reported transactions, OCM Growth Holdings, LLC, a Delaware limited liability company ("OCMGH") directly owns 16,473,290 shares of common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer") and Oaktree Opportunities Fund Xb Holdings (Delaware), L.P., a Delaware limited partnership ("Fund Xb Delaware") directly owns 18,878 shares of Common Stock of the Issuer. This Form 4 is being filed by (i) OCMGH; (ii) Fund Xb Delaware;

F4 · ownership.direct: (continued from footnote 2) (iii) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as the manager of OCMGH and Fund Xb Delaware; (iv) Oaktree Capital Group Holdings GP, LLC ("OCGHGP"), in its capacity as the indirect owner of class B units of OCG; (v) Brookfield Corporation, a Canadian corporation ("BN"), in its capacity as the indirect owner of the class A units of OCG and (vi) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BN.

F5 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F6 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

F7 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

Read SEC document
December 15, 2023 Filed Dec 20, 2023 02:30 UTC
OCM Growth Holdings LLCDirector · 10% owner
BROOKFIELD Corp /ON/Director · 10% owner
BAM Partners TrustDirector · 10% owner
SaleCommon Stock, par value $0.01 per share 237,635 $12.69 $3,016,110.95
Disclosure

SEC source: 0000950170-23-071709 · ownership.xml · nonDerivative · entry 1

OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner

Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner

Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. · CIK 0001780629 · Director · 10% owner

BROOKFIELD Corp /ON/ · CIK 0001001085 · Director · 10% owner

BAM Partners Trust · CIK 0001861643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,504,533

F1 · price: The reported price represents the volume-weighted average price ("VWAP") of shares sold. Full information regarding the number of shares of Common Stock sold at each separate price in the ranges reflected in footnotes 2 and 8 will be provided to the SEC, the Issuer or its shareholders upon request.

F2 · price: The reported price represents the VWAP of shares sold. Sale prices for the reported transaction reported ranged between $12.68 and $12.85, inclusive.

F3 · ownership.direct: Following the reported transactions, OCM Growth Holdings, LLC, a Delaware limited liability company ("OCMGH") directly owns 16,473,290 shares of common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer") and Oaktree Opportunities Fund Xb Holdings (Delaware), L.P., a Delaware limited partnership ("Fund Xb Delaware") directly owns 18,878 shares of Common Stock of the Issuer. This Form 4 is being filed by (i) OCMGH; (ii) Fund Xb Delaware;

F4 · ownership.direct: (continued from footnote 2) (iii) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as the manager of OCMGH and Fund Xb Delaware; (iv) Oaktree Capital Group Holdings GP, LLC ("OCGHGP"), in its capacity as the indirect owner of class B units of OCG; (v) Brookfield Corporation, a Canadian corporation ("BN"), in its capacity as the indirect owner of the class A units of OCG and (vi) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BN.

F5 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F6 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

F7 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

Read SEC document
December 12, 2023 Filed Dec 15, 2023 02:49 UTC
OCM Growth Holdings LLCDirector · 10% owner
BROOKFIELD Corp /ON/Director · 10% owner
BAM Partners TrustDirector · 10% owner
SaleCommon Stock, par value $0.01 per share 562,500 $12.06 $6,782,400.00
Disclosure

SEC source: 0000950170-23-070554 · ownership.xml · nonDerivative · entry 1

OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner

Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner

Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner

Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. · CIK 0001780629 · Director · 10% owner

BROOKFIELD Corp /ON/ · CIK 0001001085 · Director · 10% owner

BAM Partners Trust · CIK 0001861643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,742,168

F1 · balance_after: On December 12, 2023, OCMGH (as defined in Note 3 below), and Fund Xb Delaware (as defined in Note 3 below), sold 561,856 and 644 shares of the Issuer, respectively, in connection with the underwriters exercise of the overallotment option pursuant to an underwriting agreement by and among OCMGH, Fund Xb Delaware, the Issuer, and the underwriters party thereto.

F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("OCMGH"), directly owns 16,723,004 shares of common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). Oaktree Opportunities Fund Xb Holdings (Delaware), L.P., a Delaware limited partnership ("Fund Xb Delaware"), directly owns 19,164 shares of Common Stock of the Issuer. This Form 4 is being filed by (i) OCMGH; (ii) Fund Xb Delaware;

F3 · ownership.direct: (continued from footnote 2) (iii) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as the manager of OCMGH and Fund Xb Delaware; (iv) Oaktree Capital Group Holdings GP, LLC ("OCGHGP"), in its capacity as the indirect owner of class B units of OCG; (v) Brookfield Corporation, a Canadian corporation ("BN"), in its capacity as the indirect owner of the class A units of OCG and (vi) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BN.

F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.

F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.

Read SEC document
November 27, 2023 Filed Nov 28, 2023 21:42 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 8,022 $12.80 $102,681.60
Disclosure

SEC source: 0001104659-23-121666 · tm2331675-2_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 152,804.92

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.

Read SEC document
November 27, 2023 Filed Nov 28, 2023 21:39 UTC PurchaseCommon Stock, par value $0.01 per share 8,022 $12.80 $102,681.60
Disclosure

SEC source: 0001104659-23-121665 · tm2331675-1_4seq1.xml · nonDerivative · entry 1

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 152,804.92

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

Read SEC document
November 22, 2023 Filed Nov 24, 2023 21:15 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 9,662 $12.64 $122,127.68
Disclosure

SEC source: 0001104659-23-121018 · tm2331474-2_4seq1.xml · nonDerivative · entry 2

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 144,782.92

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.

Read SEC document
November 22, 2023 Filed Nov 24, 2023 21:15 UTC PurchaseCommon Stock, par value $0.01 per share 9,662 $12.64 $122,127.68
Disclosure

SEC source: 0001104659-23-121017 · tm2331474-1_4seq1.xml · nonDerivative · entry 2

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 144,782.92

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

Read SEC document
November 21, 2023 Filed Nov 24, 2023 21:15 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 7,689 $12.53 $96,343.17
Disclosure

SEC source: 0001104659-23-121018 · tm2331474-2_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 135,120.92

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.

Read SEC document
November 21, 2023 Filed Nov 24, 2023 21:15 UTC PurchaseCommon Stock, par value $0.01 per share 7,689 $12.53 $96,343.17
Disclosure

SEC source: 0001104659-23-121017 · tm2331474-1_4seq1.xml · nonDerivative · entry 1

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 135,120.92

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 22:11 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 7,500 $12.39 $92,925.00
Disclosure

SEC source: 0001104659-23-120418 · tm2331300-2_4seq1.xml · nonDerivative · entry 2

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 127,431.92

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.

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November 20, 2023 Filed Nov 21, 2023 22:09 UTC PurchaseCommon Stock, par value $0.01 per share 7,500 $12.39 $92,925.00
Disclosure

SEC source: 0001104659-23-120417 · tm2331300-1_4seq1.xml · nonDerivative · entry 2

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 127,431.92

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

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November 17, 2023 Filed Nov 21, 2023 22:11 UTC
SPRENG R DAVIDDirector · President and CEO
PurchaseCommon Stock, par value $0.01 per share 6,600 $12.29 $81,114.00
Disclosure

SEC source: 0001104659-23-120418 · tm2331300-2_4seq1.xml · nonDerivative · entry 1

SPRENG R DAVID · CIK 0001038255 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 119,931.92

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.

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November 17, 2023 Filed Nov 21, 2023 22:09 UTC PurchaseCommon Stock, par value $0.01 per share 6,600 $12.29 $81,114.00
Disclosure

SEC source: 0001104659-23-120417 · tm2331300-1_4seq1.xml · nonDerivative · entry 1

Raterman Thomas B. · CIK 0001664300 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Runway Growth Holdings LLC

Disclosed balance after: 119,931.92

F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.