Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIRCOR INTERNATIONAL INCCIR · Entity 108922 | Director · President and CEO | April 27, 2021 | April 28, 2021 |
| RTX CorpUTX · Entity 2823 | President, UTC Fire & Security | December 05, 2011 | December 05, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIRCOR INTERNATIONAL INC
Report date April 27, 2021 · Filed April 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,305 |
Ending reported balance
After 2021-04-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-27 · Exercise / conversion · Acquired 22,815 · Balance 96,424 F1: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/27/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $13.83. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes. Row 2 · 2021-04-27 · Tax withholding · Disposed 10,119 · Balance 86,305 F1: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/27/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $13.83. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2030-03-27 | Direct | 45,630 |
Reported balance
After 2021-04-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-27 · Exercise / conversion · Disposed 22,815 · Balance 45,630 F1: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/27/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $13.83. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/27/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $13.83. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes.
RTX Corp
Report date December 05, 2011 · Filed December 05, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,029 |
Reported balance
After 2011-12-05 transaction · row 1
1 source rowRow 1 · 2011-12-05 · Sale · Disposed 2,399 · Balance 3,029 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 465 |
Reported balance
Holding disclosure · report date 2011-12-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 465 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2021 Filed Apr 28, 2021 17:05 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionRestricted Stock Unit · Derivative | 22,815 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002990 · primarydocument.xml · derivative · entry 3 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,630 Underlying: Common Stock · 22,815 shares Expires 2030-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/27/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $13.83. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 17:05 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Tax withholdingCommon Stock | 10,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002990 · primarydocument.xml · nonDerivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,305 F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/27/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $13.83. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 17:05 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 22,815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002990 · primarydocument.xml · nonDerivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/27/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $13.83. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 17:14 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantRestricted Stock Unit (MSP) · Derivative | 17,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002334 · primarydocument.xml · derivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Underlying: Common Stock · 17,100 shares Expires 2031-03-17 F2 · derivative.exercise_date: This Restricted Stock Units (RSUs) grant is issued pursuant to a provision of the issuer Management Stock Purchase Plan (MSPP) whereby certain executives may make an advance election to receive RSUs in lieu of a specified percentage or dollar amount of that executives' annual incentive cash bonus under the bonus plan applicable to the executive. The RSUs are issued in whole units at a 33% discount from fair market value of the issuer's common stock on the date the underlying bonus is determined and generally vest 3 years from the date of the grant, at which time the RSUs convert into shares of common stock on a one-for-one basis unless the executive previously elected a longer deferral period. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 17:14 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantRestricted Stock Unit · Derivative | 38,361 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002334 · primarydocument.xml · derivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,361 Underlying: Common Stock · 38,361 shares Expires 2031-03-17 F1 · derivative.exercise_date: The grant of Restricted Stock Units (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock in equal installments of one-third of the original RSU grant on either (i) the annual vesting of the grant or (ii) upon the conclusion of such longer deferral period as the Reporting Person may elect in advance. In either occurrence, (i) or (ii), the RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 16:42 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionPerformance RSUs · Derivative | 29,057 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-21-002068 · primarydocument.xml · derivative · entry 6 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,057 shares Expires 2028-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 3/5/2018. These metrics consisted of targets for 2018-2020 Average Return on Invested Capital and Average Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 103% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 16:42 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionRestricted Stock Unit (MSP) · Derivative | 7,301 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-21-002068 · primarydocument.xml · derivative · entry 5 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,301 shares Expires 2028-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 3/5/2018 utilizing a fair market value (FMV) of a share of the issuers stock of $42.62. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($28.56 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay income taxes. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 16:42 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Tax withholdingCommon Stock | 12,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002068 · primarydocument.xml · nonDerivative · entry 4 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,609 F2 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 3/5/2018. These metrics consisted of targets for 2018-2020 Average Return on Invested Capital and Average Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 103% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 16:42 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 29,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002068 · primarydocument.xml · nonDerivative · entry 3 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 3/5/2018. These metrics consisted of targets for 2018-2020 Average Return on Invested Capital and Average Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 103% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 16:42 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Tax withholdingCommon Stock | 3,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002068 · primarydocument.xml · nonDerivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,439 F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 3/5/2018 utilizing a fair market value (FMV) of a share of the issuers stock of $42.62. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($28.56 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay income taxes. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 16:42 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 7,301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002068 · primarydocument.xml · nonDerivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 3/5/2018 utilizing a fair market value (FMV) of a share of the issuers stock of $42.62. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($28.56 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay income taxes. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 16:08 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionRestricted Stock Unit · Derivative | 30,020 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002021 · primarydocument.xml · derivative · entry 3 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,020 shares Expires 2030-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/24/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $10.01. The RSU grant vests in its entirety on March 4, 2021 (the one year anniversary of when the Compensation Committee commited to grant RSUs) and are received by the Reporting person upon vesting, on a one-for-one basis. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 16:08 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Tax withholdingCommon Stock | 13,314 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002021 · primarydocument.xml · nonDerivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,262 F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/24/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $10.01. The RSU grant vests in its entirety on March 4, 2021 (the one year anniversary of when the Compensation Committee commited to grant RSUs) and are received by the Reporting person upon vesting, on a one-for-one basis. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 16:08 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 30,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002021 · primarydocument.xml · nonDerivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/24/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $10.01. The RSU grant vests in its entirety on March 4, 2021 (the one year anniversary of when the Compensation Committee commited to grant RSUs) and are received by the Reporting person upon vesting, on a one-for-one basis. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 14:10 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionPerformance RSUs · Derivative | 3,081 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-21-001849 · primarydocument.xml · derivative · entry 3 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,081 shares Expires 2029-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 5/14/2019. These metrics consisted of tranche-specific targets for 2020 Adjusted Free Cash Flow and 2020 Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 23% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 14:10 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Tax withholdingCommon Stock | 1,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001849 · primarydocument.xml · nonDerivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,556 F1 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 5/14/2019. These metrics consisted of tranche-specific targets for 2020 Adjusted Free Cash Flow and 2020 Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 23% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 14:10 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 3,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001849 · primarydocument.xml · nonDerivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 5/14/2019. These metrics consisted of tranche-specific targets for 2020 Adjusted Free Cash Flow and 2020 Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 23% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 27, 2020 Filed Mar 27, 2020 17:13 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantRestricted Stock Unit · Derivative | 68,445 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002743 · primarydocument.xml · derivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,445 Underlying: Common Stock · 68,445 shares Expires 2030-03-27 F1 · derivative.exercise_date: The grant of Restricted Stock Units (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock in equal installments of one-third of the original RSU grant on either (i) the annual vesting of the grant or (ii) upon the conclusion of such longer deferral period as the Reporting Person may elect in advance. In either occurrence, (i) or (ii), the RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 15:14 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantRestricted Stock Unit · Derivative | 30,020 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002703 · primarydocument.xml · derivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,020 Underlying: Common Stock · 30,020 shares Expires 2030-03-24 F1 · derivative.exercise_date: The Reporting Person earns a vested right to the shares under the Restricted Stock Units (RSUs) on March 4, 2021, the one year anniversary when the Compensation Committee committed to grant RSUs, provided the Reporting Person is then employed by the issuer. RSUs automatically convert into shares of common stock on a one-for-one basis at no cost to the Reporting Person as soon as practicable after becoming vested. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 18:39 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionRestricted Stock Unit (MSP) · Derivative | 6,989 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-20-001915 · primarydocument.xml · derivative · entry 9 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,989 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/27/2017 utilizing a fair market value (FMV) of a share of the issuers stock of $60.99. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($40.86 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 18:39 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionPerformance RSUs · Derivative | 1,336 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-20-001915 · primarydocument.xml · derivative · entry 8 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,336 shares Expires 2029-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 5/14/2019. These metrics consisted of tranche-specific targets for 2019 Adjusted Free Cash Flow and 2019 Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 10% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 18:39 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionPerformance RSUs · Derivative | 2,303 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-20-001915 · primarydocument.xml · derivative · entry 7 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,303 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 2/27/2017. These metrics consisted of targets for 2017-2019 Average Return on Invested Capital and Average Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 13% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 18:39 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Tax withholdingCommon Stock | 593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001915 · primarydocument.xml · nonDerivative · entry 6 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,861 F3 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 5/14/2019. These metrics consisted of tranche-specific targets for 2019 Adjusted Free Cash Flow and 2019 Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 10% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 18:39 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 1,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001915 · primarydocument.xml · nonDerivative · entry 5 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 5/14/2019. These metrics consisted of tranche-specific targets for 2019 Adjusted Free Cash Flow and 2019 Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 10% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 18:39 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Tax withholdingCommon Stock | 1,022 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001915 · primarydocument.xml · nonDerivative · entry 4 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,118 F2 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 2/27/2017. These metrics consisted of targets for 2017-2019 Average Return on Invested Capital and Average Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 13% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 18:39 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 2,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001915 · primarydocument.xml · nonDerivative · entry 3 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The shares issued herein to the Reporting Person by the issuer are the result of actual achievement against the metrics associated with a Performance Based RSU grant made by the issuer on 2/27/2017. These metrics consisted of targets for 2017-2019 Average Return on Invested Capital and Average Adjusted Operating Margin with potential payouts ranging from 0% to 200%. This report reflects the acquisition of shares by the Reporting Person based on 13% achievement minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 18:39 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Tax withholdingCommon Stock | 2,978 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001915 · primarydocument.xml · nonDerivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,837 F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/27/2017 utilizing a fair market value (FMV) of a share of the issuers stock of $60.99. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($40.86 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 18:39 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 6,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001915 · primarydocument.xml · nonDerivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/27/2017 utilizing a fair market value (FMV) of a share of the issuers stock of $60.99. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($40.86 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 10:30 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantStock Options · Derivative | 100,956 | $33.63 Strike: $33.63 | $3,395,150.28 |
DisclosureSEC source: 0001562180-19-001737 · primarydocument.xml · derivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,956 Underlying: Common Stock · 100,956 shares Expires 2026-03-04 F2 · derivative.exercise_date: The options generally vest in equal annual installments of one-third of the original stock option grant over a three year period from award date. The options convert into shares of common stock on a one-for-one basis. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 10:30 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantRestricted Stock Unit (MSP) · Derivative | 19,486 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001737 · primarydocument.xml · derivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,486 Underlying: Common Stock · 19,486 shares Expires 2029-03-04 F1 · derivative.exercise_date: This Restricted Stock Units (RSUs) grant is issued pursuant to a provision of the issuer Management Stock Purchase Plan (MSPP) whereby certain executives may make an advance election to receive RSUs in lieu of a specified percentage or dollar amount of that executives' annual incentive cash bonus under the bonus plan applicable to the executive. The RSUs are issued in whole units at a 33% discount from fair market value of the issuer's common stock on the date the underlying bonus is determined and generally vest 3 years from the date of the grant, at which time the RSUs convert into shares of common stock on a one-for-one basis unless the executive previously elected a longer deferral period. Read SEC document |
| March 04, 2019 Filed May 6, 2019 16:49 UTC Amendment | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantStock Options · Derivative | 116,133 | $33.63 Strike: $33.63 | $3,905,552.79 |
DisclosureSEC source: 0001562180-19-002616 · primarydocument.xml · derivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,133 Underlying: Common Stock · 116,133 shares Expires 2026-03-04 F1 · derivative.exercise_date: Due to an administrative error in the Black Sholes calculation, the number of option units intended to be awarded was incorrect and has now been corrected with this filing. The options generally vest in equal installments of one-third of the original stock option grant over a three year period from award date. The options convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 17:47 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionManagement Stock Purchase · Derivative | 249 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-001431 · primarydocument.xml · derivative · entry 3 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 249 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/23/2016 utilizing a fair market value (FMV) of a share of the issuers stock of $38.89. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($26.06 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 17:47 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Tax withholdingCommon Stock | 112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001431 · primarydocument.xml · nonDerivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,826 F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/23/2016 utilizing a fair market value (FMV) of a share of the issuers stock of $38.89. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($26.06 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 17:47 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001431 · primarydocument.xml · nonDerivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/23/2016 utilizing a fair market value (FMV) of a share of the issuers stock of $38.89. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($26.06 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 14:51 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantStock Options · Derivative | 98,775 | $42.62 Strike: $42.62 | $4,209,790.50 |
DisclosureSEC source: 0001562180-18-001527 · primarydocument.xml · derivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,775 Underlying: Common Stock · 98,775 shares Expires 2025-03-05 F2 · derivative.exercise_date: The options generally vest in equal annual installments of one-third of the original stock option grant over a three year period from award date. The options convert into shares of common stock on a one-for-one basis. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 14:51 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantRestricted Stock Unit (MSP) · Derivative | 7,301 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001527 · primarydocument.xml · derivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,301 Underlying: Common Stock · 7,301 shares Expires 2028-03-05 F1 · derivative.exercise_date: This Restricted Stock Units (RSUs) grant is issued pursuant to a provision of the issuer Management Stock Purchase Plan (MSPP) whereby certain executives may make an advance election to receive RSUs in lieu of a specified percentage or dollar amount of that executives' annual incentive cash bonus under the bonus plan applicable to the executive. The RSUs are issued in whole units at a 33% discount from fair market value of the issuer's common stock on the date the underlying bonus is determined and generally vest 3 years from the date of the grant, at which time the RSUs convert into shares of common stock on a one-for-one basis unless the executive previously elected a longer deferral period. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 14:59 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionManagement Stock Purchase · Derivative | 13,033 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-001266 · primarydocument.xml · derivative · entry 3 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,033 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/23/2015 utilizing a fair market value (FMV) of a share of the issuers stock of $51.84. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($34.73 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 14:59 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Tax withholdingCommon Stock | 5,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001266 · primarydocument.xml · nonDerivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,689 F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/23/2015 utilizing a fair market value (FMV) of a share of the issuers stock of $51.84. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($34.73 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 14:59 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 13,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001266 · primarydocument.xml · nonDerivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/23/2015 utilizing a fair market value (FMV) of a share of the issuers stock of $51.84. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($34.73 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 15:43 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionManagement Stock Purchase · Derivative | 10,880 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-17-001116 · primarydocument.xml · derivative · entry 3 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,880 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 3/3/2014 utilizing a fair market value (FMV) of a share of the issuers stock of $71.56. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($47.95 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 15:43 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Tax withholdingCommon Stock | 3,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001116 · primarydocument.xml · nonDerivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,256 F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 3/3/2014 utilizing a fair market value (FMV) of a share of the issuers stock of $71.56. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($47.95 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 15:43 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 10,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001116 · primarydocument.xml · nonDerivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 3/3/2014 utilizing a fair market value (FMV) of a share of the issuers stock of $71.56. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($47.95 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:08 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantStock Options · Derivative | 55,788 | $60.99 Strike: $60.99 | $3,402,510.12 |
DisclosureSEC source: 0001562180-17-000993 · primarydocument.xml · derivative · entry 2 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,788 Underlying: Common Stock · 55,788 shares Expires 2024-02-27 F2 · derivative.exercise_date: The options generally vest in equal annual installments of one-third of the original stock option grant over a three year period from award date. The options convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:08 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantRestricted Stock Unit (MSP) · Derivative | 6,989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000993 · primarydocument.xml · derivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,989 Underlying: Common Stock · 6,989 shares Expires 2027-02-27 F1 · derivative.exercise_date: This Restricted Stock Units (RSUs) grant is issued pursuant to a provision of the issuer Management Stock Purchase Plan (MSPP) whereby certain executives may make an advance election to receive RSUs in lieu of a specified percentage or dollar amount of that executives' annual incentive cash bonus under the bonus plan applicable to the executive. The RSUs are issued in whole units at a 33% discount from fair market value of the issuer's common stock on the date the underlying bonus is determined and generally vest 3 years from the date of the grant, at which time the RSUs convert into shares of common stock on a one-for-one basis unless the executive previously elected a longer deferral period. Read SEC document |
| December 05, 2011 Filed Dec 5, 2011 22:42 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,399 | $78.00 | $187,122.00 |
DisclosureSEC source: 0001225208-11-025900 · doc4.xml · nonDerivative · entry 1 BUCKHOUT SCOTT A. · CIK 0001517348 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,029 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.