Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2013 Filed Jul 31, 2013 21:07 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionStock Appreciation Right · Derivative | 100,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0001225208-13-016973 · doc4.xml · derivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 100,000 shares Expires 2016-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:07 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 77,022 | $104.97 | $8,084,999.34 |
DisclosureSEC source: 0001225208-13-016973 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,835 Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:07 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 9,192 | $104.60 | $961,483.20 |
DisclosureSEC source: 0001225208-13-016973 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,857 Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:07 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 100,000 | $57.84 | $5,784,000.00 |
DisclosureSEC source: 0001225208-13-016973 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2013 Filed Jun 14, 2013 21:11 UTC |
VILLENEUVE ANDRE F HDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $50.53 | $0.00 |
DisclosureSEC source: 0001225208-13-014386 · doc4.xml · derivative · entry 4 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2015-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2013 Filed Jun 14, 2013 21:11 UTC |
VILLENEUVE ANDRE F HDirector
|
SaleCommon Stock | 6,000 | $94.23 | $565,387.80 |
DisclosureSEC source: 0001225208-13-014386 · doc4.xml · nonDerivative · entry 2 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 14, 2013 Filed Jun 14, 2013 21:11 UTC |
VILLENEUVE ANDRE F HDirector
|
Exercise / conversionCommon Stock | 6,000 | $50.53 | $303,150.00 |
DisclosureSEC source: 0001225208-13-014386 · doc4.xml · nonDerivative · entry 1 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2013 Filed May 22, 2013 21:03 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 4,010 | $97.90 | $392,579.00 |
DisclosureSEC source: 0001225208-13-012991 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,106 Read SEC document |
| May 21, 2013 Filed May 22, 2013 21:03 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 1,000 | $97.68 | $97,680.00 |
DisclosureSEC source: 0001225208-13-012991 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,116 Read SEC document |
| May 21, 2013 Filed May 22, 2013 21:03 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 898 | $97.68 | $87,717.54 |
DisclosureSEC source: 0001225208-13-012991 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,116 Read SEC document |
| May 15, 2013 Filed May 16, 2013 21:06 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
GrantRestricted Stock Units · Derivative | 11,131 | $95.81 | $1,066,461.11 |
DisclosureSEC source: 0001225208-13-012519 · doc4.xml · derivative · entry 3 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,131 Underlying: Common Stock · 11,131 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Read SEC document |
| April 29, 2013 Filed May 1, 2013 21:02 UTC |
FARACI JOHN VDirector
|
GrantPhantom Stock Unit · Derivative | 3,165.2478 | $91.62 | $290,000.00 |
DisclosureSEC source: 0001225208-13-010870 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,106.7999 Underlying: Common Stock · 3,165.2478 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 29, 2013 Filed May 1, 2013 21:03 UTC |
GORELICK JAMIE SDirector
|
GrantPhantom Stock Unit · Derivative | 1,702.685 | $91.62 | $156,000.00 |
DisclosureSEC source: 0001225208-13-010873 · doc4.xml · derivative · entry 4 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,193.446 Underlying: Common Stock · 1,702.685 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 29, 2013 Filed May 1, 2013 21:03 UTC |
GARNIER JEAN PIERREDirector
|
GrantPhantom Stock Unit · Derivative | 3,056.1013 | $91.62 | $280,000.00 |
DisclosureSEC source: 0001225208-13-010874 · doc4.xml · derivative · entry 3 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,319.7255 Underlying: Common Stock · 3,056.1013 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 29, 2013 Filed May 1, 2013 21:03 UTC |
KANGAS EDWARD ADirector
|
GrantPhantom Stock Unit · Derivative | 3,274.3942 | $91.62 | $300,000.00 |
DisclosureSEC source: 0001225208-13-010875 · doc4.xml · derivative · entry 1 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,258.6183 Underlying: Common Stock · 3,274.3942 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 29, 2013 Filed May 1, 2013 21:03 UTC |
Kullman Ellen JamisonDirector
|
GrantPhantom Stock Unit · Derivative | 1,899.1487 | $91.62 | $174,000.00 |
DisclosureSEC source: 0001225208-13-010876 · doc4.xml · derivative · entry 1 Kullman Ellen Jamison · CIK 0001303141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,552.2161 Underlying: Common Stock · 1,899.1487 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 29, 2013 Filed May 1, 2013 21:04 UTC |
LARSEN MARSHALL ODirector
|
GrantPhantom Stock Unit · Derivative | 2,837.8083 | $91.62 | $260,000.00 |
DisclosureSEC source: 0001225208-13-010877 · doc4.xml · derivative · entry 4 LARSEN MARSHALL O · CIK 0001024382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,920.0879 Underlying: Common Stock · 2,837.8083 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 29, 2013 Filed May 1, 2013 21:05 UTC |
MCGRAW HAROLD IIIDirector
|
GrantPhantom Stock Unit · Derivative | 2,837.8083 | $91.62 | $260,000.00 |
DisclosureSEC source: 0001225208-13-010878 · doc4.xml · derivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,807.7245 Underlying: Common Stock · 2,837.8083 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 29, 2013 Filed May 1, 2013 21:05 UTC |
MYERS RICHARD BDirector
|
GrantPhantom Stock Unit · Derivative | 1,899.1487 | $91.62 | $174,000.00 |
DisclosureSEC source: 0001225208-13-010879 · doc4.xml · derivative · entry 1 MYERS RICHARD B · CIK 0001356702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,901.1912 Underlying: Common Stock · 1,899.1487 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 29, 2013 Filed May 1, 2013 21:05 UTC |
SWYGERT H PATRICKDirector
|
GrantPhantom Stock Unit · Derivative | 3,165.2478 | $91.62 | $290,000.00 |
DisclosureSEC source: 0001225208-13-010880 · doc4.xml · derivative · entry 2 SWYGERT H PATRICK · CIK 0001160229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,517.7858 Underlying: Common Stock · 3,165.2478 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 29, 2013 Filed May 1, 2013 21:05 UTC |
VILLENEUVE ANDRE F HDirector
|
GrantPhantom Stock Unit · Derivative | 3,165.2478 | $91.62 | $290,000.00 |
DisclosureSEC source: 0001225208-13-010881 · doc4.xml · derivative · entry 2 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,372.7938 Underlying: Common Stock · 3,165.2478 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 29, 2013 Filed May 1, 2013 21:05 UTC |
WHITMAN CHRISTINE TODDDirector
|
GrantPhantom Stock Unit · Derivative | 1,800.9168 | $91.62 | $165,000.00 |
DisclosureSEC source: 0001225208-13-010882 · doc4.xml · derivative · entry 3 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,541.027 Underlying: Common Stock · 1,800.9168 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual award of deferred stock units for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| March 15, 2013 Filed Mar 18, 2013 21:13 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,400 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-007861 · doc4.xml · derivative · entry 4 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,400 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2013 Filed Mar 18, 2013 21:13 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
SaleCommon Stock | 8,400 | $93.18 | $782,712.00 |
DisclosureSEC source: 0001225208-13-007861 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,380.7874 Read SEC document |
| March 15, 2013 Filed Mar 18, 2013 21:13 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
Exercise / conversionCommon Stock | 8,400 | $46.76 | $392,784.00 |
DisclosureSEC source: 0001225208-13-007861 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,780.7874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2013 Filed Mar 13, 2013 21:21 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-007562 · doc4.xml · derivative · entry 4 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2013 Filed Mar 13, 2013 21:21 UTC |
LONGO PETER F.Vice President, Controller
|
SaleCommon Stock | 5,000 | $93.13 | $465,625.50 |
DisclosureSEC source: 0001225208-13-007562 · doc4.xml · nonDerivative · entry 2 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,861.2055 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in mulitple transactions at prices ranging from $93.12 to $93.13. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| March 12, 2013 Filed Mar 13, 2013 21:21 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionCommon Stock | 5,000 | $46.76 | $233,800.00 |
DisclosureSEC source: 0001225208-13-007562 · doc4.xml · nonDerivative · entry 1 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,861.2055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2013 Filed Mar 11, 2013 21:20 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
GiftCommon Stock | 4,786 | $92.07 | $440,647.02 |
DisclosureSEC source: 0001225208-13-007271 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,049 Read SEC document |
| March 11, 2013 Filed Mar 11, 2013 21:20 UTC |
Gill Charles DSenior VP and General Counsel
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,500 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-13-007272 · doc4.xml · derivative · entry 5 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,500 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2013 Filed Mar 11, 2013 21:20 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 15,500 | $92.25 | $1,429,875.00 |
DisclosureSEC source: 0001225208-13-007272 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,882 Read SEC document |
| March 11, 2013 Filed Mar 11, 2013 21:20 UTC |
Gill Charles DSenior VP and General Counsel
|
Exercise / conversionCommon Stock | 15,500 | $51.50 | $798,250.00 |
DisclosureSEC source: 0001225208-13-007272 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2013 Filed Mar 5, 2013 22:10 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 3,750 | $91.21 | $342,026.25 |
DisclosureSEC source: 0001225208-13-006661 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,882 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.20 to $91.22. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 28, 2013 Filed Feb 28, 2013 22:09 UTC |
HAYES GREGORYSVP and CFO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,400 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-005930 · doc4.xml · derivative · entry 6 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,400 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2013 Filed Feb 28, 2013 22:09 UTC |
HAYES GREGORYSVP and CFO
|
SaleCommon Stock | 21,400 | $90.83 | $1,943,794.10 |
DisclosureSEC source: 0001225208-13-005930 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,419 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $90.88. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 28, 2013 Filed Feb 28, 2013 22:09 UTC |
HAYES GREGORYSVP and CFO
|
Exercise / conversionCommon Stock | 21,400 | $46.76 | $1,000,664.00 |
DisclosureSEC source: 0001225208-13-005930 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2013 Filed Feb 28, 2013 22:09 UTC |
GARNIER JEAN PIERREDirector
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Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $30.53 | $0.00 |
DisclosureSEC source: 0001225208-13-005931 · doc4.xml · derivative · entry 4 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2013-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2013 Filed Feb 28, 2013 22:09 UTC |
GARNIER JEAN PIERREDirector
|
SaleCommon Stock | 8,000 | $90.31 | $722,515.20 |
DisclosureSEC source: 0001225208-13-005931 · doc4.xml · nonDerivative · entry 2 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,710 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.31 to $90.33. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 27, 2013 Filed Feb 28, 2013 22:09 UTC |
GARNIER JEAN PIERREDirector
|
Exercise / conversionCommon Stock | 8,000 | $30.53 | $244,200.00 |
DisclosureSEC source: 0001225208-13-005931 · doc4.xml · nonDerivative · entry 1 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
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Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,400 | $46.76 Strike: $46.76 | $392,784.00 |
DisclosureSEC source: 0001225208-13-005120 · doc4.xml · derivative · entry 4 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 Underlying: Common Stock · 8,400 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
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SaleCommon Stock | 8,400 | $90.29 | $758,397.36 |
DisclosureSEC source: 0001225208-13-005120 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,330.0822 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.28 to $90.29. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
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Exercise / conversionCommon Stock | 8,400 | $46.76 | $392,784.00 |
DisclosureSEC source: 0001225208-13-005120 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,730.0822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
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Exercise / conversionStock Appreciation Right · Derivative | 83,000 | $71.63 Strike: $71.63 | $5,945,290.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · derivative · entry 13 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,000 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
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Exercise / conversionStock Appreciation Right · Derivative | 114,000 | $54.95 Strike: $54.95 | $6,264,300.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · derivative · entry 12 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,000 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
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Exercise / conversionStock Appreciation Right · Derivative | 60,000 | $70.81 Strike: $70.81 | $4,248,600.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · derivative · entry 11 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2018-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
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Tax withholdingCommon Stock | 68,819 | $90.99 | $6,261,606.83 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 9 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,457 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
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Tax withholdingCommon Stock | 65,285 | $91.06 | $5,944,786.82 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 8 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,276 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
|
Tax withholdingCommon Stock | 46,652 | $91.03 | $4,246,582.27 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 7 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,561 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
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SaleCommon Stock | 45,181 | $90.99 | $4,110,861.06 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 6 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,213 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC |
Hess David PPresident, Pratt & Whitney
|
SaleCommon Stock | 17,715 | $91.06 | $1,613,110.19 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 5 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,394 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.