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2823
SEC CIK
0000101829
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1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 1,100 $73.42 $80,762.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 7

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,565

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 1,000 $73.41 $73,410.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 6

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,665

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 400 $73.58 $29,432.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 5

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,665

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 100 $73.43 $7,343.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 4

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,065

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 100 $73.51 $7,350.50
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 3

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,165

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 100 $73.56 $7,356.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 2

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,265

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
Exercise / conversionCommon Stock 108,000 $37.63 $4,063,500.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 1

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:02 UTC
CHENEVERT LOUISDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $37.63 $0.00
Disclosure

SEC source: 0001225208-10-008816 · doc4.xml · derivative · entry 10

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 100,000 shares

Expires 2011-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:02 UTC
CHENEVERT LOUISDirector · Chairman & CEO
Tax withholdingCommon Stock 51,373 $73.24 $3,762,558.52
Disclosure

SEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 3

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,426

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:02 UTC
CHENEVERT LOUISDirector · Chairman & CEO
Tax withholdingCommon Stock 20,910 $73.24 $1,531,448.40
Disclosure

SEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 2

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,799

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:02 UTC
CHENEVERT LOUISDirector · Chairman & CEO
Exercise / conversionCommon Stock 100,000 $37.63 $3,762,500.00
Disclosure

SEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 1

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 5,351 $72.40 $387,412.40
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 21

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,466.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 5,289 $72.41 $382,976.49
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 20

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,817.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 4,965 $72.44 $359,664.60
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 19

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,106.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 4,900 $72.41 $354,813.90
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 18

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,071.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 1,950 $72.45 $141,277.50
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 17

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,971.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 1,100 $72.46 $79,706.00
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 16

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,921.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 711 $72.43 $51,497.73
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 15

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,021.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 600 $72.49 $43,494.00
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 14

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,732.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 500 $72.48 $36,240.00
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 13

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,332.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 385 $72.47 $27,900.95
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 12

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,832.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 200 $72.44 $14,488.20
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 11

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,217.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 100 $72.40 $7,240.11
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 10

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,417.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 100 $72.40 $7,240.18
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 9

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,517.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 100 $72.41 $7,241.05
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 8

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,617.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 100 $72.41 $7,241.22
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 7

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,717.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 100 $72.48 $7,248.04
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 6

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,817.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 100 $72.48 $7,248.15
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 5

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,917.3696

Read SEC document
March 17, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Disposition to issuerCommon Stock 100 $72.49 $7,249.01
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 4

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,017.3696

Read SEC document
March 16, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $38.50 $0.00
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · derivative · entry 23

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires 2011-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 53,177 $72.40 $3,850,014.80
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 3

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,117.3696

Read SEC document
March 16, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 20,172 $72.40 $1,460,452.80
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 2

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,294.3696

Read SEC document
March 16, 2010 Filed Mar 18, 2010 21:04 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionCommon Stock 100,000 $38.50 $3,850,000.00
Disclosure

SEC source: 0001225208-10-008588 · doc4.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,466.3696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2010 Filed Mar 11, 2010 22:10 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $38.50 $0.00
Disclosure

SEC source: 0001225208-10-007938 · doc4.xml · derivative · entry 6

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 5,000 shares

Expires 2011-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2010 Filed Mar 11, 2010 22:10 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $37.63 $0.00
Disclosure

SEC source: 0001225208-10-007938 · doc4.xml · derivative · entry 5

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2011-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2010 Filed Mar 11, 2010 22:10 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
SaleCommon Stock 20,000 $72.00 $1,440,000.00
Disclosure

SEC source: 0001225208-10-007938 · doc4.xml · nonDerivative · entry 3

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,683

Read SEC document
March 09, 2010 Filed Mar 11, 2010 22:10 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
Exercise / conversionCommon Stock 5,000 $38.50 $192,500.00
Disclosure

SEC source: 0001225208-10-007938 · doc4.xml · nonDerivative · entry 2

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2010 Filed Mar 11, 2010 22:10 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
Exercise / conversionCommon Stock 15,000 $37.63 $564,375.00
Disclosure

SEC source: 0001225208-10-007938 · doc4.xml · nonDerivative · entry 1

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2010 Filed Feb 18, 2010 22:08 UTC
Hess David PPresident, Pratt & Whitney
OtherCommon Stock 2,893.341 $66.33 $191,915.31
Disclosure

SEC source: 0001225208-10-005020 · doc4.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savings Plan Trustee

Disclosed balance after: 4,661.6713

Read SEC document
February 10, 2010 Filed Feb 10, 2010 22:24 UTC
Gill Charles DSenior VP and General Counsel
Tax withholdingCommon Stock 2,115 $65.40 $138,321.00
Disclosure

SEC source: 0001225208-10-003915 · doc4.xml · nonDerivative · entry 2

Gill Charles D · CIK 0001395028 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,907

Read SEC document
February 09, 2010 Filed Feb 10, 2010 22:24 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
Tax withholdingCommon Stock 2,497 $65.40 $163,303.80
Disclosure

SEC source: 0001225208-10-003913 · doc4.xml · nonDerivative · entry 2

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,683

Read SEC document
February 09, 2010 Filed Feb 10, 2010 22:24 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
GrantCommon Stock 7,500 $65.40 $490,500.00
Disclosure

SEC source: 0001225208-10-003913 · doc4.xml · nonDerivative · entry 1

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,180

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2010 Filed Feb 10, 2010 22:24 UTC
Brown William MPresident, UTC Fire & Security
Tax withholdingCommon Stock 4,163 $65.40 $272,260.20
Disclosure

SEC source: 0001225208-10-003914 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,625

Read SEC document
February 09, 2010 Filed Feb 10, 2010 22:24 UTC
Brown William MPresident, UTC Fire & Security
GrantCommon Stock 12,600 $65.40 $824,040.00
Disclosure

SEC source: 0001225208-10-003914 · doc4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,788

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2010 Filed Feb 10, 2010 22:24 UTC
Gill Charles DSenior VP and General Counsel
GrantCommon Stock 6,300 $65.40 $412,020.00
Disclosure

SEC source: 0001225208-10-003915 · doc4.xml · nonDerivative · entry 1

Gill Charles D · CIK 0001395028 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,022

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2010 Filed Feb 10, 2010 22:24 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 10,392 $65.40 $679,636.80
Disclosure

SEC source: 0001225208-10-003916 · doc4.xml · nonDerivative · entry 2

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,466.3696

Read SEC document
February 09, 2010 Filed Feb 10, 2010 22:24 UTC
DARNIS GERAUDPresident, Carrier Corporation
GrantCommon Stock 27,600 $65.40 $1,805,040.00
Disclosure

SEC source: 0001225208-10-003916 · doc4.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,858.3696

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2010 Filed Feb 10, 2010 22:24 UTC
HAYES GREGORYSVP and CFO
Tax withholdingCommon Stock 4,988 $65.40 $326,215.20
Disclosure

SEC source: 0001225208-10-003917 · doc4.xml · nonDerivative · entry 2

HAYES GREGORY · CIK 0001225946 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,407

Read SEC document
February 09, 2010 Filed Feb 10, 2010 22:24 UTC
HAYES GREGORYSVP and CFO
GrantCommon Stock 15,000 $65.40 $981,000.00
Disclosure

SEC source: 0001225208-10-003917 · doc4.xml · nonDerivative · entry 1

HAYES GREGORY · CIK 0001225946 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,395

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2010 Filed Feb 10, 2010 22:24 UTC
Michaud-Daniel DidierPresident, Otis Elevator
Tax withholdingCommon Stock 1,390 $65.40 $90,906.00
Disclosure

SEC source: 0001225208-10-003918 · doc4.xml · nonDerivative · entry 2

Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,875

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.