Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
GrantCommon Stock | 4,130 | $65.40 | $270,102.00 |
DisclosureSEC source: 0001225208-10-003918 · doc4.xml · nonDerivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,265 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
Tax withholdingCommon Stock | 10,431 | $65.40 | $682,187.40 |
DisclosureSEC source: 0001225208-10-003919 · doc4.xml · nonDerivative · entry 2 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,457 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
GrantCommon Stock | 27,600 | $65.40 | $1,805,040.00 |
DisclosureSEC source: 0001225208-10-003919 · doc4.xml · nonDerivative · entry 1 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,888 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 19,001 | $65.40 | $1,242,665.40 |
DisclosureSEC source: 0001225208-10-003920 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,709 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
GrantCommon Stock | 47,200 | $65.40 | $3,086,880.00 |
DisclosureSEC source: 0001225208-10-003920 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,710 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
Tax withholdingCommon Stock | 3,700 | $65.40 | $241,980.00 |
DisclosureSEC source: 0001225208-10-003921 · doc4.xml · nonDerivative · entry 2 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,766 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
GrantCommon Stock | 11,100 | $65.40 | $725,940.00 |
DisclosureSEC source: 0001225208-10-003921 · doc4.xml · nonDerivative · entry 1 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,466 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 1,980 | $65.40 | $129,492.00 |
DisclosureSEC source: 0001225208-10-003922 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,910 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantCommon Stock | 5,900 | $65.40 | $385,860.00 |
DisclosureSEC source: 0001225208-10-003922 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,890 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:29 UTC |
Hess David PPresident, Pratt & Whitney
|
Tax withholdingCommon Stock | 5,650 | $65.40 | $369,510.00 |
DisclosureSEC source: 0001225208-10-003926 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,322 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:29 UTC |
Hess David PPresident, Pratt & Whitney
|
GrantCommon Stock | 16,600 | $65.40 | $1,085,640.00 |
DisclosureSEC source: 0001225208-10-003926 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,972 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:29 UTC |
BELLEMARE ALAINPresident, Hamilton Sundstrand
|
Tax withholdingCommon Stock | 2,913 | $65.40 | $190,510.20 |
DisclosureSEC source: 0001225208-10-003927 · doc4.xml · nonDerivative · entry 2 BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,271 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:29 UTC |
BELLEMARE ALAINPresident, Hamilton Sundstrand
|
GrantCommon Stock | 8,700 | $65.40 | $568,980.00 |
DisclosureSEC source: 0001225208-10-003927 · doc4.xml · nonDerivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,184 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
BELLEMARE ALAINPresident, Hamilton Sundstrand
|
GrantStock Appreciation Right · Derivative | 80,500 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001003 · doc4.xml · derivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,500 Underlying: Common Stock · 80,500 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 23,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
Hess David PPresident, Pratt & Whitney
|
GrantStock Appreciation Right · Derivative | 83,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001004 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 23,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
GrantStock Appreciation Right · Derivative | 153,500 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001005 · doc4.xml · derivative · entry 1 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,500 Underlying: Common Stock · 153,500 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 44,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
Gill Charles DSenior VP and General Counsel
|
GrantStock Appreciation Right · Derivative | 60,500 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001006 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,500 Underlying: Common Stock · 60,500 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 17,400 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
GrantStock Appreciation Right · Derivative | 85,500 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001007 · doc4.xml · derivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,500 Underlying: Common Stock · 85,500 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 24,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
CHENEVERT LOUISDirector · Chairman and CEO
|
GrantStock Appreciation Right · Derivative | 302,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001008 · doc4.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,000 Underlying: Common Stock · 302,000 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 87,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
GrantStock Appreciation Right · Derivative | 85,500 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001009 · doc4.xml · derivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,500 Underlying: Common Stock · 85,500 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 24,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
GrantStock Appreciation Right · Derivative | 68,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001010 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Underlying: Common Stock · 68,000 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 19,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
Brown William MPresident, UTC Fire & Security
|
GrantStock Appreciation Right · Derivative | 88,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001011 · doc4.xml · derivative · entry 1 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 88,000 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 25,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
HAYES GREGORYSVP and CFO
|
GrantStock Appreciation Right · Derivative | 86,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001012 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 Underlying: Common Stock · 86,000 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 24,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
GrantStock Appreciation Right · Derivative | 88,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001013 · doc4.xml · derivative · entry 1 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 88,000 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 25,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantStock Appreciation Right · Derivative | 20,500 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001014 · doc4.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Underlying: Common Stock · 20,500 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 5,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC |
Smyth Margaret MaryVice President, Controller
|
GrantStock Appreciation Right · Derivative | 23,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001015 · doc4.xml · derivative · entry 1 Smyth Margaret Mary · CIK 0001321591 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 23,000 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 6,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 970 | $0.00 Strike: $30.68 | $0.00 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · derivative · entry 13 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 970 shares Expires 2012-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $37.50 | $0.00 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · derivative · entry 12 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2012-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,200 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · derivative · entry 11 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,200 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $39.25 | $0.00 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · derivative · entry 10 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2011-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,960 | $0.00 Strike: $37.63 | $0.00 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · derivative · entry 9 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,960 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,700 | $0.00 Strike: $31.09 | $0.00 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · derivative · entry 8 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,700 shares Expires 2010-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionCommon Stock | 970 | $30.68 | $29,754.75 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · nonDerivative · entry 6 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionCommon Stock | 3,960 | $37.63 | $148,995.00 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · nonDerivative · entry 5 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionCommon Stock | 5,000 | $37.50 | $187,499.50 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · nonDerivative · entry 4 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionCommon Stock | 5,000 | $39.25 | $196,250.00 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · nonDerivative · entry 3 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionCommon Stock | 5,200 | $32.17 | $167,284.00 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · nonDerivative · entry 2 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 22:10 UTC |
LEE CHARLES RDirector
|
Exercise / conversionCommon Stock | 5,700 | $31.09 | $177,234.66 |
DisclosureSEC source: 0001225208-10-000288 · doc4.xml · nonDerivative · entry 1 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC |
DAVID GEORGE ALDirector · Chairman
|
SaleCommon Stock | 12,797 | $70.29 | $899,501.13 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,609,056 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC |
DAVID GEORGE ALDirector · Chairman
|
SaleCommon Stock | 10,000 | $70.40 | $704,000.00 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,621,853 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC |
DAVID GEORGE ALDirector · Chairman
|
SaleCommon Stock | 10,000 | $70.55 | $705,502.00 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631,853 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC |
DAVID GEORGE ALDirector · Chairman
|
SaleCommon Stock | 8,818 | $70.26 | $619,579.13 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,641,853 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC |
DAVID GEORGE ALDirector · Chairman
|
SaleCommon Stock | 7,713 | $70.25 | $541,838.25 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,650,671 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC |
DAVID GEORGE ALDirector · Chairman
|
SaleCommon Stock | 7,203 | $70.55 | $508,171.65 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,658,384 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC |
DAVID GEORGE ALDirector · Chairman
|
SaleCommon Stock | 2,287 | $70.75 | $161,805.25 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,665,587 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:05 UTC |
BELLEMARE ALAINPresident, Hamilton Sundstrand
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 26,400 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-09-024656 · doc4.xml · derivative · entry 4 BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,400 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:05 UTC |
BELLEMARE ALAINPresident, Hamilton Sundstrand
|
SaleCommon Stock | 26,400 | $70.50 | $1,861,200.00 |
DisclosureSEC source: 0001225208-09-024656 · doc4.xml · nonDerivative · entry 2 BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,484 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:05 UTC |
BELLEMARE ALAINPresident, Hamilton Sundstrand
|
Exercise / conversionCommon Stock | 26,400 | $31.71 | $837,012.00 |
DisclosureSEC source: 0001225208-09-024656 · doc4.xml · nonDerivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:06 UTC |
CHENEVERT LOUISDirector · President and CEO
|
SaleCommon Stock | 9,478 | $70.58 | $668,957.24 |
DisclosureSEC source: 0001225208-09-024657 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,510 Read SEC document |
| December 15, 2009 Filed Dec 16, 2009 22:07 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 18,200 | $0.00 Strike: $37.63 | $0.00 |
DisclosureSEC source: 0001225208-09-024590 · doc4.xml · derivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 18,200 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.