Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOEING COBA · Entity 2862 | Director | July 01, 2026 | July 06, 2026 |
| CARDINAL HEALTH INCCAH · Entity 3014 | Director | November 05, 2025 | November 06, 2025 |
| RTX CorpUTX · Entity 2823 | Special Advisor to Chmn/CEO | January 03, 2020 | January 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOEING CO
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,724.852 |
Reported balance
After 2026-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 406 · Balance 11,724.852 F1: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units are convertible into common stock on a 1-for-1 basis.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director.
CARDINAL HEALTH INC
Report date November 05, 2025 · Filed November 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 22,868 |
Reported balance
After 2025-11-05 transaction · row 1
1 source rowRow 1 · 2025-11-05 · Grant · Acquired 1,067 · Balance 22,868 F1: Grant of restricted share units that will vest on November 5, 2026, except if the 2026 Annual Meeting of Shareholders is prior to November 5, 2026, then the restricted share units will vest on the date of the 2026 Annual Meeting of Shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted share units that will vest on November 5, 2026, except if the 2026 Annual Meeting of Shareholders is prior to November 5, 2026, then the restricted share units will vest on the date of the 2026 Annual Meeting of Shareholders.
RTX Corp
Report date January 03, 2020 · Filed January 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,311.3464 |
Ending reported balance
After 2020-01-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-01-03 · Exercise / conversion · Acquired 7,382 · Balance 63,591.3464 F1: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Row 2 · 2020-01-03 · Tax withholding · Disposed 2,280 · Balance 61,311.3464 |
| Restricted Stock Units RSUSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-01-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-01-03 · Exercise / conversion · Disposed 7,382 · Balance 0 F1: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F2: On January 3, 2017, the reporting person was granted 6,900 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 7,382 RSUs, which included accumulated dividend equivalents, vested. |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 4,580 |
Reported balance
Holding disclosure · report date 2020-01-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,580 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
F2: On January 3, 2017, the reporting person was granted 6,900 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 7,382 RSUs, which included accumulated dividend equivalents, vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2026 Filed Jul 6, 2026 20:40 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-006510 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,724.852 Underlying: Common Stock · 406 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 21:48 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 428 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-004382 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,318.852 Underlying: Common Stock · 428 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:46 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000419 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,890.852 Underlying: Common Stock · 400 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| November 05, 2025 Filed Nov 6, 2025 21:14 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001517450-25-000003 · wk-form4_1762463655.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,868 F1 · shares: Grant of restricted share units that will vest on November 5, 2026, except if the 2026 Annual Meeting of Shareholders is prior to November 5, 2026, then the restricted share units will vest on the date of the 2026 Annual Meeting of Shareholders. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 22:06 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 413 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-008493 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,490.852 Underlying: Common Stock · 413 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 23:38 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 423.998 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-006560 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,077.852 Underlying: Common Stock · 423.998 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 22:43 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 529.544 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-004034 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,653.854 Underlying: Common Stock · 529.544 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:44 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 508.581 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000405 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,124.31 Underlying: Common Stock · 508.581 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| November 06, 2024 Filed Nov 7, 2024 21:38 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 1,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-24-000147 · wk-form4_1731015478.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,801 F1 · shares: Grant of restricted share units that will vest on November 6, 2025, except if the 2025 Annual Meeting of Shareholders is prior to November 6, 2025, then the restricted share units will vest on the date of the 2025 Annual Meeting of Shareholders. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 22:26 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 580.274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-009137 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,615.729 Underlying: Common Stock · 580.274 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:25 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 477.205 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-007301 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,035.455 Underlying: Common Stock · 477.205 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 00:02 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 471.331 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004950 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,558.25 Underlying: Common Stock · 471.331 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:08 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 353.315 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000421 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,086.919 Underlying: Common Stock · 353.315 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 21:24 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-23-000103 · wk-form4_1700169872.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,071 F1 · shares: Grant of restricted share units that will vest on November 15, 2024, except if the 2024 Annual Meeting of Shareholders is prior to November 15, 2024, then the restricted share units will vest on the date of the 2024 Annual Meeting of Shareholders. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 23:36 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 474.471 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-009360 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,733.604 Underlying: Common Stock · 474.471 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 22:06 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 426.127 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007380 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,259.133 Underlying: Common Stock · 426.127 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 23:43 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 417.537 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-004700 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,833.006 Underlying: Common Stock · 417.537 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:27 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 462.042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000426 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,415.469 Underlying: Common Stock · 462.042 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 21:12 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-22-000146 · wf-form4_166811474249561.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,106 F1 · shares: Grant of restricted share units that will vest on November 9, 2023, except if the 2023 Annual Meeting of Shareholders is prior to November 9, 2023, then the restricted share units will vest on the date of the 2023 Annual Meeting of Shareholders. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 22:49 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 725.309 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010837 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,953.433 Underlying: Common Stock · 725.309 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 00:18 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 649.374 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008687 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,228.124 Underlying: Common Stock · 649.374 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:31 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 471.95 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005619 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,578.75 Underlying: Common Stock · 471.95 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:19 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 434.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000507 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,106.8 Underlying: Common Stock · 434.9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 13:13 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 3,709 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-21-000136 · wf-form4_163698202555562.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,798 F1 · shares: Grant of restricted share units that will vest on November 11, 2022, except if the 2022 Annual Meeting of Shareholders is prior to November 11, 2022, then the restricted share units will vest on the date of the 2022 Annual Meeting of Shareholders. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 22:31 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 402.4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012947 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,671.9 Underlying: Common Stock · 402.4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 00:17 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 394.98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-010334 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,269.5 Underlying: Common Stock · 394.98 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:49 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 328.95 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006526 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,874.52 Underlying: Common Stock · 328.95 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:24 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 405.87 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000586 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545.57 Underlying: Common Stock · 405.87 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 21:41 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 3,339 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-20-000158 · wf-form4_160504447191726.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,089 F1 · shares: Grant of restricted share units that will vest on November 9, 2021, except if the 2021 Annual Meeting of Shareholders is prior to November 9, 2021, then the restricted share units will vest on the date of the 2021 Annual Meeting of Shareholders. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:13 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 495.08 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012163 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,139.7 Underlying: Common Stock · 495.08 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| July 01, 2020 Filed Jul 7, 2020 21:06 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 644.62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009637 · doc4.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644.62 Underlying: Common Stock · 644.62 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units RSU · Derivative | 7,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000630 · doc4.xml · derivative · entry 4 JOHRI AKHIL · CIK 0001517450 · Special Advisor to Chmn/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F2 · derivative.expiration_date: On January 3, 2017, the reporting person was granted 6,900 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 7,382 RSUs, which included accumulated dividend equivalents, vested. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,280 | $153.35 | $349,638.00 |
DisclosureSEC source: 0001225208-20-000630 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Special Advisor to Chmn/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,311.3464 Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 7,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000630 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Special Advisor to Chmn/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,591.3464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 21:20 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 3,424 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-19-000151 · wf-form4_157368000104908.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 F1 · shares: Grant of restricted share units that will vest on November 12, 2020, except if the 2020 Annual Meeting of Shareholders is prior to November 12, 2020, then the restricted share units will vest on the date of the 2020 Annual Meeting of Shareholders. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 11,250 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-19-014194 · doc4.xml · derivative · entry 5 JOHRI AKHIL · CIK 0001517450 · Special Advisor to Chmn/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 6,025 | $147.49 | $888,627.25 |
DisclosureSEC source: 0001225208-19-014194 · doc4.xml · nonDerivative · entry 3 JOHRI AKHIL · CIK 0001517450 · Special Advisor to Chmn/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,095.2097 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,225 | $147.47 | $770,531.80 |
DisclosureSEC source: 0001225208-19-014194 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Special Advisor to Chmn/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,120.2097 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $147.4700 to $147.4800 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 11,250 | $78.99 | $888,637.50 |
DisclosureSEC source: 0001225208-19-014194 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Special Advisor to Chmn/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,345.2097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 11,250 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-19-012423 · doc4.xml · derivative · entry 5 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 6,570 | $135.25 | $888,592.50 |
DisclosureSEC source: 0001225208-19-012423 · doc4.xml · nonDerivative · entry 3 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,095.2097 Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,680 | $135.29 | $633,135.20 |
DisclosureSEC source: 0001225208-19-012423 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,665.2097 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $135.27 to $135.29 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 11,250 | $78.99 | $888,637.50 |
DisclosureSEC source: 0001225208-19-012423 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,345.2097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:46 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 7,250 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-19-003393 · doc4.xml · derivative · entry 5 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,250 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:46 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 4,040 | $128.52 | $519,220.80 |
DisclosureSEC source: 0001225208-19-003393 · doc4.xml · nonDerivative · entry 3 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,665.3589 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:46 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,210 | $128.49 | $412,467.35 |
DisclosureSEC source: 0001225208-19-003393 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,705.3589 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $128.4900 to $128.5050 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:46 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 7,250 | $71.63 | $519,317.50 |
DisclosureSEC source: 0001225208-19-003393 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,915.3589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:58 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 470.12 | $122.72 | $57,693.13 |
DisclosureSEC source: 0001225208-19-002458 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,665.3589 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:58 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 19,952 | $122.72 | $2,448,509.44 |
DisclosureSEC source: 0001225208-19-002458 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,135.4789 F1 · shares: The acquisition of deferred stock units represents the vesting of performance share units (PSUs) previously awarded on January 4, 2016 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 116% level. The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:33 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 111,000 | $120.77 Strike: $120.77 | $13,405,470.00 |
DisclosureSEC source: 0001225208-19-001964 · doc4.xml · derivative · entry 3 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,000 Underlying: Common Stock · 111,000 shares Expires 2029-02-04 F1 · balance_after: The reporting person was also awarded 20,100 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.