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Last 12 months

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0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2015 Filed Apr 6, 2015 21:05 UTC
LEDUC ROBERT FPresident, Sikorsky Aircraft
GrantStock Appreciation Right · Derivative 54,200 $0.00 Strike: $115.92 $0.00
Disclosure

SEC source: 0001225208-15-009665 · doc4.xml · derivative · entry 4

LEDUC ROBERT F · CIK 0001184190 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,200

Underlying: Common Stock · 54,200 shares

Expires 2025-03-31

Read SEC document
April 01, 2015 Filed Apr 6, 2015 21:05 UTC
LEDUC ROBERT FPresident, Sikorsky Aircraft
GrantRestricted Stock Units RSU · Derivative 4,320 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-009665 · doc4.xml · derivative · entry 3

LEDUC ROBERT F · CIK 0001184190 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,320

Underlying: Common Stock · 4,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.

F2 · derivative.exercise_date: The restricted stock units vest on April 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vest on April 1, 2018.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC
Amato Elizabeth BSVP, Human Resources & Org.
Exercise / conversionStock Appreciation Right · Derivative 4,700 $0.00 Strike: $56.53 $0.00
Disclosure

SEC source: 0001225208-15-008172 · doc4.xml · derivative · entry 11

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,700 shares

Expires 2016-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC
Amato Elizabeth BSVP, Human Resources & Org.
Exercise / conversionStock Appreciation Right · Derivative 4,600 $0.00 Strike: $56.53 $0.00
Disclosure

SEC source: 0001225208-15-008172 · doc4.xml · derivative · entry 10

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 4,600 shares

Expires 2016-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC
Amato Elizabeth BSVP, Human Resources & Org.
Disposition to issuerCommon Stock 2,216 $119.88 $265,654.08
Disclosure

SEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 8

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,720.4559

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC
Amato Elizabeth BSVP, Human Resources & Org.
Disposition to issuerCommon Stock 2,181 $119.22 $260,018.82
Disclosure

SEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 7

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,936.4559

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC
Amato Elizabeth BSVP, Human Resources & Org.
SaleCommon Stock 1,268 $119.86 $151,983.75
Disclosure

SEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 6

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,117.4559

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC
Amato Elizabeth BSVP, Human Resources & Org.
SaleCommon Stock 1,235 $119.23 $147,243.62
Disclosure

SEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 5

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,385.4559

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.2170 to $119.2310, per share.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC
Amato Elizabeth BSVP, Human Resources & Org.
SaleCommon Stock 1,216 $119.88 $145,774.08
Disclosure

SEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 4

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,620.4559

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC
Amato Elizabeth BSVP, Human Resources & Org.
SaleCommon Stock 1,184 $119.22 $141,156.48
Disclosure

SEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 3

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,836.4559

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC
Amato Elizabeth BSVP, Human Resources & Org.
Exercise / conversionCommon Stock 4,600 $56.53 $260,038.00
Disclosure

SEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 2

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,020.4559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC
Amato Elizabeth BSVP, Human Resources & Org.
Exercise / conversionCommon Stock 4,700 $56.53 $265,691.00
Disclosure

SEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 1

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,420.4559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $50.53 $0.00
Disclosure

SEC source: 0001225208-15-008173 · doc4.xml · derivative · entry 5

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2015-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC SaleCommon Stock 5,900 $119.62 $705,763.90
Disclosure

SEC source: 0001225208-15-008173 · doc4.xml · nonDerivative · entry 3

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,710

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC SaleCommon Stock 100 $119.62 $11,962.40
Disclosure

SEC source: 0001225208-15-008173 · doc4.xml · nonDerivative · entry 2

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,610

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC Exercise / conversionCommon Stock 6,000 $50.53 $303,150.00
Disclosure

SEC source: 0001225208-15-008173 · doc4.xml · nonDerivative · entry 1

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $50.53 $0.00
Disclosure

SEC source: 0001225208-15-008174 · doc4.xml · derivative · entry 5

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2015-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC SaleCommon Stock 5,700 $119.57 $681,537.60
Disclosure

SEC source: 0001225208-15-008174 · doc4.xml · nonDerivative · entry 4

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,605

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC SaleCommon Stock 200 $119.61 $23,921.00
Disclosure

SEC source: 0001225208-15-008174 · doc4.xml · nonDerivative · entry 3

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,305

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC SaleCommon Stock 100 $119.60 $11,960.00
Disclosure

SEC source: 0001225208-15-008174 · doc4.xml · nonDerivative · entry 2

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,505

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC Exercise / conversionCommon Stock 6,000 $50.53 $303,150.00
Disclosure

SEC source: 0001225208-15-008174 · doc4.xml · nonDerivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:07 UTC
ROGAN THOMAS IVice President, Treasurer
SaleCommon Stock 5,909 $119.46 $705,884.41
Disclosure

SEC source: 0001225208-15-008175 · doc4.xml · nonDerivative · entry 1

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,561.1585

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.351 to $119.542, per share.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,800 $0.00 Strike: $50.53 $0.00
Disclosure

SEC source: 0001225208-15-008176 · doc4.xml · derivative · entry 7

WHITMAN CHRISTINE TODD · CIK 0001271384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,800 shares

Expires 2015-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,200 $0.00 Strike: $50.53 $0.00
Disclosure

SEC source: 0001225208-15-008176 · doc4.xml · derivative · entry 6

WHITMAN CHRISTINE TODD · CIK 0001271384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 2,200 shares

Expires 2015-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:08 UTC SaleCommon Stock 3,756 $119.76 $449,822.32
Disclosure

SEC source: 0001225208-15-008176 · doc4.xml · nonDerivative · entry 4

WHITMAN CHRISTINE TODD · CIK 0001271384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,350

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:08 UTC SaleCommon Stock 44 $119.77 $5,269.88
Disclosure

SEC source: 0001225208-15-008176 · doc4.xml · nonDerivative · entry 3

WHITMAN CHRISTINE TODD · CIK 0001271384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,106

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:08 UTC Exercise / conversionCommon Stock 2,200 $50.53 $111,155.00
Disclosure

SEC source: 0001225208-15-008176 · doc4.xml · nonDerivative · entry 2

WHITMAN CHRISTINE TODD · CIK 0001271384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2015 Filed Mar 18, 2015 21:08 UTC Exercise / conversionCommon Stock 3,800 $50.53 $191,995.00
Disclosure

SEC source: 0001225208-15-008176 · doc4.xml · nonDerivative · entry 1

WHITMAN CHRISTINE TODD · CIK 0001271384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
Exercise / conversionStock Appreciation Right · Derivative 200,000 $0.00 Strike: $57.84 $0.00
Disclosure

SEC source: 0001225208-15-008068 · doc4.xml · derivative · entry 12

DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2016-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
Exercise / conversionStock Appreciation Right · Derivative 101,500 $0.00 Strike: $56.53 $0.00
Disclosure

SEC source: 0001225208-15-008068 · doc4.xml · derivative · entry 11

DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 101,500 shares

Expires 2016-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
SaleCommon Stock 150,513 $121.24 $18,247,594.07
Disclosure

SEC source: 0001225208-15-008068 · doc4.xml · nonDerivative · entry 6

DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,191.4025

F1 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
Disposition to issuerCommon Stock 95,579 $121.03 $11,567,926.37
Disclosure

SEC source: 0001225208-15-008068 · doc4.xml · nonDerivative · entry 5

DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,704.4025

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
Disposition to issuerCommon Stock 47,408 $121.03 $5,737,790.24
Disclosure

SEC source: 0001225208-15-008068 · doc4.xml · nonDerivative · entry 4

DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,283.4025

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
SaleCommon Stock 8,000 $118.59 $948,726.40
Disclosure

SEC source: 0001225208-15-008068 · doc4.xml · nonDerivative · entry 3

DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,691.4025

F1 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
Exercise / conversionCommon Stock 101,500 $56.53 $5,737,795.00
Disclosure

SEC source: 0001225208-15-008068 · doc4.xml · nonDerivative · entry 2

DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,691.4025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
Exercise / conversionCommon Stock 200,000 $57.84 $11,568,000.00
Disclosure

SEC source: 0001225208-15-008068 · doc4.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,191.4025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
Maurer Michael BPresident, Sikorsky Aircraft
Exercise / conversionStock Appreciation Right · Derivative 9,500 $0.00 Strike: $62.47 $0.00
Disclosure

SEC source: 0001225208-15-008069 · doc4.xml · derivative · entry 8

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,500 shares

Expires 2017-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
Maurer Michael BPresident, Sikorsky Aircraft
Exercise / conversionStock Appreciation Right · Derivative 7,800 $0.00 Strike: $56.53 $0.00
Disclosure

SEC source: 0001225208-15-008069 · doc4.xml · derivative · entry 7

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,800 shares

Expires 2016-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
Maurer Michael BPresident, Sikorsky Aircraft
SaleCommon Stock 8,770 $120.67 $1,058,275.90
Disclosure

SEC source: 0001225208-15-008069 · doc4.xml · nonDerivative · entry 5

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,989

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
Maurer Michael BPresident, Sikorsky Aircraft
Disposition to issuerCommon Stock 4,894 $121.24 $593,348.56
Disclosure

SEC source: 0001225208-15-008069 · doc4.xml · nonDerivative · entry 4

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,759

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
Maurer Michael BPresident, Sikorsky Aircraft
Disposition to issuerCommon Stock 3,636 $121.24 $440,828.64
Disclosure

SEC source: 0001225208-15-008069 · doc4.xml · nonDerivative · entry 3

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,653

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
Maurer Michael BPresident, Sikorsky Aircraft
Exercise / conversionCommon Stock 7,800 $56.53 $440,934.00
Disclosure

SEC source: 0001225208-15-008069 · doc4.xml · nonDerivative · entry 2

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2015 Filed Mar 17, 2015 21:20 UTC
Maurer Michael BPresident, Sikorsky Aircraft
Exercise / conversionCommon Stock 9,500 $62.47 $593,465.00
Disclosure

SEC source: 0001225208-15-008069 · doc4.xml · nonDerivative · entry 1

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2015 Filed Feb 11, 2015 22:10 UTC
ROGAN THOMAS IVice President, Treasurer
Tax withholdingCommon Stock 148.47 $119.32 $17,715.44
Disclosure

SEC source: 0001225208-15-003586 · doc4.xml · nonDerivative · entry 2

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,672.53

Read SEC document
February 09, 2015 Filed Feb 11, 2015 22:10 UTC
ROGAN THOMAS IVice President, Treasurer
GrantCommon Stock 5,400 $119.32 $644,328.00
Disclosure

SEC source: 0001225208-15-003586 · doc4.xml · nonDerivative · entry 1

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,821

F1 · shares: The reporting person acquired UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and acquired instead of deferred stock units that settle exclusively in shares and are included in Table 1 as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock.

Read SEC document
February 09, 2015 Filed Feb 11, 2015 22:10 UTC
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
Tax withholdingCommon Stock 636.11 $119.32 $75,900.65
Disclosure

SEC source: 0001225208-15-003587 · doc4.xml · nonDerivative · entry 2

DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,895.3379

Read SEC document
February 09, 2015 Filed Feb 11, 2015 22:10 UTC
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
GrantCommon Stock 27,270 $119.32 $3,253,856.40
Disclosure

SEC source: 0001225208-15-003587 · doc4.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,531.4479

F1 · shares: The reporting person acquired UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and acquired instead of deferred stock units that settle exclusively in shares and are included in Table 1 as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock.

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February 09, 2015 Filed Feb 11, 2015 22:11 UTC
Maurer Michael BPresident, Sikorsky Aircraft
Tax withholdingCommon Stock 1,151 $119.32 $137,337.32
Disclosure

SEC source: 0001225208-15-003588 · doc4.xml · nonDerivative · entry 2

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,989

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February 09, 2015 Filed Feb 11, 2015 22:11 UTC
Maurer Michael BPresident, Sikorsky Aircraft
GrantCommon Stock 3,330 $119.32 $397,335.60
Disclosure

SEC source: 0001225208-15-003588 · doc4.xml · nonDerivative · entry 1

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,140

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

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February 09, 2015 Filed Feb 11, 2015 22:11 UTC
JOHRI AKHILSVP and CFO
Tax withholdingCommon Stock 2,954 $119.32 $352,471.28
Disclosure

SEC source: 0001225208-15-003589 · doc4.xml · nonDerivative · entry 2

JOHRI AKHIL · CIK 0001517450 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,201

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.