Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC |
Hess David PPresident, Pratt & Whitney
|
Exercise / conversionStock Appreciation Right · Derivative | 61,000 | $0.00 Strike: $62.81 | $0.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · derivative · entry 9 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,000 shares Expires 2017-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC |
Hess David PPresident, Pratt & Whitney
|
Exercise / conversionStock Appreciation Right · Derivative | 65,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · derivative · entry 8 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC |
Hess David PPresident, Pratt & Whitney
|
Exercise / conversionStock Appreciation Right · Derivative | 60,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · derivative · entry 7 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2018-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 120,000 Stock Appreciation Rights were granted on April 9, 2008 with 60,000 scheduled to vest on 4/9/2011 and 60,000 scheduled to vest on 4/9/2012. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC |
Hess David PPresident, Pratt & Whitney
|
Tax withholdingCommon Stock | 155,797 | $83.24 | $12,968,542.28 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · nonDerivative · entry 5 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,962 Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC |
Hess David PPresident, Pratt & Whitney
|
SaleCommon Stock | 30,203 | $83.28 | $2,515,194.09 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · nonDerivative · entry 4 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,759 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.24 to $83.39, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC |
Hess David PPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 60,000 | $70.81 | $4,248,600.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · nonDerivative · entry 3 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC |
Hess David PPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 61,000 | $62.81 | $3,831,410.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC |
Hess David PPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 65,000 | $75.21 | $4,888,650.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2012 Filed Feb 7, 2012 22:31 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Tax withholdingCommon Stock | 7,229 | $80.57 | $582,440.53 |
DisclosureSEC source: 0001225208-12-003237 · doc4.xml · nonDerivative · entry 5 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,199.9999 Read SEC document |
| February 06, 2012 Filed Feb 7, 2012 22:31 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
GrantCommon Stock | 16,728 | $80.57 | $1,347,774.96 |
DisclosureSEC source: 0001225208-12-003237 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,428.9999 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:17 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
Tax withholdingCommon Stock | 2,853 | $80.57 | $229,866.21 |
DisclosureSEC source: 0001225208-12-003364 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,990 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:17 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
GrantCommon Stock | 8,517 | $80.57 | $686,214.69 |
DisclosureSEC source: 0001225208-12-003364 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,843 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:17 UTC |
Dumais Michael RPresident, Hamilton Sundstrand
|
Tax withholdingCommon Stock | 842 | $80.57 | $67,839.94 |
DisclosureSEC source: 0001225208-12-003365 · doc4.xml · nonDerivative · entry 2 Dumais Michael R · CIK 0001531769 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,657 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:17 UTC |
Dumais Michael RPresident, Hamilton Sundstrand
|
GrantCommon Stock | 2,418 | $80.57 | $194,818.26 |
DisclosureSEC source: 0001225208-12-003365 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,499 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:17 UTC |
Hess David PPresident, Pratt & Whitney
|
Tax withholdingCommon Stock | 4,574 | $80.57 | $368,527.18 |
DisclosureSEC source: 0001225208-12-003366 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,962 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:17 UTC |
Hess David PPresident, Pratt & Whitney
|
GrantCommon Stock | 13,362 | $80.57 | $1,076,576.34 |
DisclosureSEC source: 0001225208-12-003366 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,536 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:18 UTC |
Gill Charles DSenior VP and General Counsel
|
Tax withholdingCommon Stock | 2,940 | $80.57 | $236,875.80 |
DisclosureSEC source: 0001225208-12-003367 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,882 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:18 UTC |
Gill Charles DSenior VP and General Counsel
|
GrantCommon Stock | 8,772 | $80.57 | $706,760.04 |
DisclosureSEC source: 0001225208-12-003367 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,822 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:18 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 21,154 | $80.57 | $1,704,377.78 |
DisclosureSEC source: 0001225208-12-003369 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,788 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:18 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
GrantCommon Stock | 51,510 | $80.57 | $4,150,160.70 |
DisclosureSEC source: 0001225208-12-003369 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,942 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:18 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
Tax withholdingCommon Stock | 3,796 | $80.57 | $305,843.72 |
DisclosureSEC source: 0001225208-12-003370 · doc4.xml · nonDerivative · entry 2 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,271 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:18 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
GrantCommon Stock | 11,322 | $80.57 | $912,213.54 |
DisclosureSEC source: 0001225208-12-003370 · doc4.xml · nonDerivative · entry 1 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,067 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC |
HAYES GREGORYSVP and CFO
|
Tax withholdingCommon Stock | 5,921 | $80.57 | $477,054.97 |
DisclosureSEC source: 0001225208-12-003371 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,497 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC |
HAYES GREGORYSVP and CFO
|
GrantCommon Stock | 16,473 | $80.57 | $1,327,229.61 |
DisclosureSEC source: 0001225208-12-003371 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,418 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC |
BELLEMARE ALAINPres. & COO, UTC Prop. & Aero.
|
Tax withholdingCommon Stock | 3,108 | $80.57 | $250,411.56 |
DisclosureSEC source: 0001225208-12-003372 · doc4.xml · nonDerivative · entry 2 BELLEMARE ALAIN · CIK 0001449365 · Pres. & COO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,228 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC |
BELLEMARE ALAINPres. & COO, UTC Prop. & Aero.
|
GrantCommon Stock | 9,282 | $80.57 | $747,850.74 |
DisclosureSEC source: 0001225208-12-003372 · doc4.xml · nonDerivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · Pres. & COO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,336 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
Tax withholdingCommon Stock | 4,008 | $80.57 | $322,924.56 |
DisclosureSEC source: 0001225208-12-003373 · doc4.xml · nonDerivative · entry 2 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,274 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
GrantCommon Stock | 9,282 | $80.57 | $747,850.74 |
DisclosureSEC source: 0001225208-12-003373 · doc4.xml · nonDerivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,282 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 1,484 | $80.57 | $119,565.88 |
DisclosureSEC source: 0001225208-12-003375 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,409 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantCommon Stock | 4,386 | $80.57 | $353,380.02 |
DisclosureSEC source: 0001225208-12-003375 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,893 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC |
LONGO PETER F.Vice President, Controller
|
Tax withholdingCommon Stock | 427 | $80.57 | $34,403.39 |
DisclosureSEC source: 0001225208-12-003376 · doc4.xml · nonDerivative · entry 2 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,678.3221 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC |
LONGO PETER F.Vice President, Controller
|
GrantCommon Stock | 2,299.209 | $80.57 | $185,247.27 |
DisclosureSEC source: 0001225208-12-003376 · doc4.xml · nonDerivative · entry 1 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,105.3221 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 03, 2012 Filed Feb 7, 2012 22:31 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-003237 · doc4.xml · derivative · entry 9 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2012 Filed Feb 7, 2012 22:31 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
SaleCommon Stock | 30,000 | $80.89 | $2,426,700.00 |
DisclosureSEC source: 0001225208-12-003237 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,700.9999 Read SEC document |
| February 03, 2012 Filed Feb 7, 2012 22:31 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
SaleCommon Stock | 0.3696 | $81.17 | $30.00 |
DisclosureSEC source: 0001225208-12-003237 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,700.9999 Read SEC document |
| February 03, 2012 Filed Feb 7, 2012 22:31 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Exercise / conversionCommon Stock | 30,000 | $31.71 | $951,150.00 |
DisclosureSEC source: 0001225208-12-003237 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,701.3696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
Exercise / conversionStock Appreciation Right · Derivative | 79,000 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · derivative · entry 11 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,000 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
Disposition to issuerCommon Stock | 54,310 | $79.93 | $4,340,998.30 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 9 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 24,000 | $79.95 | $1,918,800.00 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 8 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,310 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 5,902 | $80.03 | $472,337.06 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 7 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,310 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 3,862 | $80.05 | $309,153.10 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 6 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,212 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 1,300 | $80.05 | $104,066.30 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 5 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,074 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 690 | $79.97 | $55,179.37 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 4 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,374 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 551 | $80.04 | $44,102.04 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 3 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,064 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
SaleCommon Stock | 100 | $80.05 | $8,005.05 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 2 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,615 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
Exercise / conversionCommon Stock | 79,000 | $54.95 | $4,341,050.00 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:28 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
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GrantStock Appreciation Right · Derivative | 355,000 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000894 · doc4.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,000 Underlying: Common Stock · 355,000 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 94,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:28 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
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GrantStock Appreciation Right · Derivative | 114,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000895 · doc4.xml · derivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,500 Underlying: Common Stock · 114,500 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 30,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:28 UTC |
BELLEMARE ALAINPres. & COO, UTC Prop. & Aero.
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GrantStock Appreciation Right · Derivative | 114,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000896 · doc4.xml · derivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · Pres. & COO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,500 Underlying: Common Stock · 114,500 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 30,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:28 UTC |
HAYES GREGORYSVP and CFO
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GrantStock Appreciation Right · Derivative | 122,000 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000897 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,000 Underlying: Common Stock · 122,000 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 32,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.