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RTX Corp

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2823
SEC CIK
0000101829
Parsed reports
1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 5,005 $76.93 $385,034.65
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 5

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,308.3696

Read SEC document
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 2,153 $76.93 $165,630.29
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 4

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,313.3696

Read SEC document
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionCommon Stock 10,000 $38.50 $385,000.00
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 3

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,466.3696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionCommon Stock 40,000 $32.17 $1,286,800.00
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 2

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,466.3696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionCommon Stock 190,000 $38.50 $7,315,000.00
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,466.3696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 2,189.1892 $74.00 $162,000.00
Disclosure

SEC source: 0001225208-10-010474 · doc4.xml · derivative · entry 1

MYERS RICHARD B · CIK 0001356702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,908.9365

Underlying: Common Stock · 2,189.1892 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 3,648.6486 $74.00 $270,000.00
Disclosure

SEC source: 0001225208-10-010475 · doc4.xml · derivative · entry 1

KANGAS EDWARD A · CIK 0001211047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,085.2398

Underlying: Common Stock · 3,648.6486 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 3,648.6486 $74.00 $270,000.00
Disclosure

SEC source: 0001225208-10-010476 · doc4.xml · derivative · entry 1

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,793.3196

Underlying: Common Stock · 3,648.6486 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 3,783.7838 $74.00 $280,000.00
Disclosure

SEC source: 0001225208-10-010477 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,412.188

Underlying: Common Stock · 3,783.7838 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 2,067.5676 $74.00 $153,000.00
Disclosure

SEC source: 0001225208-10-010478 · doc4.xml · derivative · entry 1

WHITMAN CHRISTINE TODD · CIK 0001271384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,594.5496

Underlying: Common Stock · 2,067.5676 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 3,445.9459 $74.00 $255,000.00
Disclosure

SEC source: 0001225208-10-010479 · doc4.xml · derivative · entry 1

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,986.6567

Underlying: Common Stock · 3,445.9459 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 1,945.9459 $74.00 $144,000.00
Disclosure

SEC source: 0001225208-10-010480 · doc4.xml · derivative · entry 1

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,434.7887

Underlying: Common Stock · 1,945.9459 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 1,945.9459 $74.00 $144,000.00
Disclosure

SEC source: 0001225208-10-010481 · doc4.xml · derivative · entry 1

GUTIERREZ CARLOS M · CIK 0001185943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,978.1275

Underlying: Common Stock · 1,945.9459 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 2,067.5676 $74.00 $153,000.00
Disclosure

SEC source: 0001225208-10-010482 · doc4.xml · derivative · entry 1

LEE CHARLES R · CIK 0001187373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,874.1575

Underlying: Common Stock · 2,067.5676 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 3,783.7838 $74.00 $280,000.00
Disclosure

SEC source: 0001225208-10-010483 · doc4.xml · derivative · entry 1

MCCORMICK RICHARD D · CIK 0001017985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,146.1666

Underlying: Common Stock · 3,783.7838 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 3,243.2432 $74.00 $240,000.00
Disclosure

SEC source: 0001225208-10-010484 · doc4.xml · derivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,766.2331

Underlying: Common Stock · 3,243.2432 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 14, 2010 Filed Apr 16, 2010 21:02 UTC GrantPhantom Stock Unit · Derivative 3,648.6486 $74.00 $270,000.00
Disclosure

SEC source: 0001225208-10-010485 · doc4.xml · derivative · entry 1

SWYGERT H PATRICK · CIK 0001160229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,282.7023

Underlying: Common Stock · 3,648.6486 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
March 25, 2010 Filed Mar 26, 2010 21:09 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $38.50 $0.00
Disclosure

SEC source: 0001225208-10-008942 · doc4.xml · derivative · entry 9

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2011-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2010 Filed Mar 26, 2010 21:09 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 30,000 $73.75 $2,212,500.00
Disclosure

SEC source: 0001225208-10-008942 · doc4.xml · nonDerivative · entry 6

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,365

Read SEC document
March 25, 2010 Filed Mar 26, 2010 21:09 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 15,000 $73.76 $1,106,400.00
Disclosure

SEC source: 0001225208-10-008942 · doc4.xml · nonDerivative · entry 5

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,365

Read SEC document
March 25, 2010 Filed Mar 26, 2010 21:09 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 15,000 $73.79 $1,106,850.00
Disclosure

SEC source: 0001225208-10-008942 · doc4.xml · nonDerivative · entry 4

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,365

Read SEC document
March 25, 2010 Filed Mar 26, 2010 21:09 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 9,400 $73.80 $693,720.00
Disclosure

SEC source: 0001225208-10-008942 · doc4.xml · nonDerivative · entry 3

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,365

Read SEC document
March 25, 2010 Filed Mar 26, 2010 21:09 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 5,600 $73.80 $413,285.60
Disclosure

SEC source: 0001225208-10-008942 · doc4.xml · nonDerivative · entry 2

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,765

Read SEC document
March 25, 2010 Filed Mar 26, 2010 21:09 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
Exercise / conversionCommon Stock 75,000 $38.50 $2,887,500.00
Disclosure

SEC source: 0001225208-10-008942 · doc4.xml · nonDerivative · entry 1

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2010 Filed Mar 23, 2010 21:02 UTC
CHENEVERT LOUISDirector · Chairman & CEO
SaleCommon Stock 5,049 $72.68 $366,961.32
Disclosure

SEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 8

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,311

Read SEC document
March 22, 2010 Filed Mar 23, 2010 21:02 UTC
CHENEVERT LOUISDirector · Chairman & CEO
SaleCommon Stock 4,300 $72.90 $313,470.00
Disclosure

SEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 7

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,360

Read SEC document
March 22, 2010 Filed Mar 23, 2010 21:02 UTC
CHENEVERT LOUISDirector · Chairman & CEO
SaleCommon Stock 2,100 $72.89 $153,069.00
Disclosure

SEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 6

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,660

Read SEC document
March 22, 2010 Filed Mar 23, 2010 21:02 UTC
CHENEVERT LOUISDirector · Chairman & CEO
SaleCommon Stock 1,266 $72.91 $92,304.06
Disclosure

SEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 5

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,760

Read SEC document
March 22, 2010 Filed Mar 23, 2010 21:02 UTC
CHENEVERT LOUISDirector · Chairman & CEO
SaleCommon Stock 400 $72.92 $29,168.00
Disclosure

SEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 4

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,026

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 108,000 $0.00 Strike: $37.63 $0.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · derivative · entry 30

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 108,000 shares

Expires 2011-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 12,600 $73.36 $924,336.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 27

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,365

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 12,400 $73.50 $911,400.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 26

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,965

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 8,200 $73.53 $602,946.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 25

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,365

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 8,000 $73.35 $586,800.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 24

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,565

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 7,400 $73.37 $542,938.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 23

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,565

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 6,600 $73.46 $484,836.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 22

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,965

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 6,500 $73.49 $477,685.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 21

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,565

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 6,100 $73.45 $448,045.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 20

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,065

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 5,900 $73.38 $432,942.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 19

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,165

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 5,800 $73.54 $426,532.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 18

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,065

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 5,500 $73.40 $403,700.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 17

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,865

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 3,600 $73.34 $264,024.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 16

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,365

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 2,800 $73.52 $205,856.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 15

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,965

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 2,700 $73.48 $198,396.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 14

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,765

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 2,500 $73.39 $183,475.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 13

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,465

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 1,900 $73.57 $139,783.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 12

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,965

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 1,800 $73.47 $132,246.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 11

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,865

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 1,700 $73.44 $124,848.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 10

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,665

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 1,700 $73.51 $124,967.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 9

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,365

Read SEC document
March 19, 2010 Filed Mar 23, 2010 21:01 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
SaleCommon Stock 1,500 $73.55 $110,325.00
Disclosure

SEC source: 0001225208-10-008815 · doc4.xml · nonDerivative · entry 8

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,065

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.