Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2007 Filed Apr 13, 2007 18:24 UTC |
GORELICK JAMIE SDirector
|
GrantPhantom Stock Unit · Derivative | 3,433.2085 | $64.08 | $220,000.00 |
DisclosureSEC source: 0000101829-07-000057 · gor600.xml · derivative · entry 1 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,955.8772 Underlying: Common Stock · 3,433.2085 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 11, 2007 Filed Apr 13, 2007 18:24 UTC |
LEE CHARLES RDirector
|
GrantPhantom Stock Unit · Derivative | 2,153.5581 | $64.08 | $138,000.00 |
DisclosureSEC source: 0000101829-07-000058 · lee601.xml · derivative · entry 1 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,086.1874 Underlying: Common Stock · 2,153.5581 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 11, 2007 Filed Apr 13, 2007 18:24 UTC |
MCCORMICK RICHARD DDirector
|
GrantPhantom Stock Unit · Derivative | 3,901.3733 | $64.08 | $250,000.00 |
DisclosureSEC source: 0000101829-07-000059 · mcc602.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,361.2769 Underlying: Common Stock · 3,901.3733 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 11, 2007 Filed Apr 13, 2007 18:25 UTC |
MCGRAW HAROLD IIIDirector
|
GrantPhantom Stock Unit · Derivative | 3,433.2085 | $64.08 | $220,000.00 |
DisclosureSEC source: 0000101829-07-000060 · mcg603.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,120.6721 Underlying: Common Stock · 3,433.2085 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 11, 2007 Filed Apr 13, 2007 18:25 UTC |
MYERS RICHARD BDirector
|
GrantPhantom Stock Unit · Derivative | 2,340.824 | $64.08 | $150,000.00 |
DisclosureSEC source: 0000101829-07-000061 · mye604.xml · derivative · entry 1 MYERS RICHARD B · CIK 0001356702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,707.8648 Underlying: Common Stock · 2,340.824 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 11, 2007 Filed Apr 13, 2007 18:25 UTC |
POPOFF FRANK PDirector
|
GrantPhantom Stock Unit · Derivative | 4,057.4282 | $64.08 | $260,000.00 |
DisclosureSEC source: 0000101829-07-000062 · pop605.xml · derivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,755.798 Underlying: Common Stock · 4,057.4282 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 11, 2007 Filed Apr 13, 2007 18:27 UTC |
SWYGERT H PATRICKDirector
|
GrantPhantom Stock Unit · Derivative | 3,901.3733 | $64.08 | $250,000.00 |
DisclosureSEC source: 0000101829-07-000063 · swy606.xml · derivative · entry 1 SWYGERT H PATRICK · CIK 0001160229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,910.1523 Underlying: Common Stock · 3,901.3733 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 11, 2007 Filed Apr 13, 2007 18:27 UTC |
VILLENEUVE ANDRE F HDirector
|
GrantPhantom Stock Unit · Derivative | 3,901.3733 | $64.08 | $250,000.00 |
DisclosureSEC source: 0000101829-07-000064 · vil607.xml · derivative · entry 1 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,444.8777 Underlying: Common Stock · 3,901.3733 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 11, 2007 Filed Apr 13, 2007 18:27 UTC |
WAGNER HAROLD ADirector
|
GrantPhantom Stock Unit · Derivative | 4,057.4282 | $64.08 | $260,000.00 |
DisclosureSEC source: 0000101829-07-000065 · wag608.xml · derivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,360.9845 Underlying: Common Stock · 4,057.4282 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 11, 2007 Filed Apr 13, 2007 18:27 UTC |
WHITMAN CHRISTINE TODDDirector
|
GrantPhantom Stock Unit · Derivative | 2,059.9251 | $64.08 | $132,000.00 |
DisclosureSEC source: 0000101829-07-000066 · whi609.xml · derivative · entry 1 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,686.0277 Underlying: Common Stock · 2,059.9251 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| March 30, 2007 Filed Jun 22, 2007 20:48 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575,009 Read SEC document |
| March 27, 2007 Filed Mar 28, 2007 21:20 UTC |
Brown William MPresident, UTC Fire & Security
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-07-000040 · bro596.xml · derivative · entry 5 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2007 Filed Mar 28, 2007 21:20 UTC |
Brown William MPresident, UTC Fire & Security
|
SaleCommon Stock | 800 | $66.01 | $52,808.00 |
DisclosureSEC source: 0000101829-07-000040 · bro596.xml · nonDerivative · entry 3 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The reporting person acquired these shares upon the exercise of options having an expiration date of 1/1/08. Of the 13,000 shares acquired, 3,601 shares were sold to cover the exercise price and 3,082 shares were sold to cover taxes. The reporting person will receive the proceeds of the sale of the 6,317 net shares. Read SEC document |
| March 27, 2007 Filed Mar 28, 2007 21:20 UTC |
Brown William MPresident, UTC Fire & Security
|
SaleCommon Stock | 12,200 | $66.00 | $805,200.00 |
DisclosureSEC source: 0000101829-07-000040 · bro596.xml · nonDerivative · entry 2 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| March 27, 2007 Filed Mar 28, 2007 21:20 UTC |
Brown William MPresident, UTC Fire & Security
|
Exercise / conversionCommon Stock | 13,000 | $18.28 | $237,655.60 |
DisclosureSEC source: 0000101829-07-000040 · bro596.xml · nonDerivative · entry 1 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2007 Filed Mar 23, 2007 21:05 UTC |
WAGNER HAROLD ADirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $18.63 | $0.00 |
DisclosureSEC source: 0000101829-07-000038 · wag595.xml · derivative · entry 3 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2007-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2007 Filed Mar 23, 2007 21:05 UTC |
WAGNER HAROLD ADirector
|
SaleCommon Stock | 8,000 | $66.00 | $528,000.00 |
DisclosureSEC source: 0000101829-07-000038 · wag595.xml · nonDerivative · entry 2 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,034 Read SEC document |
| March 21, 2007 Filed Mar 23, 2007 21:05 UTC |
WAGNER HAROLD ADirector
|
Exercise / conversionCommon Stock | 8,000 | $18.63 | $149,000.00 |
DisclosureSEC source: 0000101829-07-000038 · wag595.xml · nonDerivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2007 Filed Mar 2, 2007 22:11 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 108.5466 | $65.64 | $7,125.00 |
DisclosureSEC source: 0000101829-07-000036 · van592.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,503.2276 Underlying: Common Stock · 108.5466 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 15, 2007 Filed Feb 20, 2007 21:47 UTC |
HAYES GREGORYVP, Accounting and Finance
|
GrantPhantom Stock Unit · Derivative | 3,082.8377 | $68.93 | $212,500.00 |
DisclosureSEC source: 0000101829-07-000034 · hay591.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,547.3491 Underlying: Common Stock · 3,082.8377 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · shares: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 3,900 | $67.05 | $261,495.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 13 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725,389 F1 · balance_after: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 5,000 | $66.80 | $334,002.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 4,000 | $66.80 | $267,200.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $66.75 | $667,500.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,738,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 5,000 | $66.70 | $333,500.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,748,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 5,000 | $66.42 | $332,091.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 20,000 | $66.30 | $1,326,000.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,758,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 12,100 | $66.25 | $801,625.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,778,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 15,461 | $66.20 | $1,023,518.20 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,790,389 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 5,000 | $66.15 | $330,750.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,805,850 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $18.97 | $0.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · derivative · entry 15 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2007-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 89,387 | $66.83 | $5,973,733.21 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,810,850 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 85,152 | $66.83 | $5,690,708.16 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900,237 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 300,000 | $18.97 | $5,690,610.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,985,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 36,600 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · derivative · entry 17 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,600 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 35,800 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · derivative · entry 16 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,800 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 400 | $66.25 | $26,500.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 14 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,295 F1 · balance_after: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 6,300 | $66.26 | $417,438.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 13 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,695 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 5,000 | $66.27 | $331,350.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 12 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,995 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 8,300 | $66.28 | $550,124.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 11 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,995 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 6,500 | $66.29 | $430,885.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 10 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,295 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 25,745 | $66.30 | $1,706,893.50 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 9 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,795 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 10,755 | $66.31 | $713,164.05 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 8 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,540 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 1,300 | $66.32 | $86,216.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 7 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,295 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 1,800 | $66.33 | $119,394.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 6 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,595 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 1,100 | $66.34 | $72,974.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 5 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,395 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 1,800 | $66.35 | $119,430.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 4 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,495 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 3,400 | $66.36 | $225,624.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 3 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,295 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
Exercise / conversionCommon Stock | 36,600 | $31.71 | $1,160,403.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC |
Hess David PPresident, Hamilton Sundstrand
|
Exercise / conversionCommon Stock | 35,800 | $32.17 | $1,151,686.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.