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0000101829
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1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2011 Filed Feb 15, 2011 22:06 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
SaleCommon Stock 100 $85.01 $8,501.15
Disclosure

SEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 5

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,926

Read SEC document
February 14, 2011 Filed Feb 15, 2011 22:06 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
SaleCommon Stock 100 $85.01 $8,501.19
Disclosure

SEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 4

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,026

Read SEC document
February 14, 2011 Filed Feb 15, 2011 22:06 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
SaleCommon Stock 100 $85.02 $8,502.08
Disclosure

SEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 3

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,126

Read SEC document
February 14, 2011 Filed Feb 15, 2011 22:06 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
SaleCommon Stock 100 $85.02 $8,502.09
Disclosure

SEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 2

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,226

Read SEC document
February 14, 2011 Filed Feb 15, 2011 22:06 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
Exercise / conversionCommon Stock 15,000 $32.17 $482,550.00
Disclosure

SEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 1

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2011 Filed Feb 11, 2011 22:09 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $35.03 $0.00
Disclosure

SEC source: 0001225208-11-005538 · doc4.xml · derivative · entry 7

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2011 Filed Feb 11, 2011 22:09 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 27,000 $0.00 Strike: $46.76 $0.00
Disclosure

SEC source: 0001225208-11-005538 · doc4.xml · derivative · entry 6

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,000 shares

Expires 2014-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2011 Filed Feb 11, 2011 22:09 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 46,855 $84.55 $3,961,590.25
Disclosure

SEC source: 0001225208-11-005538 · doc4.xml · nonDerivative · entry 4

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,745

Read SEC document
February 10, 2011 Filed Feb 11, 2011 22:09 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
SaleCommon Stock 145 $84.76 $12,290.20
Disclosure

SEC source: 0001225208-11-005538 · doc4.xml · nonDerivative · entry 3

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,600

Read SEC document
February 10, 2011 Filed Feb 11, 2011 22:09 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
Exercise / conversionCommon Stock 20,000 $35.03 $700,500.00
Disclosure

SEC source: 0001225208-11-005538 · doc4.xml · nonDerivative · entry 2

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2011 Filed Feb 11, 2011 22:09 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
Exercise / conversionCommon Stock 27,000 $46.76 $1,262,520.00
Disclosure

SEC source: 0001225208-11-005538 · doc4.xml · nonDerivative · entry 1

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $46.76 $0.00
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · derivative · entry 16

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 12,000 shares

Expires 2014-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
Tax withholdingCommon Stock 2,629 $83.66 $219,942.14
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 14

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,054

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 2,300 $83.74 $192,602.00
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 13

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,683

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 2,000 $83.73 $167,462.00
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 12

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,983

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 1,900 $83.71 $159,049.00
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 11

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,983

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 1,900 $83.73 $159,087.00
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 10

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,883

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 1,700 $83.74 $142,359.70
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 9

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,783

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 1,012 $83.71 $84,715.53
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 8

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,483

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 700 $83.72 $58,604.00
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 7

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,495

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 200 $83.72 $16,744.20
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 6

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,195

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 100 $83.71 $8,371.24
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 5

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,395

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 100 $83.73 $8,373.18
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 4

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,495

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
SaleCommon Stock 88 $83.71 $7,366.52
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 3

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,595

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
GrantCommon Stock 7,912 $83.66 $661,917.92
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,683

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
Exercise / conversionCommon Stock 12,000 $46.76 $561,120.00
Disclosure

SEC source: 0001225208-11-005208 · doc4.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
Tax withholdingCommon Stock 2,785 $83.66 $232,993.10
Disclosure

SEC source: 0001225208-11-005209 · doc4.xml · nonDerivative · entry 2

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,326

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
GrantCommon Stock 8,428 $83.66 $705,086.48
Disclosure

SEC source: 0001225208-11-005209 · doc4.xml · nonDerivative · entry 1

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,111

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
HAYES GREGORYSVP and CFO
Tax withholdingCommon Stock 3,728 $83.66 $311,884.48
Disclosure

SEC source: 0001225208-11-005210 · doc4.xml · nonDerivative · entry 2

HAYES GREGORY · CIK 0001225946 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,945

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
HAYES GREGORYSVP and CFO
GrantCommon Stock 11,266 $83.66 $942,513.56
Disclosure

SEC source: 0001225208-11-005210 · doc4.xml · nonDerivative · entry 1

HAYES GREGORY · CIK 0001225946 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,673

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
Gill Charles DSenior VP and General Counsel
Tax withholdingCommon Stock 2,988 $83.66 $249,976.08
Disclosure

SEC source: 0001225208-11-005211 · doc4.xml · nonDerivative · entry 2

Gill Charles D · CIK 0001395028 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,949

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
Gill Charles DSenior VP and General Counsel
GrantCommon Stock 9,030 $83.66 $755,449.80
Disclosure

SEC source: 0001225208-11-005211 · doc4.xml · nonDerivative · entry 1

Gill Charles D · CIK 0001395028 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,937

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 7,260 $83.66 $607,371.60
Disclosure

SEC source: 0001225208-11-005212 · doc4.xml · nonDerivative · entry 2

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,814.3696

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:55 UTC
DARNIS GERAUDPresident, Carrier Corporation
GrantCommon Stock 19,608 $83.66 $1,640,405.28
Disclosure

SEC source: 0001225208-11-005212 · doc4.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,074.3696

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
Michaud-Daniel DidierPresident, Otis Elevator
Tax withholdingCommon Stock 1,385 $83.66 $115,869.10
Disclosure

SEC source: 0001225208-11-005213 · doc4.xml · nonDerivative · entry 2

Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,715

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
Michaud-Daniel DidierPresident, Otis Elevator
GrantCommon Stock 3,225 $83.66 $269,803.50
Disclosure

SEC source: 0001225208-11-005213 · doc4.xml · nonDerivative · entry 1

Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,100

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
ROGAN THOMAS IVice President, Treasurer
Tax withholdingCommon Stock 1,961 $83.66 $164,057.26
Disclosure

SEC source: 0001225208-11-005214 · doc4.xml · nonDerivative · entry 2

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,507

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
ROGAN THOMAS IVice President, Treasurer
GrantCommon Stock 4,558 $83.66 $381,322.28
Disclosure

SEC source: 0001225208-11-005214 · doc4.xml · nonDerivative · entry 1

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,468

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
Hess David PPresident, Pratt & Whitney
Tax withholdingCommon Stock 4,650 $83.66 $389,019.00
Disclosure

SEC source: 0001225208-11-005215 · doc4.xml · nonDerivative · entry 2

Hess David P · CIK 0001304945 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,174

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
Hess David PPresident, Pratt & Whitney
GrantCommon Stock 13,502 $83.66 $1,129,577.32
Disclosure

SEC source: 0001225208-11-005215 · doc4.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,824

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
CHENEVERT LOUISDirector · Chairman & CEO
Tax withholdingCommon Stock 18,257 $83.66 $1,527,380.62
Disclosure

SEC source: 0001225208-11-005216 · doc4.xml · nonDerivative · entry 2

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,125

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
CHENEVERT LOUISDirector · Chairman & CEO
GrantCommon Stock 44,806 $83.66 $3,748,469.96
Disclosure

SEC source: 0001225208-11-005216 · doc4.xml · nonDerivative · entry 1

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,382

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
Tax withholdingCommon Stock 3,736 $83.66 $312,553.76
Disclosure

SEC source: 0001225208-11-005218 · doc4.xml · nonDerivative · entry 2

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,745

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
GrantCommon Stock 11,266 $83.66 $942,513.56
Disclosure

SEC source: 0001225208-11-005218 · doc4.xml · nonDerivative · entry 1

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,481

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
LONGO PETER F.Vice President, Controller
Tax withholdingCommon Stock 908 $83.66 $75,963.28
Disclosure

SEC source: 0001225208-11-005219 · doc4.xml · nonDerivative · entry 2

LONGO PETER F. · CIK 0001508592 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,431.0209

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
LONGO PETER F.Vice President, Controller
GrantCommon Stock 2,666 $83.66 $223,037.56
Disclosure

SEC source: 0001225208-11-005219 · doc4.xml · nonDerivative · entry 1

LONGO PETER F. · CIK 0001508592 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,339.0209

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
Brown William MPresident, UTC Fire & Security
Tax withholdingCommon Stock 4,140 $83.66 $346,352.40
Disclosure

SEC source: 0001225208-11-005220 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,869

Read SEC document
February 08, 2011 Filed Feb 9, 2011 22:56 UTC
Brown William MPresident, UTC Fire & Security
GrantCommon Stock 12,384 $83.66 $1,036,045.44
Disclosure

SEC source: 0001225208-11-005220 · doc4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,009

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

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February 03, 2011 Filed Feb 4, 2011 22:34 UTC
ROGAN THOMAS IVice President, Treasurer
SaleCommon Stock 8,000 $82.00 $656,000.00
Disclosure

SEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 11

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,910

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February 03, 2011 Filed Feb 4, 2011 22:34 UTC
ROGAN THOMAS IVice President, Treasurer
SaleCommon Stock 4,331 $81.90 $354,708.90
Disclosure

SEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 10

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,910

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.