Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 23, 2013 Filed Dec 26, 2013 22:10 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
GiftCommon Stock | 8,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-026038 · doc4.xml · nonDerivative · entry 5 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 15,710 F2 · shares: 8,342 shares held in another GRAT were distributed to the reporting person pursuant to an annuity obligation. Read SEC document |
| December 23, 2013 Filed Dec 26, 2013 22:10 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
GiftCommon Stock | 10,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-026038 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · shares: 10,074 shares held in a grantor retained annuity trust (GRAT) for the benefit of the reporting person and his family were distributed to the reporting person pursuant to an annuity obligation. The remaining 5,850 shares held in the GRAT were gifted to a family trust for the benefit of the reporting person's children. Read SEC document |
| December 23, 2013 Filed Dec 26, 2013 22:10 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
GiftCommon Stock | 5,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-026038 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 10,074 F1 · shares: 10,074 shares held in a grantor retained annuity trust (GRAT) for the benefit of the reporting person and his family were distributed to the reporting person pursuant to an annuity obligation. The remaining 5,850 shares held in the GRAT were gifted to a family trust for the benefit of the reporting person's children. Read SEC document |
| December 23, 2013 Filed Dec 26, 2013 22:10 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
GiftCommon Stock | 8,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-026038 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,778.5965 F2 · shares: 8,342 shares held in another GRAT were distributed to the reporting person pursuant to an annuity obligation. Read SEC document |
| December 23, 2013 Filed Dec 26, 2013 22:10 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
GiftCommon Stock | 10,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-026038 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,436.5965 F1 · shares: 10,074 shares held in a grantor retained annuity trust (GRAT) for the benefit of the reporting person and his family were distributed to the reporting person pursuant to an annuity obligation. The remaining 5,850 shares held in the GRAT were gifted to a family trust for the benefit of the reporting person's children. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 22:10 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-024748 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,835 Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 22:17 UTC |
GARNIER JEAN PIERREDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $44.09 | $0.00 |
DisclosureSEC source: 0001225208-13-024312 · doc4.xml · derivative · entry 4 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2014-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 22:17 UTC |
GARNIER JEAN PIERREDirector
|
SaleCommon Stock | 7,000 | $110.50 | $773,512.60 |
DisclosureSEC source: 0001225208-13-024312 · doc4.xml · nonDerivative · entry 2 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,710 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.500 to $110.511. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 22:17 UTC |
GARNIER JEAN PIERREDirector
|
Exercise / conversionCommon Stock | 7,000 | $44.09 | $308,595.00 |
DisclosureSEC source: 0001225208-13-024312 · doc4.xml · nonDerivative · entry 1 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 22:12 UTC |
GORELICK JAMIE SDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $44.09 | $0.00 |
DisclosureSEC source: 0001225208-13-024021 · doc4.xml · derivative · entry 5 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2014-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 22:12 UTC |
GORELICK JAMIE SDirector
|
SaleCommon Stock | 7,000 | $109.27 | $764,890.00 |
DisclosureSEC source: 0001225208-13-024021 · doc4.xml · nonDerivative · entry 2 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,295.9246 Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 22:12 UTC |
GORELICK JAMIE SDirector
|
Exercise / conversionCommon Stock | 7,000 | $44.09 | $308,595.00 |
DisclosureSEC source: 0001225208-13-024021 · doc4.xml · nonDerivative · entry 1 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,295.9246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 22:05 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
GiftCommon Stock | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-023797 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,379.2076 Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 22:05 UTC |
Adams Paul R.COO, Pratt & Whitney
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-13-023798 · doc4.xml · derivative · entry 4 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,300 Underlying: Common Stock · 8,000 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 22:05 UTC |
Adams Paul R.COO, Pratt & Whitney
|
SaleCommon Stock | 8,000 | $108.53 | $868,231.20 |
DisclosureSEC source: 0001225208-13-023798 · doc4.xml · nonDerivative · entry 2 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.521 to $108.542. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 22:05 UTC |
Adams Paul R.COO, Pratt & Whitney
|
Exercise / conversionCommon Stock | 8,000 | $51.50 | $412,000.00 |
DisclosureSEC source: 0001225208-13-023798 · doc4.xml · nonDerivative · entry 1 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
Exercise / conversionStock Appreciation Right · Derivative | 140,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · derivative · entry 18 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 140,500 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These Stock Appreciation Rights were exercised and shares sold pursuant to an irrevocable trust agreement. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
Exercise / conversionStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · derivative · entry 17 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
Exercise / conversionStock Appreciation Right · Derivative | 46,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · derivative · entry 16 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,500 shares Expires 2016-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · derivative · entry 15 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 30,000 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
Tax withholdingCommon Stock | 70,596 | $109.52 | $7,731,758.64 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 11 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
SaleCommon Stock | 69,904 | $109.52 | $7,655,969.96 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 10 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 70,596 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.385 to $109.65. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
Exercise / conversionCommon Stock | 140,500 | $54.95 | $7,720,475.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 9 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 140,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These Stock Appreciation Rights were exercised and shares sold pursuant to an irrevocable trust agreement. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
SaleCommon Stock | 30,000 | $109.60 | $3,288,000.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 8 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,419 Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
Tax withholdingCommon Stock | 26,401 | $109.50 | $2,890,790.70 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 7 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,419 Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
Tax withholdingCommon Stock | 23,970 | $109.65 | $2,628,312.90 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 6 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,820 Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
SaleCommon Stock | 23,599 | $109.50 | $2,583,984.30 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 5 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,790 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.48 to $109.57. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
SaleCommon Stock | 22,530 | $109.65 | $2,470,416.75 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 4 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,389 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.64 to $109.70. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
Exercise / conversionCommon Stock | 30,000 | $51.50 | $1,545,000.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
Exercise / conversionCommon Stock | 46,500 | $56.53 | $2,628,645.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 18, 2013 21:25 UTC |
HAYES GREGORYSVP and CFO
|
Exercise / conversionCommon Stock | 50,000 | $57.84 | $2,892,000.00 |
DisclosureSEC source: 0001225208-13-020217 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2013 Filed Aug 14, 2013 21:51 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 51,000 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-13-017823 · doc4.xml · derivative · entry 7 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 51,000 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2013 Filed Aug 14, 2013 21:51 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
SaleCommon Stock | 51,000 | $106.84 | $5,448,666.60 |
DisclosureSEC source: 0001225208-13-017823 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,240.3007 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.73 to $106.99. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| August 13, 2013 Filed Aug 14, 2013 21:51 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
Exercise / conversionCommon Stock | 51,000 | $51.50 | $2,626,500.00 |
DisclosureSEC source: 0001225208-13-017823 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,240.3007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2013 Filed Aug 5, 2013 21:05 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,400 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-13-017307 · doc4.xml · derivative · entry 4 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,400 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2013 Filed Aug 5, 2013 21:05 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
SaleCommon Stock | 9,400 | $107.00 | $1,005,800.00 |
DisclosureSEC source: 0001225208-13-017307 · doc4.xml · nonDerivative · entry 2 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,518 Read SEC document |
| August 02, 2013 Filed Aug 5, 2013 21:05 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
Exercise / conversionCommon Stock | 9,400 | $51.50 | $484,100.00 |
DisclosureSEC source: 0001225208-13-017307 · doc4.xml · nonDerivative · entry 1 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,600 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · derivative · entry 8 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,600 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 16,144 | $105.57 | $1,704,322.08 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · nonDerivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,106 Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 2,456 | $106.16 | $260,726.50 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,250 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.151 to $106.168. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 2,000 | $106.16 | $212,317.60 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,706 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.151 to $106.184. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 2,000 | $106.17 | $212,344.20 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,706 F1 · price: This price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.171 to $106.178. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionCommon Stock | 22,600 | $46.76 | $1,056,776.00 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:06 UTC |
Gill Charles DSenior VP and General Counsel
|
Exercise / conversionStock Appreciation Right · Derivative | 11,600 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0001225208-13-016969 · doc4.xml · derivative · entry 6 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,600 shares Expires 2016-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:06 UTC |
Gill Charles DSenior VP and General Counsel
|
Tax withholdingCommon Stock | 6,244 | $105.02 | $655,744.88 |
DisclosureSEC source: 0001225208-13-016969 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,882 Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:06 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 5,356 | $105.05 | $562,664.40 |
DisclosureSEC source: 0001225208-13-016969 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,126 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.05 to $105.06. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:06 UTC |
Gill Charles DSenior VP and General Counsel
|
Exercise / conversionCommon Stock | 11,600 | $56.53 | $655,748.00 |
DisclosureSEC source: 0001225208-13-016969 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:07 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-13-016971 · doc4.xml · derivative · entry 4 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:07 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
SaleCommon Stock | 32,000 | $104.70 | $3,350,460.80 |
DisclosureSEC source: 0001225208-13-016971 · doc4.xml · nonDerivative · entry 2 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,813 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.33 to $104.93. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:07 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
Exercise / conversionCommon Stock | 32,000 | $51.50 | $1,648,000.00 |
DisclosureSEC source: 0001225208-13-016971 · doc4.xml · nonDerivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.