Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2004 Filed Aug 2, 2004 19:58 UTC |
HAYES GREGORYVP, Accounting and Control
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,300 | $0.00 Strike: $63.41 | $0.00 |
DisclosureSEC source: 0000101829-04-000195 · hay310.xml · derivative · entry 4 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,300 Underlying: Common Stock · 3,300 shares Expires 2013-01-01 F1 · balance_after: The reporting person acquired a beneficial interest in these holdings upon his marriage to the owner of the holdings on May 15, 2004. Read SEC document |
| May 15, 2004 Filed Aug 2, 2004 19:58 UTC |
HAYES GREGORYVP, Accounting and Control
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,800 | $0.00 Strike: $64.34 | $0.00 |
DisclosureSEC source: 0000101829-04-000195 · hay310.xml · derivative · entry 3 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,800 Underlying: Common Stock · 1,800 shares Expires 2012-01-01 F1 · balance_after: The reporting person acquired a beneficial interest in these holdings upon his marriage to the owner of the holdings on May 15, 2004. Read SEC document |
| May 15, 2004 Filed Aug 2, 2004 19:58 UTC |
HAYES GREGORYVP, Accounting and Control
|
GrantCommon Stock | 458.4937 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000195 · hay310.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's Savings Plan Account Disclosed balance after: 479.999 F1 · balance_after: The reporting person acquired a beneficial interest in these holdings upon his marriage to the owner of the holdings on May 15, 2004. Read SEC document |
| May 14, 2004 Filed May 21, 2004 15:30 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 21.2714 | $83.25 Strike: $0.00 | $1,770.84 |
DisclosureSEC source: 0000101829-04-000169 · van287.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,104.7036 Underlying: Common Stock · 21.2714 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| May 14, 2004 Filed May 21, 2004 15:49 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.7538 | $83.25 Strike: $0.00 | $312.50 |
DisclosureSEC source: 0000101829-04-000170 · jam286.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57.9046 Underlying: Common Stock · 3.7538 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| May 07, 2004 Filed Jul 29, 2004 21:01 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,437 Read SEC document |
| April 30, 2004 Filed May 4, 2004 18:33 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.623 | $86.26 Strike: $0.00 | $312.52 |
DisclosureSEC source: 0000101829-04-000165 · jam279.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54.1508 Underlying: Common Stock · 3.623 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| April 30, 2004 Filed May 4, 2004 18:34 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 20.529 | $86.26 Strike: $0.00 | $1,770.83 |
DisclosureSEC source: 0000101829-04-000166 · van280.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083.4322 Underlying: Common Stock · 20.529 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| April 28, 2004 Filed Apr 29, 2004 20:45 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
SaleCommon Stock | 285 | $89.34 | $25,461.90 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 8 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| April 28, 2004 Filed Apr 29, 2004 20:45 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
SaleCommon Stock | 5,900 | $89.30 | $526,870.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 7 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285 Read SEC document |
| April 28, 2004 Filed Apr 29, 2004 20:45 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
SaleCommon Stock | 28,948 | $89.45 | $2,589,398.60 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 6 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,185 Read SEC document |
| April 28, 2004 Filed Jul 29, 2004 21:01 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,562 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · derivative · entry 12 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · derivative · entry 11 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 4,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Tax withholdingCommon Stock | 5,619 | $89.94 | $505,372.86 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 5 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,133 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Tax withholdingCommon Stock | 937 | $89.94 | $84,273.78 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 4 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,752 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Exercise / conversionCommon Stock | 24,000 | $36.56 | $877,500.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Exercise / conversionCommon Stock | 4,000 | $36.56 | $146,250.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 2 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · derivative · entry 21 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · derivative · entry 20 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · derivative · entry 19 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 20,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $34.50 | $0.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · derivative · entry 18 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2007-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · derivative · entry 17 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2006-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
SaleCommon Stock | 600 | $87.52 | $52,512.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 15 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,850 Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
SaleCommon Stock | 3,000 | $87.70 | $263,100.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 14 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
SaleCommon Stock | 5,000 | $87.50 | $437,500.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 13 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,450 Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
SaleCommon Stock | 1,500 | $87.72 | $131,580.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 12 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,450 Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
SaleCommon Stock | 4,000 | $87.75 | $351,000.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 11 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,950 Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
SaleCommon Stock | 11,500 | $87.90 | $1,010,850.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 10 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,950 Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
SaleCommon Stock | 1,500 | $87.54 | $131,310.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 9 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,450 Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
SaleCommon Stock | 7,900 | $87.53 | $691,487.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 8 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,950 Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
SaleCommon Stock | 2,000 | $87.63 | $175,260.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 7 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,850 Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
SaleCommon Stock | 64,000 | $87.65 | $5,609,600.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 6 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,850 Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
Exercise / conversionCommon Stock | 36,000 | $54.00 | $1,944,000.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 5 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
Exercise / conversionCommon Stock | 12,000 | $36.56 | $438,750.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 4 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
Exercise / conversionCommon Stock | 20,000 | $36.56 | $731,250.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 3 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
Exercise / conversionCommon Stock | 20,000 | $34.50 | $690,000.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 2 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 20:56 UTC |
LEDUC ROBERT FEVP & COO, Pratt & Whitney
|
Exercise / conversionCommon Stock | 13,000 | $25.00 | $325,000.00 |
DisclosureSEC source: 0000101829-04-000160 · led277.xml · nonDerivative · entry 1 LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 19:10 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.5455 | $88.14 Strike: $0.00 | $312.50 |
DisclosureSEC source: 0000101829-04-000157 · jam275.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50.5278 Underlying: Common Stock · 3.5455 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 19:10 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 20.0912 | $88.14 Strike: $0.00 | $1,770.84 |
DisclosureSEC source: 0000101829-04-000158 · van276.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,062.9032 Underlying: Common Stock · 20.0912 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC |
BERNARD BETSY JDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000142 · ber264.xml · derivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC |
GORELICK JAMIE SDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000143 · gor266.xml · derivative · entry 1 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC |
LEE CHARLES RDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000144 · lee267.xml · derivative · entry 1 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC |
MCCORMICK RICHARD DDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000145 · mcc268.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC |
MCGRAW HAROLD IIIDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000146 · mcg269.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC |
POPOFF FRANK PDirector
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000147 · pop270.xml · derivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC |
SWYGERT H PATRICKDirector
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GrantPhantom Stock Unit · Derivative | 283.5432 | $88.17 Strike: $0.00 | $25,000.00 |
DisclosureSEC source: 0000101829-04-000148 · swy271.xml · derivative · entry 2 SWYGERT H PATRICK · CIK 0001160229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,269.9821 Underlying: Common Stock · 283.5432 shares Expires not disclosed F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC |
SWYGERT H PATRICKDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000148 · swy271.xml · derivative · entry 1 SWYGERT H PATRICK · CIK 0001160229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC |
VILLENEUVE ANDRE F HDirector
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000149 · vil272.xml · derivative · entry 1 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC |
WAGNER HAROLD ADirector
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000150 · wag273.xml · derivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.