Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Runway Growth Finance Corp.RWAY · Entity 6030 | CFO, COO | May 14, 2026 | May 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Runway Growth Finance Corp.
Report date May 14, 2026 · Filed May 27, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 98,359 |
Last balance in matching sequence
After 2026-05-20 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-05-14 · Purchase · Acquired 2,900 · Balance 91,259 F1: On May 18, 2026, the reporting person filed a Form 4 with respect to two transactions dated May 14, 2026, which inadvertently reported the transaction codes in Column 3 as "A". This amended Form 4 amends such filing to report the transaction codes in Column 3 as "P" for such transactions. Row 2 · 2026-05-14 · Purchase · Acquired 100 · Balance 91,359 F1: On May 18, 2026, the reporting person filed a Form 4 with respect to two transactions dated May 14, 2026, which inadvertently reported the transaction codes in Column 3 as "A". This amended Form 4 amends such filing to report the transaction codes in Column 3 as "P" for such transactions. Row 3 · 2026-05-20 · Purchase · Acquired 7,000 · Balance 98,359 F2: On May 22, 2026, the reporting person filed a Form 4 with respect to a transaction dated May 20, 2026, which inadvertently reported the transaction code in Column 3 as "A". This amended Form 4 amends such filing to report the transaction code in Column 3 as "P" for such transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 18, 2026, the reporting person filed a Form 4 with respect to two transactions dated May 14, 2026, which inadvertently reported the transaction codes in Column 3 as "A". This amended Form 4 amends such filing to report the transaction codes in Column 3 as "P" for such transactions.
F2: On May 22, 2026, the reporting person filed a Form 4 with respect to a transaction dated May 20, 2026, which inadvertently reported the transaction code in Column 3 as "A". This amended Form 4 amends such filing to report the transaction code in Column 3 as "P" for such transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 22, 2026 20:05 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | GrantCommon Stock, par value $0.01 per share | 7,000 | $6.34 | $44,345.00 |
DisclosureSEC source: 0001104659-26-065694 · tm2615479-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,359 Read SEC document |
| May 20, 2026 Filed May 27, 2026 20:05 UTC Amendment | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 7,000 | $6.34 | $44,345.00 |
DisclosureSEC source: 0001104659-26-066922 · tm2615687-2_4aseq1.xml · nonDerivative · entry 3 Raterman Thomas B. · CIK 0001664300 · CFO, COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,359 F2 · kind: On May 22, 2026, the reporting person filed a Form 4 with respect to a transaction dated May 20, 2026, which inadvertently reported the transaction code in Column 3 as "A". This amended Form 4 amends such filing to report the transaction code in Column 3 as "P" for such transaction. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:02 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | GrantCommon Stock, par value $0.01 per share | 2,900 | $6.67 | $19,343.00 |
DisclosureSEC source: 0001104659-26-063313 · tm2615005-1_4seq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,260 F1 · balance_after: The previous Form 4 for Mr. Raterman filed on April 1, 2025 inadvertently misstated his direct and indirect holdings. This Form 4 corrects such disclosure. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:02 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | GrantCommon Stock, par value $0.01 per share | 100 | $6.67 | $667.00 |
DisclosureSEC source: 0001104659-26-063313 · tm2615005-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,359 F1 · balance_after: The previous Form 4 for Mr. Raterman filed on April 1, 2025 inadvertently misstated his direct and indirect holdings. This Form 4 corrects such disclosure. Read SEC document |
| May 14, 2026 Filed May 27, 2026 20:05 UTC Amendment | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 100 | $6.67 | $667.00 |
DisclosureSEC source: 0001104659-26-066922 · tm2615687-2_4aseq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,359 F1 · kind: On May 18, 2026, the reporting person filed a Form 4 with respect to two transactions dated May 14, 2026, which inadvertently reported the transaction codes in Column 3 as "A". This amended Form 4 amends such filing to report the transaction codes in Column 3 as "P" for such transactions. Read SEC document |
| May 14, 2026 Filed May 27, 2026 20:05 UTC Amendment | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 2,900 | $6.67 | $19,343.00 |
DisclosureSEC source: 0001104659-26-066922 · tm2615687-2_4aseq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,259 F1 · kind: On May 18, 2026, the reporting person filed a Form 4 with respect to two transactions dated May 14, 2026, which inadvertently reported the transaction codes in Column 3 as "A". This amended Form 4 amends such filing to report the transaction codes in Column 3 as "P" for such transactions. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:20 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | OtherCommon Stock, par value $0.01 per share | 18,437.603 | $10.75 | $198,204.23 |
DisclosureSEC source: 0001104659-25-030711 · tm2511084-1_4seq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,878.603 F3 · kind: In-kind transfer of the securities held by Runway Growth Holdings LLC to Mr. Raterman. F4 · price: Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction. F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:20 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | OtherCommon Stock, par value $0.01 per share | 61,985.916 | $10.75 | $666,348.60 |
DisclosureSEC source: 0001104659-25-030711 · tm2511084-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 147,525.004 F5 · kind: Distribution of securities owned by Runway Growth Holdings LLC to its employees. F4 · price: Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction. F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is an affiliate of Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:31 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 8,803 | $10.18 | $89,614.54 |
DisclosureSEC source: 0001104659-24-122121 · tm2429227d2_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 209,510.92 F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 21:30 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 13,187 | $10.10 | $133,188.70 |
DisclosureSEC source: 0001104659-24-121035 · tm2428964-1_4seq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 200,707.92 F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 21:30 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 7,556 | $10.12 | $76,466.72 |
DisclosureSEC source: 0001104659-24-121035 · tm2428964-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 187,520.92 F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 20:30 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $10.08 | $50,400.00 |
DisclosureSEC source: 0001104659-24-089677 · tm2421700-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,441 F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 20:27 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 20,460 | $11.61 | $237,540.60 |
DisclosureSEC source: 0001104659-24-035574 · tm248982-2_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 179,964.92 F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| November 27, 2023 Filed Nov 28, 2023 21:39 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 8,022 | $12.80 | $102,681.60 |
DisclosureSEC source: 0001104659-23-121665 · tm2331675-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 152,804.92 F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| November 22, 2023 Filed Nov 24, 2023 21:15 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 9,662 | $12.64 | $122,127.68 |
DisclosureSEC source: 0001104659-23-121017 · tm2331474-1_4seq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 144,782.92 F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:15 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 7,689 | $12.53 | $96,343.17 |
DisclosureSEC source: 0001104659-23-121017 · tm2331474-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 135,120.92 F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 22:09 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 7,500 | $12.39 | $92,925.00 |
DisclosureSEC source: 0001104659-23-120417 · tm2331300-1_4seq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 127,431.92 F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 22:09 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 6,600 | $12.29 | $81,114.00 |
DisclosureSEC source: 0001104659-23-120417 · tm2331300-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 119,931.92 F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| May 12, 2023 Filed May 15, 2023 11:25 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 2,500 | $10.74 | $26,850.00 |
DisclosureSEC source: 0001104659-23-060170 · tm2315734d1_4.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,181.3 Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 13:38 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 9,596 | $11.34 | $108,799.45 |
DisclosureSEC source: 0001104659-23-033629 · tm239828-1_4seq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 113,331.92 F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 13:38 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 3,000 | $11.35 | $34,050.00 |
DisclosureSEC source: 0001104659-23-033629 · tm239828-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,681.3 Read SEC document |
| December 16, 2022 Filed Dec 16, 2022 22:18 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 4,284 | $12.67 | $54,278.28 |
DisclosureSEC source: 0001104659-22-127923 · tm2232943-1_4seq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 102,730.92 F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 22:18 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 6,700 | $11.86 | $79,462.00 |
DisclosureSEC source: 0001104659-22-127923 · tm2232943-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 98,446.92 F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 22:17 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 7,705 | $11.75 | $90,533.75 |
DisclosureSEC source: 0001104659-22-127423 · tm2232846-2_4seq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · See Remark 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 99,451.92 F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:17 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 6,415 | $11.73 | $75,247.95 |
DisclosureSEC source: 0001104659-22-127423 · tm2232846-2_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remark 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 91,746.92 F1 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 21:05 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $11.98 | $11,980.00 |
DisclosureSEC source: 0001104659-22-119532 · tm2230757-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,681.3 Read SEC document |
| September 23, 2022 Filed Sep 23, 2022 21:09 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $11.36 | $11,360.00 |
DisclosureSEC source: 0001104659-22-102722 · tm2226584-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,681.3 Read SEC document |
| August 29, 2022 Filed Aug 30, 2022 20:30 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $12.45 | $12,450.00 |
DisclosureSEC source: 0001104659-22-096059 · tm2224782-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,681.3 F1 · price: The weighted average price reported in Column 4 is rounded to the nearest hundredth. The price range for the purchases is $12.415 to $12.48 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| May 11, 2022 Filed May 11, 2022 22:45 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $13.26 | $13,260.00 |
DisclosureSEC source: 0001104659-22-058895 · tm2215294-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,276.21 F1 · price: The price reported in Column 4 is rounded to the nearest hundredth. F2 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| May 10, 2022 Filed May 11, 2022 22:45 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $12.72 | $12,720.00 |
DisclosureSEC source: 0001104659-22-058895 · tm2215294-1_4seq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,124.77 F1 · price: The price reported in Column 4 is rounded to the nearest hundredth. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 17:28 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $12.30 | $12,300.00 |
DisclosureSEC source: 0001104659-22-033236 · tm229194-2_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,124.77 Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 21:57 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $12.18 | $12,180.00 |
DisclosureSEC source: 0001104659-22-032060 · tm228837-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,124.77 Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 22:41 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 11,080 | $13.48 | $149,358.40 |
DisclosureSEC source: 0001104659-21-149623 · tm2135448-2_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 85,331.92 F1 · price: The price reported in Column 4 is rounded to the nearest hundredth. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:41 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 12,266 | $13.52 | $165,836.32 |
DisclosureSEC source: 0001104659-21-149623 · tm2135448-2_4seq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 74,251.92 F1 · price: The price reported in Column 4 is rounded to the nearest hundredth. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:31 UTC | Runway Growth Finance Corp. RWAY · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $12.86 | $12,860.00 |
DisclosureSEC source: 0001104659-21-143056 · tm2133828-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,977.19 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in two transactions at prices of $12.825 and $12.90 per share. The reporting person undertakes to provide Runway Growth Finance Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote. F2 · balance_after: The number of shares includes shares acquired prior to November 22, 2021 pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 00:02 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 3,333.33 | $15.00 | $49,999.95 |
DisclosureSEC source: 0001104659-21-118029 · tm2128184-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,760.67 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| March 24, 2021 Filed Apr 8, 2021 19:52 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 20,460.74 | $15.00 | $306,911.10 |
DisclosureSEC source: 0001104659-21-048031 · tm2112523d2_form4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 61,985.92 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 21:16 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 21,020.54 | $15.00 | $315,308.10 |
DisclosureSEC source: 0001104659-20-041942 · tm2014461d2_4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 41,525.18 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 14:02 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 9,586.72 | $15.00 | $143,800.80 |
DisclosureSEC source: 0001104659-19-074691 · tm1926666d3_4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 20,211.93 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:53 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 4,828.86 | $15.00 | $72,432.90 |
DisclosureSEC source: 0001144204-19-047177 · tv530589_4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 10,609.55 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 293.57 | $15.16 | $4,450.52 |
DisclosureSEC source: 0001144204-19-026115 · tv521453_4.xml · nonDerivative · entry 3 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 1,739.84 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F3 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 619.17 | $15.16 | $9,386.62 |
DisclosureSEC source: 0001144204-19-026115 · tv521453_4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Capital LLC Disclosed balance after: 3,573.42 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Capital LLC, and may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest therein and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 587.14 | $15.16 | $8,901.04 |
DisclosureSEC source: 0001144204-19-026115 · tv521453_4.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,479.66 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:04 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 395.29 | $15.19 | $6,004.46 |
DisclosureSEC source: 0001144204-19-000661 · tv510363_form4.xml · nonDerivative · entry 4 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 1,409.04 F3 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Securities held by Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:04 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 2,135.25 | $15.19 | $32,434.45 |
DisclosureSEC source: 0001144204-19-000661 · tv510363_form4.xml · nonDerivative · entry 3 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Capital LLC Disclosed balance after: 2,878.21 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Capital LLC, and may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest therein and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:04 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 790.65 | $15.19 | $12,009.97 |
DisclosureSEC source: 0001144204-19-000661 · tv510363_form4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,818.08 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:04 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 1,013.75 | $15.00 | $15,206.25 |
DisclosureSEC source: 0001144204-19-000661 · tv510363_form4.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 1,013.75 F3 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Securities held by Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:40 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 726.1 | $15.02 | $10,906.02 |
DisclosureSEC source: 0001144204-18-049886 · tv503012_form4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Capital, LLC Disclosed balance after: 726.1 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan (?DRIP?), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Capital, LLC, and may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest therein and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 21:40 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 363.05 | $15.02 | $5,453.01 |
DisclosureSEC source: 0001144204-18-049886 · tv503012_form4.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,981.41 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan (?DRIP?), exempt under Rule 16a-11. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 22:04 UTC | Runway Growth Finance Corp. NONE · Entity 6030 | PurchaseCommon Stock, par value $0.01 per share | 393.27 | $15.00 | $5,899.05 |
DisclosureSEC source: 0001144204-17-063149 · tv481107_4.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575.7 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.