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2823
SEC CIK
0000101829
Parsed reports
1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 21, 2010 Filed Oct 25, 2010 21:20 UTC
Brown William MPresident, UTC Fire & Security
SaleCommon Stock 1,000 $75.08 $75,080.00
Disclosure

SEC source: 0001225208-10-023399 · doc4.xml · nonDerivative · entry 6

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,025

Read SEC document
October 21, 2010 Filed Oct 25, 2010 21:20 UTC
Brown William MPresident, UTC Fire & Security
SaleCommon Stock 800 $75.08 $60,064.80
Disclosure

SEC source: 0001225208-10-023399 · doc4.xml · nonDerivative · entry 5

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,025

Read SEC document
October 21, 2010 Filed Oct 25, 2010 21:20 UTC
Brown William MPresident, UTC Fire & Security
SaleCommon Stock 600 $74.97 $44,979.00
Disclosure

SEC source: 0001225208-10-023399 · doc4.xml · nonDerivative · entry 4

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,825

Read SEC document
October 21, 2010 Filed Oct 25, 2010 21:20 UTC
Brown William MPresident, UTC Fire & Security
SaleCommon Stock 100 $75.06 $7,506.02
Disclosure

SEC source: 0001225208-10-023399 · doc4.xml · nonDerivative · entry 3

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,425

Read SEC document
October 21, 2010 Filed Oct 25, 2010 21:20 UTC
Brown William MPresident, UTC Fire & Security
SaleCommon Stock 100 $75.08 $7,507.50
Disclosure

SEC source: 0001225208-10-023399 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,525

Read SEC document
October 21, 2010 Filed Oct 25, 2010 21:20 UTC
Brown William MPresident, UTC Fire & Security
Exercise / conversionCommon Stock 100,000 $38.50 $3,850,000.00
Disclosure

SEC source: 0001225208-10-023399 · doc4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2010 Filed Sep 15, 2010 21:35 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $37.50 $0.00
Disclosure

SEC source: 0001225208-10-020890 · doc4.xml · derivative · entry 6

SWYGERT H PATRICK · CIK 0001160229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2012-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2010 Filed Sep 15, 2010 21:35 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $30.53 $0.00
Disclosure

SEC source: 0001225208-10-020890 · doc4.xml · derivative · entry 5

SWYGERT H PATRICK · CIK 0001160229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2013-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2010 Filed Sep 15, 2010 21:35 UTC SaleCommon Stock 12,300 $68.85 $846,855.00
Disclosure

SEC source: 0001225208-10-020890 · doc4.xml · nonDerivative · entry 4

SWYGERT H PATRICK · CIK 0001160229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
September 14, 2010 Filed Sep 15, 2010 21:35 UTC SaleCommon Stock 700 $68.85 $48,195.70
Disclosure

SEC source: 0001225208-10-020890 · doc4.xml · nonDerivative · entry 3

SWYGERT H PATRICK · CIK 0001160229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

Read SEC document
September 14, 2010 Filed Sep 15, 2010 21:35 UTC Exercise / conversionCommon Stock 5,000 $37.50 $187,499.50
Disclosure

SEC source: 0001225208-10-020890 · doc4.xml · nonDerivative · entry 2

SWYGERT H PATRICK · CIK 0001160229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2010 Filed Sep 15, 2010 21:35 UTC Exercise / conversionCommon Stock 8,000 $30.53 $244,200.00
Disclosure

SEC source: 0001225208-10-020890 · doc4.xml · nonDerivative · entry 1

SWYGERT H PATRICK · CIK 0001160229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2010 Filed Aug 11, 2010 21:07 UTC
CHENEVERT LOUISDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 44,000 $0.00 Strike: $37.63 $0.00
Disclosure

SEC source: 0001225208-10-019040 · doc4.xml · derivative · entry 6

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,000 shares

Expires 2011-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2010 Filed Aug 11, 2010 21:07 UTC
CHENEVERT LOUISDirector · Chairman & CEO
Tax withholdingCommon Stock 22,558 $73.39 $1,655,531.62
Disclosure

SEC source: 0001225208-10-019040 · doc4.xml · nonDerivative · entry 3

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,532

Read SEC document
August 10, 2010 Filed Aug 11, 2010 21:07 UTC
CHENEVERT LOUISDirector · Chairman & CEO
Tax withholdingCommon Stock 9,221 $73.39 $676,729.19
Disclosure

SEC source: 0001225208-10-019040 · doc4.xml · nonDerivative · entry 2

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,090

Read SEC document
August 10, 2010 Filed Aug 11, 2010 21:07 UTC
CHENEVERT LOUISDirector · Chairman & CEO
Exercise / conversionCommon Stock 44,000 $37.63 $1,655,500.00
Disclosure

SEC source: 0001225208-10-019040 · doc4.xml · nonDerivative · entry 1

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 500 $71.53 $35,766.05
Disclosure

SEC source: 0001225208-10-017649 · doc4.xml · nonDerivative · entry 2

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,065

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 201 $71.53 $14,377.73
Disclosure

SEC source: 0001225208-10-017649 · doc4.xml · nonDerivative · entry 1

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,565

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $39.25 $0.00
Disclosure

SEC source: 0001225208-10-017650 · doc4.xml · derivative · entry 12

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2011-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,700 $0.00 Strike: $37.63 $0.00
Disclosure

SEC source: 0001225208-10-017650 · doc4.xml · derivative · entry 11

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,700 shares

Expires 2011-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC SaleCommon Stock 4,200 $71.68 $301,072.80
Disclosure

SEC source: 0001225208-10-017650 · doc4.xml · nonDerivative · entry 8

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,620.9246

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC SaleCommon Stock 1,700 $71.70 $121,891.70
Disclosure

SEC source: 0001225208-10-017650 · doc4.xml · nonDerivative · entry 7

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,820.9246

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC SaleCommon Stock 1,254 $71.69 $89,901.77
Disclosure

SEC source: 0001225208-10-017650 · doc4.xml · nonDerivative · entry 6

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,520.9246

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC SaleCommon Stock 946 $71.68 $67,811.17
Disclosure

SEC source: 0001225208-10-017650 · doc4.xml · nonDerivative · entry 5

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,774.9246

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC SaleCommon Stock 500 $71.70 $35,851.00
Disclosure

SEC source: 0001225208-10-017650 · doc4.xml · nonDerivative · entry 4

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,720.9246

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC SaleCommon Stock 100 $71.10 $7,110.11
Disclosure

SEC source: 0001225208-10-017650 · doc4.xml · nonDerivative · entry 3

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,220.9246

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC Exercise / conversionCommon Stock 3,700 $37.63 $139,212.50
Disclosure

SEC source: 0001225208-10-017650 · doc4.xml · nonDerivative · entry 2

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,320.9246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC Exercise / conversionCommon Stock 5,000 $39.25 $196,250.00
Disclosure

SEC source: 0001225208-10-017650 · doc4.xml · nonDerivative · entry 1

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620.9246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:19 UTC
ROGAN THOMAS IVice President, Treasurer
SaleCommon Stock 7,522 $71.55 $538,202.86
Disclosure

SEC source: 0001225208-10-017651 · doc4.xml · nonDerivative · entry 4

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,910

Read SEC document
July 23, 2010 Filed Jul 27, 2010 21:19 UTC
ROGAN THOMAS IVice President, Treasurer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 26,400 $0.00 Strike: $37.63 $0.00
Disclosure

SEC source: 0001225208-10-017651 · doc4.xml · derivative · entry 7

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,400 shares

Expires 2011-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2010 Filed Jul 27, 2010 21:19 UTC
ROGAN THOMAS IVice President, Treasurer
Tax withholdingCommon Stock 14,010 $70.90 $993,309.00
Disclosure

SEC source: 0001225208-10-017651 · doc4.xml · nonDerivative · entry 3

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,432

Read SEC document
July 23, 2010 Filed Jul 27, 2010 21:19 UTC
ROGAN THOMAS IVice President, Treasurer
Tax withholdingCommon Stock 4,868 $70.90 $345,141.20
Disclosure

SEC source: 0001225208-10-017651 · doc4.xml · nonDerivative · entry 2

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,442

Read SEC document
July 23, 2010 Filed Jul 27, 2010 21:19 UTC
ROGAN THOMAS IVice President, Treasurer
Exercise / conversionCommon Stock 26,400 $37.63 $993,300.00
Disclosure

SEC source: 0001225208-10-017651 · doc4.xml · nonDerivative · entry 1

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2010 Filed Apr 27, 2010 21:18 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 23,000 $0.00 Strike: $38.50 $0.00
Disclosure

SEC source: 0001225208-10-011091 · doc4.xml · derivative · entry 5

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 23,000 shares

Expires 2011-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2010 Filed Apr 27, 2010 21:18 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
Disposition to issuerCommon Stock 23,000 $77.00 $1,771,000.00
Disclosure

SEC source: 0001225208-10-011091 · doc4.xml · nonDerivative · entry 2

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,683

Read SEC document
April 26, 2010 Filed Apr 27, 2010 21:18 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
Exercise / conversionCommon Stock 23,000 $38.50 $885,500.00
Disclosure

SEC source: 0001225208-10-011091 · doc4.xml · nonDerivative · entry 1

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 70,119 $76.34 $5,352,681.11
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 10

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,466.3696

Read SEC document
April 22, 2010 Filed Apr 26, 2010 21:05 UTC
Brown William MPresident, UTC Fire & Security
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,200 $0.00 Strike: $37.63 $0.00
Disclosure

SEC source: 0001225208-10-010989 · doc4.xml · derivative · entry 4

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,200 shares

Expires 2011-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2010 Filed Apr 26, 2010 21:05 UTC
Brown William MPresident, UTC Fire & Security
SaleCommon Stock 22,200 $76.30 $1,693,860.00
Disclosure

SEC source: 0001225208-10-010989 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,625

Read SEC document
April 22, 2010 Filed Apr 26, 2010 21:05 UTC
Brown William MPresident, UTC Fire & Security
Exercise / conversionCommon Stock 22,200 $37.63 $835,275.00
Disclosure

SEC source: 0001225208-10-010989 · doc4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2010 Filed Apr 26, 2010 21:05 UTC
Michaud-Daniel DidierPresident, Otis Elevator
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,000 $0.00 Strike: $32.17 $0.00
Disclosure

SEC source: 0001225208-10-010990 · doc4.xml · derivative · entry 4

Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,000 shares

Expires 2012-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2010 Filed Apr 26, 2010 21:05 UTC
Michaud-Daniel DidierPresident, Otis Elevator
SaleCommon Stock 22,000 $76.50 $1,683,000.00
Disclosure

SEC source: 0001225208-10-010990 · doc4.xml · nonDerivative · entry 2

Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,875

Read SEC document
April 22, 2010 Filed Apr 26, 2010 21:05 UTC
Michaud-Daniel DidierPresident, Otis Elevator
Exercise / conversionCommon Stock 22,000 $32.17 $707,740.00
Disclosure

SEC source: 0001225208-10-010990 · doc4.xml · nonDerivative · entry 1

Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $32.17 $0.00
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · derivative · entry 14

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 40,000 shares

Expires 2012-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 190,000 $0.00 Strike: $38.50 $0.00
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · derivative · entry 13

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 190,000 shares

Expires 2011-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $38.50 $0.00
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · derivative · entry 12

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 10,000 shares

Expires 2011-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 95,087 $76.93 $7,315,042.91
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 9

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,585.3696

Read SEC document
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 40,890 $76.93 $3,145,667.70
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 8

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,672.3696

Read SEC document
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 16,727 $76.93 $1,286,808.11
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 7

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,562.3696

Read SEC document
April 21, 2010 Filed Apr 23, 2010 20:51 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 10,019 $76.93 $770,761.67
Disclosure

SEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 6

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,289.3696

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.