Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
|
SaleCommon Stock | 13,348 | $91.03 | $1,215,025.73 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 4 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,109 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 60,000 | $70.81 | $4,248,600.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 3 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 83,000 | $71.63 | $5,945,290.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 114,000 | $54.95 | $6,264,300.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2013 Filed Feb 19, 2013 22:06 UTC |
LONGO PETER F.Vice President, Controller
|
SaleCommon Stock | 1,477 | $91.03 | $134,452.20 |
DisclosureSEC source: 0001225208-13-004559 · doc4.xml · nonDerivative · entry 1 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,861.2055 Read SEC document |
| February 19, 2013 Filed Feb 19, 2013 22:07 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-004560 · doc4.xml · derivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2013 Filed Feb 19, 2013 22:07 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 36,057 | $90.78 | $3,273,254.46 |
DisclosureSEC source: 0001225208-13-004560 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,835 Read SEC document |
| February 19, 2013 Filed Feb 19, 2013 22:07 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 16,574 | $90.78 | $1,504,587.72 |
DisclosureSEC source: 0001225208-13-004560 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,892 Read SEC document |
| February 19, 2013 Filed Feb 19, 2013 22:07 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 70,000 | $46.76 | $3,273,200.00 |
DisclosureSEC source: 0001225208-13-004560 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2013 Filed Feb 13, 2013 22:09 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,800 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-003972 · doc4.xml · derivative · entry 6 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 3,800 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2013 Filed Feb 13, 2013 22:09 UTC |
LONGO PETER F.Vice President, Controller
|
SaleCommon Stock | 3,800 | $90.00 | $342,000.00 |
DisclosureSEC source: 0001225208-13-003972 · doc4.xml · nonDerivative · entry 4 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,338.2055 Read SEC document |
| February 12, 2013 Filed Feb 13, 2013 22:09 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionCommon Stock | 3,800 | $46.76 | $177,688.00 |
DisclosureSEC source: 0001225208-13-003972 · doc4.xml · nonDerivative · entry 3 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,138.2055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2013 Filed Feb 13, 2013 22:10 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
SaleCommon Stock | 7,336 | $89.91 | $659,592.23 |
DisclosureSEC source: 0001225208-13-003977 · doc4.xml · nonDerivative · entry 4 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,813 Read SEC document |
| February 12, 2013 Filed Feb 13, 2013 22:10 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
SaleCommon Stock | 1,350 | $89.91 | $121,381.20 |
DisclosureSEC source: 0001225208-13-003977 · doc4.xml · nonDerivative · entry 3 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,149 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:09 UTC |
LONGO PETER F.Vice President, Controller
|
Tax withholdingCommon Stock | 781.5545 | $89.61 | $70,035.10 |
DisclosureSEC source: 0001225208-13-003972 · doc4.xml · nonDerivative · entry 2 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,338.2055 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:09 UTC |
LONGO PETER F.Vice President, Controller
|
GrantCommon Stock | 2,988 | $89.61 | $267,754.68 |
DisclosureSEC source: 0001225208-13-003972 · doc4.xml · nonDerivative · entry 1 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,119.76 F1 · shares: The reporting person acquired 2,241 shares of UTC common stock and 747 UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of a portion of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and in respect of that portion of the vested units acquired instead deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:09 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
Tax withholdingCommon Stock | 85.5323 | $89.61 | $7,664.55 |
DisclosureSEC source: 0001225208-13-003974 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,330.0822 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:09 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
GrantCommon Stock | 2,532 | $89.61 | $226,892.52 |
DisclosureSEC source: 0001225208-13-003974 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,415.6145 F1 · shares: The reporting person acquired UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and acquired instead deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:09 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Tax withholdingCommon Stock | 6,092.3785 | $89.61 | $545,938.04 |
DisclosureSEC source: 0001225208-13-003975 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,106.6214 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:09 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
GrantCommon Stock | 23,862 | $89.61 | $2,138,273.82 |
DisclosureSEC source: 0001225208-13-003975 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,198.9999 F1 · shares: The reporting person acquired 11,931 shares of UTC common stock and 11,931 UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of a portion of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and in respect of that portion of the vested units acquired instead deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
Tax withholdingCommon Stock | 837 | $89.61 | $75,003.57 |
DisclosureSEC source: 0001225208-13-003976 · doc4.xml · nonDerivative · entry 2 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,518 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
GrantCommon Stock | 2,455 | $89.61 | $219,992.55 |
DisclosureSEC source: 0001225208-13-003976 · doc4.xml · nonDerivative · entry 1 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,355 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
Tax withholdingCommon Stock | 10,059 | $89.61 | $901,386.99 |
DisclosureSEC source: 0001225208-13-003977 · doc4.xml · nonDerivative · entry 2 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,499 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
GrantCommon Stock | 22,504 | $89.61 | $2,016,583.44 |
DisclosureSEC source: 0001225208-13-003977 · doc4.xml · nonDerivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,558 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
Gill Charles DSenior VP and General Counsel
|
Tax withholdingCommon Stock | 6,628 | $89.61 | $593,935.08 |
DisclosureSEC source: 0001225208-13-003978 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,632 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
Gill Charles DSenior VP and General Counsel
|
GrantCommon Stock | 16,878 | $89.61 | $1,512,437.58 |
DisclosureSEC source: 0001225208-13-003978 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,260 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 41,179 | $89.61 | $3,690,050.19 |
DisclosureSEC source: 0001225208-13-003979 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,466 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
GrantCommon Stock | 84,390 | $89.61 | $7,562,187.90 |
DisclosureSEC source: 0001225208-13-003979 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,645 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
HAYES GREGORYSVP and CFO
|
Tax withholdingCommon Stock | 10,134 | $89.61 | $908,107.74 |
DisclosureSEC source: 0001225208-13-003980 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,419 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
HAYES GREGORYSVP and CFO
|
GrantCommon Stock | 24,056 | $89.61 | $2,155,658.16 |
DisclosureSEC source: 0001225208-13-003980 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,553 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
|
Tax withholdingCommon Stock | 9,688 | $89.61 | $868,141.68 |
DisclosureSEC source: 0001225208-13-003981 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,457 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
|
GrantCommon Stock | 23,183 | $89.61 | $2,077,428.63 |
DisclosureSEC source: 0001225208-13-003981 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,145 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:11 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
Tax withholdingCommon Stock | 1,139 | $89.61 | $102,065.79 |
DisclosureSEC source: 0001225208-13-003982 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,305 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:11 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
GrantCommon Stock | 3,337 | $89.61 | $299,028.57 |
DisclosureSEC source: 0001225208-13-003982 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,444 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:11 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 1,929 | $89.61 | $172,857.69 |
DisclosureSEC source: 0001225208-13-003983 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,014 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:11 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantCommon Stock | 5,626 | $89.61 | $504,145.86 |
DisclosureSEC source: 0001225208-13-003983 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,943 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 11, 2013 Filed Mar 18, 2013 21:03 UTC Amendment |
Amato Elizabeth BSVP, Human Resources & Org.
|
Tax withholdingCommon Stock | 83.5323 | $89.61 | $7,485.33 |
DisclosureSEC source: 0001225208-13-007859 · doc4a.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,332.0822 F1 · shares: This amount has been changed to correct an inadvertent transposition of digits. The reporting person's holdings of Common Stock in column 5 have been adjusted accordingly. Read SEC document |
| February 07, 2013 Filed Feb 7, 2013 22:16 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,400 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-003379 · doc4.xml · derivative · entry 4 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,400 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2013 Filed Feb 7, 2013 22:16 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
SaleCommon Stock | 5,400 | $89.20 | $481,682.70 |
DisclosureSEC source: 0001225208-13-003379 · doc4.xml · nonDerivative · entry 2 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.2000 to $89.2010. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 07, 2013 Filed Feb 7, 2013 22:16 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
Exercise / conversionCommon Stock | 5,400 | $46.76 | $252,504.00 |
DisclosureSEC source: 0001225208-13-003379 · doc4.xml · nonDerivative · entry 1 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2013 Filed Feb 1, 2013 22:06 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-002740 · doc4.xml · derivative · entry 4 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2013 Filed Feb 1, 2013 22:06 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
SaleCommon Stock | 15,000 | $88.85 | $1,332,796.50 |
DisclosureSEC source: 0001225208-13-002740 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,107 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.50 to $89.02. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| January 31, 2013 Filed Feb 1, 2013 22:06 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
Exercise / conversionCommon Stock | 15,000 | $46.76 | $701,400.00 |
DisclosureSEC source: 0001225208-13-002740 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:18 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 140,000 | $46.76 Strike: $46.76 | $6,546,400.00 |
DisclosureSEC source: 0001225208-13-002065 · doc4.xml · derivative · entry 9 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:18 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Tax withholdingCommon Stock | 74,332 | $88.60 | $6,585,763.17 |
DisclosureSEC source: 0001225208-13-002065 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,336.9999 Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:18 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
SaleCommon Stock | 35,241 | $88.60 | $3,122,352.60 |
DisclosureSEC source: 0001225208-13-002065 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,668.9999 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.535 to $88.66. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:18 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Tax withholdingCommon Stock | 30,427 | $88.60 | $2,695,810.90 |
DisclosureSEC source: 0001225208-13-002065 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,909.9999 Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:18 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Exercise / conversionCommon Stock | 140,000 | $46.76 | $6,546,400.00 |
DisclosureSEC source: 0001225208-13-002065 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,336.9999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 4,750 | $88.41 | $419,959.38 |
DisclosureSEC source: 0001225208-13-002066 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,382 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.41 to $88.435. Upon request UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-002067 · doc4.xml · derivative · entry 7 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.