Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 1,500 | $81.98 | $122,970.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 9 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,241 Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 1,300 | $81.97 | $106,562.30 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 8 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,741 Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 800 | $81.97 | $65,576.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 7 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,041 Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 300 | $82.01 | $24,603.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,841 Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 100 | $81.99 | $8,199.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,141 Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 38,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · derivative · entry 15 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · derivative · entry 14 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 12,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 23,431 | $82.16 | $1,925,090.96 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,241 Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 10,238 | $82.16 | $841,154.08 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,672 Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionCommon Stock | 12,000 | $38.50 | $462,000.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionCommon Stock | 38,000 | $38.50 | $1,463,000.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2011 Filed Jul 11, 2011 21:06 UTC |
LONGO PETER F.Vice President, Controller
|
GrantPhantom Stock Unit · Derivative | 0.8172 | $81.30 | $66.44 |
DisclosureSEC source: 0001225208-11-018074 · doc4.xml · derivative · entry 4 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.6574 Underlying: Common Stock · 0.8172 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 26,600 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · derivative · entry 9 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,600 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 16,233 | $82.29 | $1,335,813.57 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 7 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,875 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 4,600 | $82.27 | $378,442.00 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 6 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,108 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 4,109 | $82.26 | $338,006.34 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 5 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,708 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 958 | $82.30 | $78,843.40 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 4 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,817 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 400 | $82.31 | $32,924.00 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 3 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,775 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 300 | $82.32 | $24,696.00 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 2 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,175 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
Exercise / conversionCommon Stock | 26,600 | $31.71 | $843,353.00 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
SaleCommon Stock | 850 | $82.50 | $70,125.00 |
DisclosureSEC source: 0001225208-11-004153 · doc4.xml · nonDerivative · entry 1 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,215 Read SEC document |
| January 14, 2011 Filed Jul 11, 2011 21:06 UTC |
LONGO PETER F.Vice President, Controller
|
GrantPhantom Stock Unit · Derivative | 0.8402 | $79.08 | $66.44 |
DisclosureSEC source: 0001225208-11-018074 · doc4.xml · derivative · entry 3 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.8402 Underlying: Common Stock · 0.8402 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:22 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
GrantStock Appreciation Right · Derivative | 349,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001104 · doc4.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,000 Underlying: Common Stock · 349,000 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 90,500 perfomance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:22 UTC |
BELLEMARE ALAINPresident, Hamilton Sundstrand
|
GrantStock Appreciation Right · Derivative | 76,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001105 · doc4.xml · derivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,000 Underlying: Common Stock · 76,000 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 19,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:22 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
GrantStock Appreciation Right · Derivative | 88,500 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001106 · doc4.xml · derivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,500 Underlying: Common Stock · 88,500 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 22,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:22 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
GrantStock Appreciation Right · Derivative | 80,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001108 · doc4.xml · derivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 20,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:22 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
GrantStock Appreciation Right · Derivative | 72,500 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001110 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 Underlying: Common Stock · 72,500 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 18,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:23 UTC |
Gill Charles DSenior VP and General Counsel
|
GrantStock Appreciation Right · Derivative | 66,500 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001113 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,500 Underlying: Common Stock · 66,500 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 17,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:24 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
GrantStock Appreciation Right · Derivative | 74,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001115 · doc4.xml · derivative · entry 1 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,000 Underlying: Common Stock · 74,000 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 19,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:24 UTC |
Hess David PPresident, Pratt & Whitney
|
GrantStock Appreciation Right · Derivative | 72,500 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001118 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 Underlying: Common Stock · 72,500 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 18,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:24 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantStock Appreciation Right · Derivative | 21,500 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001120 · doc4.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 21,500 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 5,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:25 UTC |
HAYES GREGORYSVP and CFO
|
GrantStock Appreciation Right · Derivative | 103,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001122 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,000 Underlying: Common Stock · 103,000 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 26,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:25 UTC |
Brown William MPresident, UTC Fire & Security
|
GrantStock Appreciation Right · Derivative | 70,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001123 · doc4.xml · derivative · entry 1 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 18,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 23:28 UTC |
LONGO PETER F.Vice President, Controller
|
GrantStock Appreciation Right · Derivative | 11,800 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001151 · doc4.xml · derivative · entry 1 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,800 Underlying: Common Stock · 11,800 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 3,050 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 23:59 UTC |
Kullman Ellen JamisonDirector
|
GrantRestricted Stock Units · Derivative | 1,265.983 | $78.99 | $100,000.00 |
DisclosureSEC source: 0001225208-11-001160 · doc4.xml · derivative · entry 1 Kullman Ellen Jamison · CIK 0001303141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,265.983 Underlying: Common Stock · 1,265.983 shares Expires not disclosed F1 · derivative.exercise_price: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to fixed interest account. F1 · derivative.exercise_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to fixed interest account. F1 · derivative.expiration_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to fixed interest account. Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · derivative · entry 16 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.59 | $235,757.70 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 13 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.62 | $235,860.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 12 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.62 | $235,863.90 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 11 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.62 | $235,866.30 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 10 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.63 | $235,879.50 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 9 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.64 | $235,914.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 8 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.64 | $235,920.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 7 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.64 | $235,920.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 6 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.67 | $236,013.30 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.67 | $236,013.90 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 4 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.70 | $236,100.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 3 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,000 | $78.70 | $236,102.10 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
Exercise / conversionCommon Stock | 36,000 | $38.50 | $1,386,000.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2010 Filed Dec 15, 2010 23:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 10,000 | $78.85 | $788,500.00 |
DisclosureSEC source: 0001225208-10-027126 · doc4.xml · nonDerivative · entry 8 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,466.3696 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.