Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2012 Filed Jan 5, 2012 22:29 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
GrantStock Appreciation Right · Derivative | 89,000 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000898 · doc4.xml · derivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,000 Underlying: Common Stock · 89,000 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 23,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:29 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
GrantStock Appreciation Right · Derivative | 81,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000899 · doc4.xml · derivative · entry 1 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,500 Underlying: Common Stock · 81,500 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 21,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:29 UTC |
Hess David PPresident, Pratt & Whitney
|
GrantStock Appreciation Right · Derivative | 76,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000900 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,500 Underlying: Common Stock · 76,500 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 20,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:29 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
GrantStock Appreciation Right · Derivative | 75,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000901 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,500 Underlying: Common Stock · 75,500 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 20,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:30 UTC |
Gill Charles DSenior VP and General Counsel
|
GrantStock Appreciation Right · Derivative | 75,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000902 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,500 Underlying: Common Stock · 75,500 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 20,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:30 UTC |
Dumais Michael RPresident, Hamilton Sundstrand
|
GrantStock Appreciation Right · Derivative | 30,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000903 · doc4.xml · derivative · entry 1 Dumais Michael R · CIK 0001531769 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 Underlying: Common Stock · 30,500 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 8,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:30 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantStock Appreciation Right · Derivative | 23,000 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000904 · doc4.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 23,000 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 6,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:30 UTC |
LONGO PETER F.Vice President, Controller
|
GrantStock Appreciation Right · Derivative | 12,700 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000905 · doc4.xml · derivative · entry 1 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 Underlying: Common Stock · 12,700 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 3,370 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| December 19, 2011 Filed Dec 20, 2011 22:05 UTC |
GARNIER JEAN PIERREDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $37.50 | $0.00 |
DisclosureSEC source: 0001225208-11-026733 · doc4.xml · derivative · entry 5 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2012-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2011 Filed Dec 20, 2011 22:05 UTC |
GARNIER JEAN PIERREDirector
|
SaleCommon Stock | 2,200 | $72.76 | $160,072.00 |
DisclosureSEC source: 0001225208-11-026733 · doc4.xml · nonDerivative · entry 3 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,710 Read SEC document |
| December 19, 2011 Filed Dec 20, 2011 22:05 UTC |
GARNIER JEAN PIERREDirector
|
SaleCommon Stock | 1,355 | $72.76 | $98,591.16 |
DisclosureSEC source: 0001225208-11-026733 · doc4.xml · nonDerivative · entry 2 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,910 Read SEC document |
| December 19, 2011 Filed Dec 20, 2011 22:05 UTC |
GARNIER JEAN PIERREDirector
|
Exercise / conversionCommon Stock | 5,000 | $37.50 | $187,499.50 |
DisclosureSEC source: 0001225208-11-026733 · doc4.xml · nonDerivative · entry 1 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2011 Filed Dec 20, 2011 22:05 UTC |
VILLENEUVE ANDRE F HDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $37.50 | $0.00 |
DisclosureSEC source: 0001225208-11-026734 · doc4.xml · derivative · entry 4 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2012-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2011 Filed Dec 20, 2011 22:05 UTC |
VILLENEUVE ANDRE F HDirector
|
SaleCommon Stock | 5,000 | $72.70 | $363,500.00 |
DisclosureSEC source: 0001225208-11-026734 · doc4.xml · nonDerivative · entry 2 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 19, 2011 Filed Dec 20, 2011 22:05 UTC |
VILLENEUVE ANDRE F HDirector
|
Exercise / conversionCommon Stock | 5,000 | $37.50 | $187,499.50 |
DisclosureSEC source: 0001225208-11-026734 · doc4.xml · nonDerivative · entry 1 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2011 Filed Dec 20, 2011 22:06 UTC |
GORELICK JAMIE SDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,520 | $0.00 Strike: $30.68 | $0.00 |
DisclosureSEC source: 0001225208-11-026735 · doc4.xml · derivative · entry 5 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,520 shares Expires 2012-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2011 Filed Dec 20, 2011 22:06 UTC |
GORELICK JAMIE SDirector
|
SaleCommon Stock | 1,520 | $72.70 | $110,504.00 |
DisclosureSEC source: 0001225208-11-026735 · doc4.xml · nonDerivative · entry 2 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,295.9246 Read SEC document |
| December 19, 2011 Filed Dec 20, 2011 22:06 UTC |
GORELICK JAMIE SDirector
|
Exercise / conversionCommon Stock | 1,520 | $30.68 | $46,626.00 |
DisclosureSEC source: 0001225208-11-026735 · doc4.xml · nonDerivative · entry 1 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,815.9246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2011 Filed Dec 5, 2011 22:42 UTC |
BUCKHOUT SCOTT A.President, UTC Fire & Security
|
SaleCommon Stock | 2,399 | $78.00 | $187,122.00 |
DisclosureSEC source: 0001225208-11-025900 · doc4.xml · nonDerivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,029 Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · derivative · entry 8 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 14,199 | $79.30 | $1,125,980.70 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · nonDerivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,507 Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 8,989 | $79.30 | $712,827.70 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,706 Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 8,000 | $79.30 | $634,400.00 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,695 Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 3,812 | $79.50 | $303,054.00 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,695 Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionCommon Stock | 35,000 | $32.17 | $1,125,950.00 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 21:03 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-11-023865 · doc4.xml · derivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 21:03 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 30,000 | $79.60 | $2,388,000.00 |
DisclosureSEC source: 0001225208-11-023865 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,326 Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 21:03 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
Exercise / conversionCommon Stock | 30,000 | $32.17 | $965,100.00 |
DisclosureSEC source: 0001225208-11-023865 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · derivative · entry 8 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Tax withholdingCommon Stock | 12,410 | $76.65 | $951,226.50 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · nonDerivative · entry 5 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,814.3696 Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Tax withholdingCommon Stock | 7,613 | $76.65 | $583,536.45 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,224.3696 Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
SaleCommon Stock | 6,877 | $75.15 | $516,813.43 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,837.3696 Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
SaleCommon Stock | 3,100 | $75.15 | $232,971.20 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,714.3696 Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Exercise / conversionCommon Stock | 30,000 | $31.71 | $951,150.00 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,814.3696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2011 Filed Oct 27, 2011 21:02 UTC |
Hess David PPresident, Pratt & Whitney
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-11-023766 · doc4.xml · derivative · entry 4 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2011 Filed Oct 27, 2011 21:02 UTC |
Hess David PPresident, Pratt & Whitney
|
SaleCommon Stock | 40,000 | $75.83 | $3,033,316.00 |
DisclosureSEC source: 0001225208-11-023766 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,174 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.58 to $$76.11, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| October 25, 2011 Filed Oct 27, 2011 21:02 UTC |
Hess David PPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 40,000 | $46.76 | $1,870,400.00 |
DisclosureSEC source: 0001225208-11-023766 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2011 Filed Oct 20, 2011 21:51 UTC |
GORELICK JAMIE SDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $37.50 | $0.00 |
DisclosureSEC source: 0001225208-11-023546 · doc4.xml · derivative · entry 10 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2012-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2011 Filed Oct 20, 2011 21:51 UTC |
GORELICK JAMIE SDirector
|
SaleCommon Stock | 3,200 | $73.41 | $234,918.40 |
DisclosureSEC source: 0001225208-11-023546 · doc4.xml · nonDerivative · entry 7 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,493.9246 Read SEC document |
| October 20, 2011 Filed Oct 20, 2011 21:51 UTC |
GORELICK JAMIE SDirector
|
SaleCommon Stock | 1,188 | $73.41 | $87,212.27 |
DisclosureSEC source: 0001225208-11-023546 · doc4.xml · nonDerivative · entry 6 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,693.9246 Read SEC document |
| October 20, 2011 Filed Oct 20, 2011 21:51 UTC |
GORELICK JAMIE SDirector
|
SaleCommon Stock | 300 | $73.42 | $22,026.30 |
DisclosureSEC source: 0001225208-11-023546 · doc4.xml · nonDerivative · entry 5 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,881.9246 Read SEC document |
| October 20, 2011 Filed Oct 20, 2011 21:51 UTC |
GORELICK JAMIE SDirector
|
SaleCommon Stock | 200 | $73.43 | $14,685.00 |
DisclosureSEC source: 0001225208-11-023546 · doc4.xml · nonDerivative · entry 4 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,181.9246 Read SEC document |
| October 20, 2011 Filed Oct 20, 2011 21:51 UTC |
GORELICK JAMIE SDirector
|
SaleCommon Stock | 100 | $73.42 | $7,342.20 |
DisclosureSEC source: 0001225208-11-023546 · doc4.xml · nonDerivative · entry 3 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,381.9246 Read SEC document |
| October 20, 2011 Filed Oct 20, 2011 21:51 UTC |
GORELICK JAMIE SDirector
|
SaleCommon Stock | 12 | $73.41 | $880.96 |
DisclosureSEC source: 0001225208-11-023546 · doc4.xml · nonDerivative · entry 2 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,481.9246 Read SEC document |
| October 20, 2011 Filed Oct 20, 2011 21:51 UTC |
GORELICK JAMIE SDirector
|
Exercise / conversionCommon Stock | 5,000 | $37.50 | $187,499.50 |
DisclosureSEC source: 0001225208-11-023546 · doc4.xml · nonDerivative · entry 1 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,493.9246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2011 Filed Aug 26, 2011 21:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 6,260 | $70.05 | $438,513.00 |
DisclosureSEC source: 0001225208-11-020825 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,814.3696 Read SEC document |
| August 25, 2011 Filed Aug 26, 2011 21:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-11-020825 · doc4.xml · derivative · entry 7 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 20,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2011 Filed Aug 26, 2011 21:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 8,963 | $70.75 | $634,132.25 |
DisclosureSEC source: 0001225208-11-020825 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,074.3696 Read SEC document |
| August 25, 2011 Filed Aug 26, 2011 21:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 4,777 | $70.75 | $337,972.75 |
DisclosureSEC source: 0001225208-11-020825 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,037.3696 Read SEC document |
| August 25, 2011 Filed Aug 26, 2011 21:14 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Exercise / conversionCommon Stock | 20,000 | $31.71 | $634,100.00 |
DisclosureSEC source: 0001225208-11-020825 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,814.3696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.