Last 12 months
Inside the activity.
9 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 4 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2021 Filed Dec 30, 2021 00:12 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 19,500 | $13.28 | $258,960.00 |
DisclosureSEC source: 0000899243-21-050057 · doc4.xml · nonDerivative · entry 3 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,919,829 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 00:12 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 20,610 | $13.12 | $270,432.05 |
DisclosureSEC source: 0000899243-21-050057 · doc4.xml · nonDerivative · entry 2 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,900,329 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 27, 2021 Filed Dec 30, 2021 00:12 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 20,959 | $13.35 | $279,794.27 |
DisclosureSEC source: 0000899243-21-050057 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,879,719 F1 · balance_after: Includes shares acquired pursuant to the issuer's dividend reinvestment plan. F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 23, 2021 Filed Dec 23, 2021 20:31 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 20,010 | $13.34 | $266,911.39 |
DisclosureSEC source: 0000899243-21-049545 · doc4.xml · nonDerivative · entry 3 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,858,760 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 20:31 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 21,570 | $13.36 | $288,239.91 |
DisclosureSEC source: 0000899243-21-049545 · doc4.xml · nonDerivative · entry 2 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,838,660 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 20:31 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 21,325 | $13.42 | $286,170.84 |
DisclosureSEC source: 0000899243-21-049545 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,817,090 F1 · balance_after: Includes shares acquired pursuant to the issuer's dividend reinvestment plan. F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 01:04 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 21,010 | $13.34 | $280,250.29 |
DisclosureSEC source: 0000899243-21-049031 · doc4.xml · nonDerivative · entry 3 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,795,765 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 01:04 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 19,800 | $13.36 | $264,587.40 |
DisclosureSEC source: 0000899243-21-049031 · doc4.xml · nonDerivative · entry 2 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,774,755 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 01:04 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 18,639 | $13.42 | $250,126.06 |
DisclosureSEC source: 0000899243-21-049031 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,754,955 F1 · balance_after: Includes shares acquired pursuant to the issuer's dividend reinvestment plan. F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 21:35 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 22,400 | $13.48 | $301,884.80 |
DisclosureSEC source: 0000899243-21-048366 · doc4.xml · nonDerivative · entry 3 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,736,316 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 21:35 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 17,119 | $13.52 | $231,416.35 |
DisclosureSEC source: 0000899243-21-048366 · doc4.xml · nonDerivative · entry 2 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,713,916 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 22:39 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 11,080 | $13.48 | $149,358.40 |
DisclosureSEC source: 0001104659-21-149622 · tm2135448-1_4seq1.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 85,331.92 F1 · price: The price reported in Column 4 is rounded to the nearest hundredth. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 22:41 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 11,080 | $13.48 | $149,358.40 |
DisclosureSEC source: 0001104659-21-149623 · tm2135448-2_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 85,331.92 F1 · price: The price reported in Column 4 is rounded to the nearest hundredth. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:35 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 19,500 | $13.41 | $261,461.85 |
DisclosureSEC source: 0000899243-21-048366 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,696,797 F1 · balance_after: Includes shares acquired pursuant to the issuer's dividend reinvestment plan. F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 10, 2021 Filed Dec 11, 2021 01:09 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 19,943 | $13.21 | $263,429.08 |
DisclosureSEC source: 0000899243-21-047819 · doc4.xml · nonDerivative · entry 5 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,677,297 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), a Canadian corporation, in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:39 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 12,266 | $13.52 | $165,836.32 |
DisclosureSEC source: 0001104659-21-149622 · tm2135448-1_4seq1.xml · nonDerivative · entry 2 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 74,251.92 F1 · price: The price reported in Column 4 is rounded to the nearest hundredth. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:41 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 12,266 | $13.52 | $165,836.32 |
DisclosureSEC source: 0001104659-21-149623 · tm2135448-2_4seq1.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 74,251.92 F1 · price: The price reported in Column 4 is rounded to the nearest hundredth. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| December 09, 2021 Filed Dec 11, 2021 01:09 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 21,158 | $13.19 | $278,989.39 |
DisclosureSEC source: 0000899243-21-047819 · doc4.xml · nonDerivative · entry 4 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,657,797 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), a Canadian corporation, in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 08, 2021 Filed Dec 11, 2021 01:09 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 23,050 | $12.80 | $295,021.56 |
DisclosureSEC source: 0000899243-21-047819 · doc4.xml · nonDerivative · entry 3 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,616,696 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), a Canadian corporation, in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 07, 2021 Filed Dec 11, 2021 01:09 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 29,378 | $13.49 | $396,206.40 |
DisclosureSEC source: 0000899243-21-047819 · doc4.xml · nonDerivative · entry 2 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,593,646 F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), a Canadian corporation, in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 06, 2021 Filed Dec 11, 2021 01:09 UTC |
OCM Growth Holdings LLCDirector · 10% owner
BAM Partners Trust10% owner
BROOKFIELD Corp /ON/10% owner
Oaktree Fund GP, LLC10% owner
OAKTREE FUND GP I, L.P.10% owner
Oaktree Capital I, L.P.10% owner
Brookfield OCM Holdings II, LLC10% owner
Brookfield OCM Holdings, LLC10% owner
Brookfield Oaktree Holdings, LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 8,566 | $13.61 | $116,572.98 |
DisclosureSEC source: 0000899243-21-047819 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner BAM Partners Trust · CIK 0001861643 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,564,268 F1 · balance_after: Includes shares acquired pursuant to the issuer's dividend reinvestment plan. F7 · balance_after: This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), a Canadian corporation, in its capacity as the indirect owner of the class A units of OCG; and (ix) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:31 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $12.86 | $12,860.00 |
DisclosureSEC source: 0001104659-21-143056 · tm2133828-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,977.19 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in two transactions at prices of $12.825 and $12.90 per share. The reporting person undertakes to provide Runway Growth Finance Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote. F2 · balance_after: The number of shares includes shares acquired prior to November 22, 2021 pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 00:02 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 3,333.33 | $15.00 | $49,999.95 |
DisclosureSEC source: 0001104659-21-118029 · tm2128184-1_4seq1.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,760.67 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| March 24, 2021 Filed Apr 8, 2021 19:51 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 20,460.74 | $15.00 | $306,911.10 |
DisclosureSEC source: 0001104659-21-048030 · tm2112523d1_form4.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 61,985.92 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| March 24, 2021 Filed Apr 8, 2021 19:52 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 20,460.74 | $15.00 | $306,911.10 |
DisclosureSEC source: 0001104659-21-048031 · tm2112523d2_form4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 61,985.92 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 22:02 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Partners LtdDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
BROOKFIELD Corp /ON/Director · 10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 2,129,747.74 | $15.00 | $31,946,216.10 |
DisclosureSEC source: 0000899243-20-028524 · doc4.xml · nonDerivative · entry 2 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Partners Ltd · CIK 0001540229 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,457,226.5 F1 · balance_after: Includes shares acquired pursuant to the issuer's dividend reinvestment plan. F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 17,457,226.5 shares of the common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG; Brookfield Asset Management ("BAM"); and Partners Limited ("Partners"). F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| September 08, 2020 Filed Oct 16, 2020 22:02 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Partners LtdDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
BROOKFIELD Corp /ON/Director · 10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 21,045.138 | $13.00 | $273,586.79 |
DisclosureSEC source: 0000899243-20-028524 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Partners Ltd · CIK 0001540229 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,327,478.76 F1 · balance_after: Includes shares acquired pursuant to the issuer's dividend reinvestment plan. F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 17,457,226.5 shares of the common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG; Brookfield Asset Management ("BAM"); and Partners Limited ("Partners"). F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| July 28, 2020 Filed Aug 24, 2020 10:30 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 81,128.74 | $13.00 | $1,054,673.62 |
DisclosureSEC source: 0000899243-20-023259 · doc4.xml · nonDerivative · entry 2 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,933,309.9 F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| July 28, 2020 Filed Aug 24, 2020 10:30 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 16,662.62 | $13.00 | $216,614.06 |
DisclosureSEC source: 0000899243-20-023259 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,852,181.2 F1 · balance_after: Includes shares acquired pursuant to the issuer's dividend reinvestment plan. F2 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 14,933,309.96 shares of the common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F3 · ownership.direct: (Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 21:15 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 21,020.54 | $15.00 | $315,308.10 |
DisclosureSEC source: 0001104659-20-041941 · tm2014461d1_4.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 41,525.18 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 21:16 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 21,020.54 | $15.00 | $315,308.10 |
DisclosureSEC source: 0001104659-20-041942 · tm2014461d2_4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 41,525.18 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 14:01 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 9,586.72 | $15.00 | $143,800.80 |
DisclosureSEC source: 0001104659-19-074690 · tm1926666d2_4.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 20,211.93 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 22:01 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 2,157,011.48 | $15.00 | $32,355,172.20 |
DisclosureSEC source: 0000899243-19-029775 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,743,840.67 F1 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 13,743,840.67 shares of the common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F2 · ownership.direct: (Continued from Footnote 1) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F4 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 14:02 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 9,586.72 | $15.00 | $143,800.80 |
DisclosureSEC source: 0001104659-19-074691 · tm1926666d3_4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 20,211.93 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:53 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 4,828.86 | $15.00 | $72,432.90 |
DisclosureSEC source: 0001144204-19-047176 · tv530587_4.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 10,609.55 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:22 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 1,086,493.58 | $15.00 | $16,297,403.70 |
DisclosureSEC source: 0000899243-19-024914 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,586,829.1 F1 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 11,586,829.19 shares of the common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F2 · ownership.direct: (Continued from Footnote 1) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F4 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:53 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 4,828.86 | $15.00 | $72,432.90 |
DisclosureSEC source: 0001144204-19-047177 · tv530589_4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 10,609.55 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 4,286.15 | $15.16 | $64,978.03 |
DisclosureSEC source: 0001144204-19-026114 · tv521449_4.xml · nonDerivative · entry 3 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,386.15 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 293.57 | $15.16 | $4,450.52 |
DisclosureSEC source: 0001144204-19-026114 · tv521449_4.xml · nonDerivative · entry 2 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 1,739.84 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F3 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC |
SPRENG R DAVIDDirector · President and CEO
|
PurchaseCommon Stock, par value $0.01 per share | 619.17 | $15.16 | $9,386.62 |
DisclosureSEC source: 0001144204-19-026114 · tv521449_4.xml · nonDerivative · entry 1 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Capital LLC Disclosed balance after: 3,573.42 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Capital LLC, and may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest therein and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. Read SEC document |
| May 10, 2019 Filed May 14, 2019 15:21 UTC |
OCM Growth Holdings LLCDirector · 10% owner
Oaktree Fund GP, LLCDirector · 10% owner
OAKTREE FUND GP I, L.P.Director · 10% owner
Oaktree Capital I, L.P.Director · 10% owner
Brookfield OCM Holdings II, LLCDirector · 10% owner
Brookfield OCM Holdings, LLCDirector · 10% owner
Brookfield Oaktree Holdings, LLCDirector · 10% owner
Oaktree Capital Group Holdings GP, LLCDirector · 10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 1,628,366.27 | $15.16 | $24,686,032.65 |
DisclosureSEC source: 0000899243-19-013401 · doc4.xml · nonDerivative · entry 1 OCM Growth Holdings LLC · CIK 0001693272 · Director · 10% owner Oaktree Fund GP, LLC · CIK 0001499005 · Director · 10% owner OAKTREE FUND GP I, L.P. · CIK 0001402746 · Director · 10% owner Oaktree Capital I, L.P. · CIK 0001403530 · Director · 10% owner OCM HOLDINGS I, LLC · CIK 0001407178 · Director · 10% owner OAKTREE HOLDINGS, LLC · CIK 0001407181 · Director · 10% owner Oaktree Capital Group, LLC · CIK 0001403528 · Director · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,650,423.39 F1 · ownership.direct: OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 9,650,423.27 shares of the common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), F2 · ownership.direct: (Continued from Footnote 1) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F4 · ownership.direct: OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. F5 · ownership.direct: The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. Read SEC document |
| May 10, 2019 Filed May 14, 2019 19:08 UTC |
Kovacs GaryDirector
|
PurchaseCommon Stock, par value $0.01 per share | 5,871.44 | $15.16 | $89,011.03 |
DisclosureSEC source: 0001144204-19-026117 · tv521459_4.xml · nonDerivative · entry 1 Kovacs Gary · CIK 0001666013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,796.75 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:52 UTC |
Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 293,571.77 | $15.16 | $4,450,548.03 |
DisclosureSEC source: 0001144204-19-026159 · tv521452_4.xml · nonDerivative · entry 1 Carilion Clinic · CIK 0001363589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,739,836.99 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC |
Solimene LewisDirector
|
PurchaseCommon Stock, par value $0.01 per share | 1,761.43 | $15.16 | $26,703.28 |
DisclosureSEC source: 0001144204-19-026116 · tv521455_4.xml · nonDerivative · entry 1 Solimene Lewis · CIK 0001696602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,439.02 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC |
Persily JulieDirector
|
PurchaseCommon Stock, par value $0.01 per share | 1,761.43 | $15.16 | $26,703.28 |
DisclosureSEC source: 0001144204-19-026113 · tv521447_4.xml · nonDerivative · entry 1 Persily Julie · CIK 0001593007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,439.02 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| May 10, 2019 Filed May 15, 2019 01:53 UTC |
Retirement Plan of Carilion Clinic10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 293,571.77 | $15.16 | $4,450,548.03 |
DisclosureSEC source: 0001144204-19-026160 · tv521458_4.xml · nonDerivative · entry 1 Retirement Plan of Carilion Clinic · CIK 0001704381 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,739,836.99 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 293.57 | $15.16 | $4,450.52 |
DisclosureSEC source: 0001144204-19-026115 · tv521453_4.xml · nonDerivative · entry 3 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Holdings LLC Disclosed balance after: 1,739.84 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F3 · ownership.nature: These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
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PurchaseCommon Stock, par value $0.01 per share | 619.17 | $15.16 | $9,386.62 |
DisclosureSEC source: 0001144204-19-026115 · tv521453_4.xml · nonDerivative · entry 2 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Runway Growth Capital LLC Disclosed balance after: 3,573.42 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. F2 · ownership.nature: These securities are held by Runway Growth Capital LLC, and may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest therein and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:08 UTC |
Raterman Thomas B.CFO, Treasurer and Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 587.14 | $15.16 | $8,901.04 |
DisclosureSEC source: 0001144204-19-026115 · tv521453_4.xml · nonDerivative · entry 1 Raterman Thomas B. · CIK 0001664300 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,479.66 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:02 UTC |
SPRENG R DAVIDDirector · President and CEO
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PurchaseCommon Stock, par value $0.01 per share | 4,190.78 | $15.19 | $63,657.95 |
DisclosureSEC source: 0001144204-19-000652 · tv510356_form4.xml · nonDerivative · entry 4 SPRENG R DAVID · CIK 0001038255 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,942.99 F1 · balance_after: The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.