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2823
SEC CIK
0000101829
Parsed reports
1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 21, 2003 Filed Jul 23, 2003 20:42 UTC
PAGE STEPHEN FDirector · Vice Chairman & CFO
Tax withholdingCommon Stock 11,908 $73.75 $878,215.00
Disclosure

SEC source: 0000101829-03-000254 · pag122.xml · nonDerivative · entry 3

PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,131

F1 · balance_after: The reporting person also directly owns 6,384 shares of United Technologies Career Restricted common stock and 25,000 shares of Restricted common stock.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 20:42 UTC
PAGE STEPHEN FDirector · Vice Chairman & CFO
Tax withholdingCommon Stock 11,526 $73.75 $850,042.50
Disclosure

SEC source: 0000101829-03-000254 · pag122.xml · nonDerivative · entry 2

PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,039

Read SEC document
July 21, 2003 Filed Jul 23, 2003 20:42 UTC
PAGE STEPHEN FDirector · Vice Chairman & CFO
Exercise / conversionCommon Stock 50,000 $17.00 $850,000.00
Disclosure

SEC source: 0000101829-03-000254 · pag122.xml · nonDerivative · entry 1

PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person also directly owns 6,384 shares of United Technologies Career Restricted common stock and 25,000 shares of Restricted common stock.

Read SEC document
July 15, 2003 Filed Jul 17, 2003 13:34 UTC
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
GrantPhantom Stock Unit · Derivative 9.269 $71.92 Strike: $0.00 $666.63
Disclosure

SEC source: 0000101829-03-000245 · har120.xml · derivative · entry 1

HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,162.4013

Underlying: Common Stock · 9.269 shares

Expires 1988-08-08

F1 · shares: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3.

F2 · derivative.exercise_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period.

F2 · derivative.expiration_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period.

Read SEC document
July 01, 2003 Filed Jul 9, 2003 19:00 UTC
FINGER STEPHEN NPresident, Sikorsky Aircraft
GrantCommon Stock (Restricted) 10,000 $0.00 $0.00
Disclosure

SEC source: 0000101829-03-000234 · fin118.xml · nonDerivative · entry 1

FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
July 01, 2003 Filed Jul 2, 2003 20:45 UTC
DAVID GEORGE ALDirector · Chairman and CEO
SaleCommon Stock 120,000 $70.67 $8,480,400.00
Disclosure

SEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 7

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,183

Read SEC document
June 30, 2003 Filed Jul 2, 2003 20:45 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $16.13 $0.00
Disclosure

SEC source: 0000101829-03-000230 · dav117.xml · derivative · entry 9

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2004-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 20:45 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 260,000 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0000101829-03-000230 · dav117.xml · derivative · entry 8

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 260,000 shares

Expires 2004-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 20:45 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Tax withholdingCommon Stock 11,952 $70.83 $846,560.16
Disclosure

SEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 6

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,183

Read SEC document
June 30, 2003 Filed Jul 2, 2003 20:45 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Tax withholdingCommon Stock 11,383 $70.83 $806,257.89
Disclosure

SEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 5

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,135

Read SEC document
June 30, 2003 Filed Jul 2, 2003 20:45 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Tax withholdingCommon Stock 61,156 $70.83 $4,331,679.48
Disclosure

SEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 4

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,518

Read SEC document
June 30, 2003 Filed Jul 2, 2003 20:45 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Tax withholdingCommon Stock 62,403 $70.83 $4,420,004.49
Disclosure

SEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 3

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,674

Read SEC document
June 30, 2003 Filed Jul 2, 2003 20:45 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Exercise / conversionCommon Stock 50,000 $16.13 $806,500.00
Disclosure

SEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 20:45 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Exercise / conversionCommon Stock 260,000 $17.00 $4,420,000.00
Disclosure

SEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2003 Filed Jul 1, 2003 19:04 UTC
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
GrantPhantom Stock Unit · Derivative 9.41 $70.83 Strike: $0.00 $666.51
Disclosure

SEC source: 0000101829-03-000225 · har116.xml · derivative · entry 1

HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,153.13

Underlying: Common Stock · 9.41 shares

Expires 1988-08-08

F1 · shares: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3.

F2 · derivative.exercise_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period.

F2 · derivative.expiration_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period.

Read SEC document
June 20, 2003 Filed Jun 23, 2003 20:44 UTC
CASSIDY JOHN F JRSVP, Science & Technology
SaleCommon Stock 3,000 $73.00 $219,000.00
Disclosure

SEC source: 0000101829-03-000209 · cas113.xml · nonDerivative · entry 1

CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Read SEC document
June 16, 2003 Filed Jun 17, 2003 17:49 UTC
DAVID GEORGE ALDirector · Chairman and CEO
SaleCommon Stock 80,000 $72.50 $5,800,320.00
Disclosure

SEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 8

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,077

Read SEC document
June 16, 2003 Filed Jun 18, 2003 18:40 UTC
CASSIDY JOHN F JRSVP, Science & Technology
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,400 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0000101829-03-000207 · cas111.xml · derivative · entry 4

CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 14,400 shares

Expires 2006-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2003 Filed Jun 18, 2003 18:40 UTC
CASSIDY JOHN F JRSVP, Science & Technology
Tax withholdingCommon Stock 2,941 $73.51 $216,192.91
Disclosure

SEC source: 0000101829-03-000207 · cas111.xml · nonDerivative · entry 3

CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Read SEC document
June 16, 2003 Filed Jun 18, 2003 18:40 UTC
CASSIDY JOHN F JRSVP, Science & Technology
Tax withholdingCommon Stock 4,898 $73.51 $360,051.98
Disclosure

SEC source: 0000101829-03-000207 · cas111.xml · nonDerivative · entry 2

CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641

Read SEC document
June 16, 2003 Filed Jun 18, 2003 18:40 UTC
CASSIDY JOHN F JRSVP, Science & Technology
Exercise / conversionCommon Stock 14,400 $25.00 $360,000.00
Disclosure

SEC source: 0000101829-03-000207 · cas111.xml · nonDerivative · entry 1

CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2003 Filed Jun 17, 2003 17:49 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $16.13 $0.00
Disclosure

SEC source: 0001181431-03-010982 · rrd11121.xml · derivative · entry 9

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 200,000 shares

Expires 2004-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2003 Filed Jun 17, 2003 17:49 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Tax withholdingCommon Stock 48,058 $72.11 $3,465,462.38
Disclosure

SEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 7

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,077

Read SEC document
June 13, 2003 Filed Jun 17, 2003 17:49 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Tax withholdingCommon Stock 44,724 $72.11 $3,225,047.64
Disclosure

SEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 6

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,135

Read SEC document
June 13, 2003 Filed Jun 17, 2003 17:49 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Exercise / conversionCommon Stock 200,000 $16.13 $3,225,000.00
Disclosure

SEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 5

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2003 Filed Jun 17, 2003 16:09 UTC
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
GrantPhantom Stock Unit · Derivative 9.245 $72.11 Strike: $0.00 $666.66
Disclosure

SEC source: 0000101829-03-000205 · har109.xml · derivative · entry 1

HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,143.7223

Underlying: Common Stock · 9.245 shares

Expires 1988-08-08

F1 · shares: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3.

F2 · derivative.exercise_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period.

F2 · derivative.expiration_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period.

Read SEC document
June 12, 2003 Filed Jun 16, 2003 18:10 UTC
CHENEVERT LOUISPresident, Pratt & Whitney
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $34.50 $0.00
Disclosure

SEC source: 0000101829-03-000203 · che108.xml · derivative · entry 8

CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 10,000 shares

Expires 2007-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2003 Filed Jun 16, 2003 18:10 UTC
CHENEVERT LOUISPresident, Pratt & Whitney
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0000101829-03-000203 · che108.xml · derivative · entry 7

CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2006-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2003 Filed Jun 16, 2003 18:10 UTC
CHENEVERT LOUISPresident, Pratt & Whitney
Tax withholdingCommon Stock 2,029 $0.00 $0.00
Disclosure

SEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 6

CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,268

Read SEC document
June 12, 2003 Filed Jun 16, 2003 18:10 UTC
CHENEVERT LOUISPresident, Pratt & Whitney
Tax withholdingCommon Stock 3,444 $0.00 $0.00
Disclosure

SEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 5

CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,297

Read SEC document
June 12, 2003 Filed Jun 16, 2003 18:10 UTC
CHENEVERT LOUISPresident, Pratt & Whitney
Exercise / conversionCommon Stock 10,000 $34.50 $345,000.00
Disclosure

SEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 4

CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2003 Filed Jun 16, 2003 18:10 UTC
CHENEVERT LOUISPresident, Pratt & Whitney
Exercise / conversionCommon Stock 10,000 $25.00 $250,000.00
Disclosure

SEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 3

CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2003 Filed Jun 16, 2003 18:10 UTC
CHENEVERT LOUISPresident, Pratt & Whitney
Tax withholdingCommon Stock 1,624 $0.00 $0.00
Disclosure

SEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 2

CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,741

Read SEC document
June 10, 2003 Filed Jun 16, 2003 18:10 UTC
CHENEVERT LOUISPresident, Pratt & Whitney
Tax withholdingCommon Stock 4,753 $0.00 $0.00
Disclosure

SEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 1

CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,365

Read SEC document
June 06, 2003 Filed Jun 17, 2003 17:49 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 4

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,859

Read SEC document
June 05, 2003 Filed Jun 17, 2003 17:49 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 3

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,359

Read SEC document
May 30, 2003 Filed Jun 3, 2003 14:28 UTC
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
GrantPhantom Stock Unit · Derivative 9.768 $68.25 Strike: $0.00 $666.67
Disclosure

SEC source: 0000101829-03-000201 · har106.xml · derivative · entry 1

HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114.981

Underlying: Common Stock · 9.768 shares

Expires 1988-08-08

F1 · shares: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3.

F2 · derivative.exercise_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period.

F2 · derivative.expiration_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period.

Read SEC document
May 28, 2003 Filed Mar 25, 2004 22:08 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 115 $0.00 $0.00
Disclosure

SEC source: 0000101829-04-000122 · dav260.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,618

F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock.

Read SEC document
May 21, 2003 Filed Jun 17, 2003 17:49 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,359

Read SEC document
May 15, 2003 Filed May 19, 2003 20:58 UTC
HARKIN RUTH RSVP, Intl. Affairs & Govt.
GrantPhantom Stock Unit · Derivative 9.838 $67.77 Strike: $0.00 $666.72
Disclosure

SEC source: 0001181431-03-008179 · rrd9172.xml · derivative · entry 1

HARKIN RUTH R · CIK 0001184189 · SVP, Intl. Affairs & Govt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105.213

Underlying: Common Stock · 9.838 shares

Expires 1988-08-08

F1 · shares: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16-3.

F2 · derivative.exercise_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period.

F2 · derivative.expiration_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period.

Read SEC document
May 06, 2003 Filed Jun 17, 2003 17:49 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,514

Read SEC document
Date not disclosed Filed Jul 9, 2003 18:54 UTC
FINGER STEPHEN NPresident, Sikorsky Aircraft
OtherCommon Stock (Career Restricted) 2,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000101829-03-000232 · fin114.xml · nonDerivative · entry 3

FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 9, 2003 18:54 UTC
FINGER STEPHEN NPresident, Sikorsky Aircraft
OtherCommon Stock 5,224.464 Not disclosed Not disclosed
Disclosure

SEC source: 0000101829-03-000232 · fin114.xml · nonDerivative · entry 2

FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savings Plan Trustee

Disclosed balance after: Not disclosed

Read SEC document
Date not disclosed Filed Jul 9, 2003 18:54 UTC
FINGER STEPHEN NPresident, Sikorsky Aircraft
OtherCommon Stock 116 Not disclosed Not disclosed
Disclosure

SEC source: 0000101829-03-000232 · fin114.xml · nonDerivative · entry 1

FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.