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SEC CIK
0000101829
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1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2007 Filed Jun 22, 2007 20:48 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Tax withholdingCommon Stock 61,995 $0.00 $0.00
Disclosure

SEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 8

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,660,297

Read SEC document
June 20, 2007 Filed Jun 22, 2007 20:48 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Tax withholdingCommon Stock 50,902 $0.00 $0.00
Disclosure

SEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 7

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722,292

Read SEC document
June 20, 2007 Filed Jun 22, 2007 20:48 UTC
DAVID GEORGE ALDirector · Chairman and CEO
Exercise / conversionCommon Stock 200,000 $18.28 $3,656,240.00
Disclosure

SEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 6

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2007 Filed Jun 22, 2007 20:48 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 5

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,194

Read SEC document
June 05, 2007 Filed Jun 7, 2007 20:58 UTC
Brown William MPresident, UTC Fire & Security
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,000 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0000101829-07-000088 · bro617.xml · derivative · entry 7

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2008-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2007 Filed Jun 7, 2007 20:58 UTC
Brown William MPresident, UTC Fire & Security
SaleCommon Stock 6,600 $70.76 $467,016.00
Disclosure

SEC source: 0000101829-07-000088 · bro617.xml · nonDerivative · entry 5

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 05, 2007 Filed Jun 7, 2007 20:58 UTC
Brown William MPresident, UTC Fire & Security
SaleCommon Stock 1,100 $70.75 $77,825.00
Disclosure

SEC source: 0000101829-07-000088 · bro617.xml · nonDerivative · entry 4

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Read SEC document
June 05, 2007 Filed Jun 7, 2007 20:58 UTC
Brown William MPresident, UTC Fire & Security
SaleCommon Stock 1,700 $70.74 $120,258.00
Disclosure

SEC source: 0000101829-07-000088 · bro617.xml · nonDerivative · entry 3

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Read SEC document
June 05, 2007 Filed Jun 7, 2007 20:58 UTC
Brown William MPresident, UTC Fire & Security
SaleCommon Stock 3,600 $70.73 $254,628.00
Disclosure

SEC source: 0000101829-07-000088 · bro617.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Read SEC document
June 05, 2007 Filed Jun 7, 2007 20:58 UTC
Brown William MPresident, UTC Fire & Security
Exercise / conversionCommon Stock 13,000 $18.28 $237,655.60
Disclosure

SEC source: 0000101829-07-000088 · bro617.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2007 Filed May 25, 2007 20:59 UTC
CHENEVERT LOUISDirector · President and COO
SaleCommon Stock 200 $68.48 $13,696.00
Disclosure

SEC source: 0000101829-07-000086 · che616.xml · nonDerivative · entry 9

CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,511

F1 · balance_after: The reporting person also directly owns 2,400 shares of United Technologies Career Restricted Common Stock.

Read SEC document
May 24, 2007 Filed May 25, 2007 20:59 UTC
CHENEVERT LOUISDirector · President and COO
SaleCommon Stock 1,400 $68.47 $95,858.00
Disclosure

SEC source: 0000101829-07-000086 · che616.xml · nonDerivative · entry 8

CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,711

Read SEC document
May 24, 2007 Filed May 25, 2007 20:59 UTC
CHENEVERT LOUISDirector · President and COO
SaleCommon Stock 2,300 $68.46 $157,458.00
Disclosure

SEC source: 0000101829-07-000086 · che616.xml · nonDerivative · entry 7

CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,111

Read SEC document
May 24, 2007 Filed May 25, 2007 20:59 UTC
CHENEVERT LOUISDirector · President and COO
SaleCommon Stock 4,581 $68.45 $313,569.45
Disclosure

SEC source: 0000101829-07-000086 · che616.xml · nonDerivative · entry 6

CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,411

Read SEC document
May 24, 2007 Filed May 25, 2007 20:59 UTC
CHENEVERT LOUISDirector · President and COO
SaleCommon Stock 2,500 $68.44 $171,100.00
Disclosure

SEC source: 0000101829-07-000086 · che616.xml · nonDerivative · entry 5

CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,992

Read SEC document
May 24, 2007 Filed May 25, 2007 20:59 UTC
CHENEVERT LOUISDirector · President and COO
SaleCommon Stock 1,500 $68.43 $102,645.00
Disclosure

SEC source: 0000101829-07-000086 · che616.xml · nonDerivative · entry 4

CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,492

Read SEC document
May 23, 2007 Filed May 25, 2007 20:59 UTC
CHENEVERT LOUISDirector · President and COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 90,000 $0.00 Strike: $36.22 $0.00
Disclosure

SEC source: 0000101829-07-000086 · che616.xml · derivative · entry 11

CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2009-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2007 Filed May 25, 2007 20:59 UTC
CHENEVERT LOUISDirector · President and COO
Tax withholdingCommon Stock 17,692 $68.85 $1,218,094.20
Disclosure

SEC source: 0000101829-07-000086 · che616.xml · nonDerivative · entry 3

CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,992

Read SEC document
May 23, 2007 Filed May 25, 2007 20:59 UTC
CHENEVERT LOUISDirector · President and COO
Tax withholdingCommon Stock 47,345 $68.85 $3,259,703.25
Disclosure

SEC source: 0000101829-07-000086 · che616.xml · nonDerivative · entry 2

CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,684

Read SEC document
May 23, 2007 Filed May 25, 2007 20:59 UTC
CHENEVERT LOUISDirector · President and COO
Exercise / conversionCommon Stock 90,000 $36.22 $3,259,683.00
Disclosure

SEC source: 0000101829-07-000086 · che616.xml · nonDerivative · entry 1

CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2007 Filed May 7, 2007 20:54 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 578 $68.01 $39,309.78
Disclosure

SEC source: 0000101829-07-000084 · pin615.xml · nonDerivative · entry 2

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 04, 2007 Filed May 7, 2007 20:54 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 578 $67.95 $39,275.10
Disclosure

SEC source: 0000101829-07-000084 · pin615.xml · nonDerivative · entry 1

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578

Read SEC document
April 27, 2007 Filed Apr 30, 2007 17:46 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $44.09 $0.00
Disclosure

SEC source: 0000101829-07-000082 · pop614.xml · derivative · entry 2

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2014-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2007 Filed Apr 30, 2007 17:46 UTC Exercise / conversionCommon Stock 7,000 $44.09 $308,595.00
Disclosure

SEC source: 0000101829-07-000082 · pop614.xml · nonDerivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 54,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares held indirectly in a revocable trust.

F2 · balance_after: The reporting person also indirectly owns 8,000 shares of United Technologies Restricted Common Stock held in a revocable trust.

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $36.22 $0.00
Disclosure

SEC source: 0000101829-07-000079 · lee612.xml · derivative · entry 6

LEE CHARLES R · CIK 0001187373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2009-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $24.61 $0.00
Disclosure

SEC source: 0000101829-07-000079 · lee612.xml · derivative · entry 5

LEE CHARLES R · CIK 0001187373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2008-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $18.63 $0.00
Disclosure

SEC source: 0000101829-07-000079 · lee612.xml · derivative · entry 4

LEE CHARLES R · CIK 0001187373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2007-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC Exercise / conversionCommon Stock 8,000 $36.22 $289,749.60
Disclosure

SEC source: 0000101829-07-000079 · lee612.xml · nonDerivative · entry 3

LEE CHARLES R · CIK 0001187373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC Exercise / conversionCommon Stock 8,000 $24.61 $196,875.20
Disclosure

SEC source: 0000101829-07-000079 · lee612.xml · nonDerivative · entry 2

LEE CHARLES R · CIK 0001187373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC Exercise / conversionCommon Stock 8,000 $18.63 $149,000.00
Disclosure

SEC source: 0000101829-07-000079 · lee612.xml · nonDerivative · entry 1

LEE CHARLES R · CIK 0001187373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $24.61 $0.00
Disclosure

SEC source: 0000101829-07-000080 · vil613.xml · derivative · entry 6

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2008-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC SaleCommon Stock 2,000 $67.56 $135,120.00
Disclosure

SEC source: 0000101829-07-000080 · vil613.xml · nonDerivative · entry 5

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC SaleCommon Stock 2,000 $67.44 $134,880.00
Disclosure

SEC source: 0000101829-07-000080 · vil613.xml · nonDerivative · entry 4

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC SaleCommon Stock 2,000 $67.64 $135,280.00
Disclosure

SEC source: 0000101829-07-000080 · vil613.xml · nonDerivative · entry 3

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC SaleCommon Stock 2,000 $67.70 $135,400.00
Disclosure

SEC source: 0000101829-07-000080 · vil613.xml · nonDerivative · entry 2

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
April 25, 2007 Filed Apr 26, 2007 19:08 UTC Exercise / conversionCommon Stock 8,000 $24.61 $196,875.20
Disclosure

SEC source: 0000101829-07-000080 · vil613.xml · nonDerivative · entry 1

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2007 Filed Apr 25, 2007 20:58 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 5,000 $67.90 $339,487.00
Disclosure

SEC source: 0000101829-07-000074 · dar611.xml · nonDerivative · entry 8

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,212.3696

F1 · balance_after: The reporting person also directly owns 4,224 shares of United Technologies Career Restricted Common Stock.

Read SEC document
April 24, 2007 Filed Apr 25, 2007 20:58 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 4,006 $68.00 $272,408.00
Disclosure

SEC source: 0000101829-07-000074 · dar611.xml · nonDerivative · entry 7

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,212.3696

Read SEC document
April 24, 2007 Filed Apr 25, 2007 20:58 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 994 $67.82 $67,414.57
Disclosure

SEC source: 0000101829-07-000074 · dar611.xml · nonDerivative · entry 6

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,218.3696

Read SEC document
April 24, 2007 Filed Apr 25, 2007 20:58 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 1,972 $68.10 $134,293.20
Disclosure

SEC source: 0000101829-07-000074 · dar611.xml · nonDerivative · entry 5

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,212.3696

Read SEC document
April 24, 2007 Filed Apr 25, 2007 20:58 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 5,100 $67.81 $345,831.00
Disclosure

SEC source: 0000101829-07-000074 · dar611.xml · nonDerivative · entry 4

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,184.3696

Read SEC document
April 23, 2007 Filed Apr 25, 2007 20:58 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 62,000 $0.00 Strike: $37.63 $0.00
Disclosure

SEC source: 0000101829-07-000074 · dar611.xml · derivative · entry 10

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,000 shares

Expires 2011-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2007 Filed Apr 25, 2007 20:58 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 10,511 $67.78 $712,435.58
Disclosure

SEC source: 0000101829-07-000074 · dar611.xml · nonDerivative · entry 3

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,284.3696

Read SEC document
April 23, 2007 Filed Apr 25, 2007 20:58 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 34,417 $67.78 $2,332,784.26
Disclosure

SEC source: 0000101829-07-000074 · dar611.xml · nonDerivative · entry 2

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,795.3696

Read SEC document
April 23, 2007 Filed Apr 25, 2007 20:58 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionCommon Stock 62,000 $37.63 $2,332,750.00
Disclosure

SEC source: 0000101829-07-000074 · dar611.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,212.3696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2007 Filed Jun 22, 2007 20:48 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 4

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,344

Read SEC document
April 13, 2007 Filed Jun 22, 2007 20:48 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 3

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,574,244

Read SEC document
April 12, 2007 Filed Jun 22, 2007 20:48 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 535 $0.00 $0.00
Disclosure

SEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,574,474

Read SEC document
April 11, 2007 Filed Apr 13, 2007 18:21 UTC GrantPhantom Stock Unit · Derivative 2,340.824 $64.08 $150,000.00
Disclosure

SEC source: 0000101829-07-000054 · far598.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,337.5688

Underlying: Common Stock · 2,340.824 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 11, 2007 Filed Apr 13, 2007 18:21 UTC GrantPhantom Stock Unit · Derivative 3,589.2634 $64.08 $230,000.00
Disclosure

SEC source: 0000101829-07-000055 · gar599.xml · derivative · entry 1

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,321.8033

Underlying: Common Stock · 3,589.2634 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.