Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 631 | $86.78 | $54,758.18 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,183.3696 Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 600 | $86.76 | $52,056.00 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,814.3696 Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 400 | $86.79 | $34,716.00 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,414.3696 Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Exercise / conversionCommon Stock | 40,000 | $31.71 | $1,268,200.00 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,814.3696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 3,500 | $86.00 | $301,000.00 |
DisclosureSEC source: 0001225208-11-012132 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,050 Read SEC document |
| April 15, 2011 Filed Jul 11, 2011 21:06 UTC |
LONGO PETER F.Vice President, Controller
|
GrantPhantom Stock Unit · Derivative | 0.8238 | $83.45 | $68.75 |
DisclosureSEC source: 0001225208-11-018074 · doc4.xml · derivative · entry 9 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55.9875 Underlying: Common Stock · 0.8238 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:15 UTC |
FARACI JOHN VDirector
|
GrantPhantom Stock Unit · Derivative | 3,325.0208 | $84.21 | $280,000.00 |
DisclosureSEC source: 0001225208-11-011789 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,217.6345 Underlying: Common Stock · 3,325.0208 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:15 UTC |
GARNIER JEAN PIERREDirector
|
GrantPhantom Stock Unit · Derivative | 3,028.1439 | $84.21 | $255,000.00 |
DisclosureSEC source: 0001225208-11-011790 · doc4.xml · derivative · entry 3 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,191.2976 Underlying: Common Stock · 3,028.1439 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:15 UTC |
GORELICK JAMIE SDirector
|
GrantPhantom Stock Unit · Derivative | 1,710.0107 | $84.21 | $144,000.00 |
DisclosureSEC source: 0001225208-11-011791 · doc4.xml · derivative · entry 4 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,814.0469 Underlying: Common Stock · 1,710.0107 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:16 UTC |
KANGAS EDWARD ADirector
|
GrantPhantom Stock Unit · Derivative | 3,206.27 | $84.21 | $270,000.00 |
DisclosureSEC source: 0001225208-11-011792 · doc4.xml · derivative · entry 1 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,575.9507 Underlying: Common Stock · 3,206.27 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:17 UTC |
MCCORMICK RICHARD DDirector
|
GrantPhantom Stock Unit · Derivative | 3,325.0208 | $84.21 | $280,000.00 |
DisclosureSEC source: 0001225208-11-011793 · doc4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,557.2936 Underlying: Common Stock · 3,325.0208 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:17 UTC |
MCGRAW HAROLD IIIDirector
|
GrantPhantom Stock Unit · Derivative | 2,850.0178 | $84.21 | $240,000.00 |
DisclosureSEC source: 0001225208-11-011794 · doc4.xml · derivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,269.763 Underlying: Common Stock · 2,850.0178 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:17 UTC |
LEE CHARLES RDirector
|
GrantPhantom Stock Unit · Derivative | 1,816.8864 | $84.21 | $153,000.00 |
DisclosureSEC source: 0001225208-11-011795 · doc4.xml · derivative · entry 3 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,747.2117 Underlying: Common Stock · 1,816.8864 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:17 UTC |
Kullman Ellen JamisonDirector
|
GrantPhantom Stock Unit · Derivative | 1,710.0107 | $84.21 | $144,000.00 |
DisclosureSEC source: 0001225208-11-011796 · doc4.xml · derivative · entry 1 Kullman Ellen Jamison · CIK 0001303141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710.0107 Underlying: Common Stock · 1,710.0107 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:17 UTC |
MYERS RICHARD BDirector
|
GrantPhantom Stock Unit · Derivative | 1,923.762 | $84.21 | $162,000.00 |
DisclosureSEC source: 0001225208-11-011797 · doc4.xml · derivative · entry 1 MYERS RICHARD B · CIK 0001356702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,136.5259 Underlying: Common Stock · 1,923.762 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:17 UTC |
SWYGERT H PATRICKDirector
|
GrantPhantom Stock Unit · Derivative | 3,206.27 | $84.21 | $270,000.00 |
DisclosureSEC source: 0001225208-11-011798 · doc4.xml · derivative · entry 2 SWYGERT H PATRICK · CIK 0001160229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,295.8572 Underlying: Common Stock · 3,206.27 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:17 UTC |
VILLENEUVE ANDRE F HDirector
|
GrantPhantom Stock Unit · Derivative | 3,206.27 | $84.21 | $270,000.00 |
DisclosureSEC source: 0001225208-11-011799 · doc4.xml · derivative · entry 2 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,100.9274 Underlying: Common Stock · 3,206.27 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:17 UTC |
WHITMAN CHRISTINE TODDDirector
|
GrantPhantom Stock Unit · Derivative | 1,816.8864 | $84.21 | $153,000.00 |
DisclosureSEC source: 0001225208-11-011800 · doc4.xml · derivative · entry 4 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,802.0089 Underlying: Common Stock · 1,816.8864 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock /units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock /units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock /units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 04, 2011 Filed Apr 6, 2011 21:20 UTC |
LONGO PETER F.Vice President, Controller
|
Disposition to issuerPhantom Stock Unit · Derivative | 131.1375 | $84.65 Strike: $0.00 | $11,100.79 |
DisclosureSEC source: 0001225208-11-011437 · doc4.xml · derivative · entry 3 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735.3188 Underlying: Common Stock · 131.1375 shares Expires not disclosed F1 · derivative.exercise_price: Disposition of deferred stock units credited to the officer's account under the UTC Deferred Compensation Plan. Disposition effected pursuant to a previously established Rule 10b5-1 written trading plan. F1 · derivative.exercise_date: Disposition of deferred stock units credited to the officer's account under the UTC Deferred Compensation Plan. Disposition effected pursuant to a previously established Rule 10b5-1 written trading plan. F1 · derivative.expiration_date: Disposition of deferred stock units credited to the officer's account under the UTC Deferred Compensation Plan. Disposition effected pursuant to a previously established Rule 10b5-1 written trading plan. Read SEC document |
| March 31, 2011 Filed Jul 11, 2011 21:06 UTC |
LONGO PETER F.Vice President, Controller
|
GrantPhantom Stock Unit · Derivative | 0.7849 | $84.65 | $66.44 |
DisclosureSEC source: 0001225208-11-018074 · doc4.xml · derivative · entry 8 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55.1637 Underlying: Common Stock · 0.7849 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| March 15, 2011 Filed Jul 11, 2011 21:06 UTC |
LONGO PETER F.Vice President, Controller
|
GrantPhantom Stock Unit · Derivative | 51.1438 | $79.51 | $4,066.44 |
DisclosureSEC source: 0001225208-11-018074 · doc4.xml · derivative · entry 7 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54.3788 Underlying: Common Stock · 51.1438 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 28, 2011 Filed Jul 11, 2011 21:06 UTC |
LONGO PETER F.Vice President, Controller
|
GrantPhantom Stock Unit · Derivative | 0.7953 | $83.54 | $66.44 |
DisclosureSEC source: 0001225208-11-018074 · doc4.xml · derivative · entry 6 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.235 Underlying: Common Stock · 0.7953 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
Gill Charles DSenior VP and General Counsel
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,600 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-11-006888 · doc4.xml · derivative · entry 6 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,600 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
Gill Charles DSenior VP and General Counsel
|
Tax withholdingCommon Stock | 6,931 | $85.01 | $589,204.31 |
DisclosureSEC source: 0001225208-11-006888 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,550 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
Gill Charles DSenior VP and General Counsel
|
Tax withholdingCommon Stock | 2,068 | $85.01 | $175,800.68 |
DisclosureSEC source: 0001225208-11-006888 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,481 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
Gill Charles DSenior VP and General Counsel
|
Exercise / conversionCommon Stock | 12,600 | $46.76 | $589,176.00 |
DisclosureSEC source: 0001225208-11-006888 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · derivative · entry 14 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 26,490 | $85.01 | $2,251,914.90 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 11 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,432 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 18,702 | $85.01 | $1,589,857.02 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 10 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,922 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 5,247 | $83.96 | $440,538.12 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 9 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,624 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 3,500 | $83.98 | $293,930.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 8 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,871 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 2,900 | $83.97 | $243,513.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 7 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,371 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 1,400 | $84.02 | $117,628.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,271 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 1,000 | $83.97 | $83,965.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,671 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 654 | $83.99 | $54,929.46 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,671 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 400 | $84.00 | $33,600.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,325 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 400 | $84.01 | $33,604.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,725 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 70,000 | $32.17 | $2,251,900.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2011 Filed Jul 11, 2011 21:06 UTC |
LONGO PETER F.Vice President, Controller
|
GrantPhantom Stock Unit · Derivative | 0.7823 | $84.93 | $66.44 |
DisclosureSEC source: 0001225208-11-018074 · doc4.xml · derivative · entry 5 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.4397 Underlying: Common Stock · 0.7823 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · derivative · entry 18 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 4,000 | $85.02 | $340,084.00 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 15 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,326 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 3,669 | $85.00 | $311,865.00 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 14 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,326 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 2,825 | $85.01 | $240,153.25 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 13 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,995 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 2,400 | $85.02 | $204,048.00 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 12 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,820 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 1,206 | $85.03 | $102,546.18 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 11 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,220 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 100 | $85.00 | $8,500.05 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 10 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,426 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 100 | $85.00 | $8,500.12 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 9 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,526 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 100 | $85.00 | $8,500.15 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 8 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,626 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 100 | $85.00 | $8,500.25 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 7 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,726 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 100 | $85.01 | $8,501.12 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 6 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,826 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.