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2823
SEC CIK
0000101829
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1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2006 Filed Aug 14, 2006 20:35 UTC
FINGER STEPHEN NPresident, Pratt & Whitney
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 32,000 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0000101829-06-000120 · fin560.xml · derivative · entry 5

FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2007-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2006 Filed Aug 14, 2006 20:35 UTC
FINGER STEPHEN NPresident, Pratt & Whitney
Tax withholdingCommon Stock 8,907 $60.45 $538,428.15
Disclosure

SEC source: 0000101829-06-000120 · fin560.xml · nonDerivative · entry 3

FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,047

F1 · balance_after: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock and 50,000 shares of Restricted Common Stock.

Read SEC document
August 10, 2006 Filed Aug 14, 2006 20:35 UTC
FINGER STEPHEN NPresident, Pratt & Whitney
Tax withholdingCommon Stock 9,132 $60.45 $552,029.40
Disclosure

SEC source: 0000101829-06-000120 · fin560.xml · nonDerivative · entry 2

FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,954

Read SEC document
August 10, 2006 Filed Aug 14, 2006 20:35 UTC
FINGER STEPHEN NPresident, Pratt & Whitney
Exercise / conversionCommon Stock 32,000 $17.25 $552,000.00
Disclosure

SEC source: 0000101829-06-000120 · fin560.xml · nonDerivative · entry 1

FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2006 Filed Jun 15, 2006 18:24 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $30.53 $0.00
Disclosure

SEC source: 0000101829-06-000118 · pop559.xml · derivative · entry 4

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2013-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2006 Filed Jun 15, 2006 18:24 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $37.50 $0.00
Disclosure

SEC source: 0000101829-06-000118 · pop559.xml · derivative · entry 3

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2012-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2006 Filed Jun 15, 2006 18:24 UTC Exercise / conversionCommon Stock 8,000 $30.53 $244,200.00
Disclosure

SEC source: 0000101829-06-000118 · pop559.xml · nonDerivative · entry 2

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 47,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person also indirectly owns 8,000 shares of United Technologies Restricted Common Stock held in a revocable trust.

Read SEC document
June 13, 2006 Filed Jun 15, 2006 18:24 UTC Exercise / conversionCommon Stock 5,000 $37.50 $187,499.50
Disclosure

SEC source: 0000101829-06-000118 · pop559.xml · nonDerivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 39,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2006 Filed Nov 1, 2006 21:44 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 80 $0.00 $0.00
Disclosure

SEC source: 0000101829-06-000138 · dav570.xml · nonDerivative · entry 9

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657,781

Read SEC document
May 02, 2006 Filed Nov 1, 2006 21:44 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000101829-06-000138 · dav570.xml · nonDerivative · entry 8

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657,861

Read SEC document
May 01, 2006 Filed May 1, 2006 20:32 UTC
BOUSBIB ARIPresident, Otis Elevator
SaleCommon Stock 20,000 $63.00 $1,260,000.00
Disclosure

SEC source: 0000101829-06-000112 · bou555.xml · nonDerivative · entry 5

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,698

Read SEC document
May 01, 2006 Filed May 1, 2006 20:32 UTC
BOUSBIB ARIPresident, Otis Elevator
SaleCommon Stock 10,000 $62.95 $629,500.00
Disclosure

SEC source: 0000101829-06-000112 · bou555.xml · nonDerivative · entry 4

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,698

Read SEC document
May 01, 2006 Filed May 1, 2006 20:32 UTC
BOUSBIB ARIPresident, Otis Elevator
SaleCommon Stock 10,000 $62.90 $629,000.00
Disclosure

SEC source: 0000101829-06-000112 · bou555.xml · nonDerivative · entry 3

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,698

Read SEC document
May 01, 2006 Filed May 1, 2006 20:32 UTC
BOUSBIB ARIPresident, Otis Elevator
SaleCommon Stock 10,000 $62.85 $628,500.00
Disclosure

SEC source: 0000101829-06-000112 · bou555.xml · nonDerivative · entry 2

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,698

Read SEC document
May 01, 2006 Filed May 1, 2006 20:32 UTC
BOUSBIB ARIPresident, Otis Elevator
SaleCommon Stock 7,337 $62.80 $460,763.60
Disclosure

SEC source: 0000101829-06-000112 · bou555.xml · nonDerivative · entry 1

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,698

Read SEC document
April 27, 2006 Filed Apr 28, 2006 20:37 UTC
BOUSBIB ARIPresident, Otis Elevator
SaleCommon Stock 57,400 $64.00 $3,673,600.00
Disclosure

SEC source: 0000101829-06-000110 · bou554.xml · nonDerivative · entry 7

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,035

Read SEC document
April 27, 2006 Filed Apr 28, 2006 20:37 UTC
BOUSBIB ARIPresident, Otis Elevator
SaleCommon Stock 1,500 $64.01 $96,015.00
Disclosure

SEC source: 0000101829-06-000110 · bou554.xml · nonDerivative · entry 6

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,435

Read SEC document
April 27, 2006 Filed Nov 1, 2006 21:44 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0000101829-06-000138 · dav570.xml · nonDerivative · entry 7

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,658,861

Read SEC document
April 26, 2006 Filed Apr 28, 2006 20:37 UTC
BOUSBIB ARIPresident, Otis Elevator
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 85,000 $0.00 Strike: $32.94 $0.00
Disclosure

SEC source: 0000101829-06-000110 · bou554.xml · derivative · entry 10

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,000 shares

Expires 2009-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2006 Filed Apr 28, 2006 20:37 UTC
BOUSBIB ARIPresident, Otis Elevator
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 115,000 $0.00 Strike: $32.94 $0.00
Disclosure

SEC source: 0000101829-06-000110 · bou554.xml · derivative · entry 9

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 115,000 shares

Expires 2009-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2006 Filed Apr 28, 2006 20:37 UTC
BOUSBIB ARIPresident, Otis Elevator
Tax withholdingCommon Stock 16,844 $64.21 $1,081,553.24
Disclosure

SEC source: 0000101829-06-000110 · bou554.xml · nonDerivative · entry 5

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,935

Read SEC document
April 26, 2006 Filed Apr 28, 2006 20:37 UTC
BOUSBIB ARIPresident, Otis Elevator
Tax withholdingCommon Stock 43,603 $64.21 $2,799,748.63
Disclosure

SEC source: 0000101829-06-000110 · bou554.xml · nonDerivative · entry 4

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,779

Read SEC document
April 26, 2006 Filed Apr 28, 2006 20:37 UTC
BOUSBIB ARIPresident, Otis Elevator
Exercise / conversionCommon Stock 85,000 $32.94 $2,799,687.50
Disclosure

SEC source: 0000101829-06-000110 · bou554.xml · nonDerivative · entry 3

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2006 Filed Apr 28, 2006 20:37 UTC
BOUSBIB ARIPresident, Otis Elevator
Tax withholdingCommon Stock 23,316 $64.21 $1,497,120.36
Disclosure

SEC source: 0000101829-06-000110 · bou554.xml · nonDerivative · entry 2

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,382

Read SEC document
April 26, 2006 Filed Apr 28, 2006 20:37 UTC
BOUSBIB ARIPresident, Otis Elevator
Exercise / conversionCommon Stock 115,000 $32.94 $3,787,812.50
Disclosure

SEC source: 0000101829-06-000110 · bou554.xml · nonDerivative · entry 1

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2006 Filed Apr 25, 2006 20:28 UTC
CHENEVERT LOUISPresident and COO
SaleCommon Stock 3,516 $64.26 $225,938.16
Disclosure

SEC source: 0000101829-06-000104 · che551.xml · nonDerivative · entry 4

CHENEVERT LOUIS · CIK 0001184184 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,029

F1 · balance_after: The reporting person also directly owns 2,400 shares of United Technologies Career Restricted Common Stock.

Read SEC document
April 25, 2006 Filed Apr 26, 2006 18:57 UTC
Brown William MPresident, UTC Fire & Security
SaleCommon Stock 15,842 $64.20 $1,017,056.40
Disclosure

SEC source: 0000101829-06-000108 · bro553.xml · nonDerivative · entry 3

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 24, 2006 Filed Apr 25, 2006 20:28 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 10,000 $64.25 $642,500.00
Disclosure

SEC source: 0000101829-06-000105 · dar549.xml · nonDerivative · entry 9

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,743.773

F1 · balance_after: The reporting person also directly owns 4,224 shares of United Technologies Career Restricted Common Stock.

Read SEC document
April 24, 2006 Filed Apr 25, 2006 20:28 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 10,000 $64.30 $643,000.00
Disclosure

SEC source: 0000101829-06-000105 · dar549.xml · nonDerivative · entry 8

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,743.773

Read SEC document
April 24, 2006 Filed Apr 25, 2006 20:28 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 5,000 $64.35 $321,750.00
Disclosure

SEC source: 0000101829-06-000105 · dar549.xml · nonDerivative · entry 7

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,743.773

Read SEC document
April 24, 2006 Filed Apr 25, 2006 20:28 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 4,524 $64.40 $291,345.60
Disclosure

SEC source: 0000101829-06-000105 · dar549.xml · nonDerivative · entry 6

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,743.773

Read SEC document
April 24, 2006 Filed Apr 25, 2006 20:28 UTC
ROGAN THOMAS IVice President, Treasurer
SaleCommon Stock 800 $64.01 $51,208.00
Disclosure

SEC source: 0000101829-06-000106 · rog550.xml · nonDerivative · entry 4

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,927

F1 · balance_after: The reporting person also directly owns 4,960 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock.

Read SEC document
April 24, 2006 Filed Apr 25, 2006 20:28 UTC
ROGAN THOMAS IVice President, Treasurer
SaleCommon Stock 6,130 $64.00 $392,320.00
Disclosure

SEC source: 0000101829-06-000106 · rog550.xml · nonDerivative · entry 3

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,727

Read SEC document
April 24, 2006 Filed Apr 26, 2006 18:57 UTC
Brown William MPresident, UTC Fire & Security
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,000 $0.00 Strike: $20.95 $0.00
Disclosure

SEC source: 0000101829-06-000108 · bro553.xml · derivative · entry 5

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,000 shares

Expires 2007-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2006 Filed Apr 26, 2006 18:57 UTC
Brown William MPresident, UTC Fire & Security
Tax withholdingCommon Stock 6,158 $64.53 $397,375.74
Disclosure

SEC source: 0000101829-06-000108 · bro553.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,842

Read SEC document
April 24, 2006 Filed Apr 26, 2006 18:57 UTC
Brown William MPresident, UTC Fire & Security
Exercise / conversionCommon Stock 22,000 $20.95 $460,968.20
Disclosure

SEC source: 0000101829-06-000108 · bro553.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 36,300 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0000101829-06-000105 · dar549.xml · derivative · entry 12

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,300 shares

Expires 2010-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 23,700 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0000101829-06-000105 · dar549.xml · derivative · entry 11

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,300

Underlying: Common Stock · 23,700 shares

Expires 2010-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 7,751 $64.22 $497,769.22
Disclosure

SEC source: 0000101829-06-000105 · dar549.xml · nonDerivative · entry 5

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,267.773

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 17,664 $64.22 $1,134,382.08
Disclosure

SEC source: 0000101829-06-000105 · dar549.xml · nonDerivative · entry 4

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,018.773

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionCommon Stock 36,300 $31.25 $1,134,375.00
Disclosure

SEC source: 0000101829-06-000105 · dar549.xml · nonDerivative · entry 3

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,682.773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 5,061 $64.22 $325,017.42
Disclosure

SEC source: 0000101829-06-000105 · dar549.xml · nonDerivative · entry 2

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,382.773

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionCommon Stock 23,700 $31.25 $740,625.00
Disclosure

SEC source: 0000101829-06-000105 · dar549.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,443.773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
CHENEVERT LOUISPresident and COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $36.22 $0.00
Disclosure

SEC source: 0000101829-06-000104 · che551.xml · derivative · entry 6

CHENEVERT LOUIS · CIK 0001184184 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 40,000 shares

Expires 2009-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
CHENEVERT LOUISPresident and COO
Tax withholdingCommon Stock 7,024 $64.22 $451,081.28
Disclosure

SEC source: 0000101829-06-000104 · che551.xml · nonDerivative · entry 3

CHENEVERT LOUIS · CIK 0001184184 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,545

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
CHENEVERT LOUISPresident and COO
Tax withholdingCommon Stock 22,560 $64.22 $1,448,803.20
Disclosure

SEC source: 0000101829-06-000104 · che551.xml · nonDerivative · entry 2

CHENEVERT LOUIS · CIK 0001184184 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,569

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
CHENEVERT LOUISPresident and COO
Exercise / conversionCommon Stock 40,000 $36.22 $1,448,748.00
Disclosure

SEC source: 0000101829-06-000104 · che551.xml · nonDerivative · entry 1

CHENEVERT LOUIS · CIK 0001184184 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
ROGAN THOMAS IVice President, Treasurer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0000101829-06-000106 · rog550.xml · derivative · entry 6

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 9,000 shares

Expires 2007-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
ROGAN THOMAS IVice President, Treasurer
Exercise / conversionCommon Stock 9,000 $17.25 $155,250.00
Disclosure

SEC source: 0000101829-06-000106 · rog550.xml · nonDerivative · entry 2

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2006 Filed Apr 25, 2006 20:28 UTC
ROGAN THOMAS IVice President, Treasurer
Tax withholdingCommon Stock 2,070 $64.22 $132,935.40
Disclosure

SEC source: 0000101829-06-000106 · rog550.xml · nonDerivative · entry 1

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.