Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC |
LEDUC ROBERT FPresident, Pratt & Whitney
|
SaleCommon Stock | 10,767 | $147.08 | $1,583,586.67 |
DisclosureSEC source: 0001225208-19-014196 · doc4.xml · nonDerivative · entry 4 LEDUC ROBERT F · CIK 0001184190 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,657 F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $147.0600 to $147.1200 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC |
LEDUC ROBERT FPresident, Pratt & Whitney
|
SaleCommon Stock | 9,846 | $146.85 | $1,445,926.45 |
DisclosureSEC source: 0001225208-19-014196 · doc4.xml · nonDerivative · entry 3 LEDUC ROBERT F · CIK 0001184190 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,424 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $146.8200 to $146.9200 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC |
LEDUC ROBERT FPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 23,000 | $84.00 | $1,932,000.00 |
DisclosureSEC source: 0001225208-19-014196 · doc4.xml · nonDerivative · entry 2 LEDUC ROBERT F · CIK 0001184190 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:25 UTC |
LEDUC ROBERT FPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 25,500 | $74.66 | $1,903,830.00 |
DisclosureSEC source: 0001225208-19-014196 · doc4.xml · nonDerivative · entry 1 LEDUC ROBERT F · CIK 0001184190 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:24 UTC |
Dumais Michael REVP, Operations & Strategy
|
Exercise / conversionStock Appreciation Right · Derivative | 10,000 | $0.00 Strike: $74.79 | $0.00 |
DisclosureSEC source: 0001225208-19-014131 · doc4.xml · derivative · entry 6 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,956 Underlying: Common Stock · 10,000 shares Expires 2022-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:24 UTC |
Dumais Michael REVP, Operations & Strategy
|
Disposition to issuerCommon Stock | 5,125 | $145.93 | $747,891.25 |
DisclosureSEC source: 0001225208-19-014131 · doc4.xml · nonDerivative · entry 4 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,494 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:24 UTC |
Dumais Michael REVP, Operations & Strategy
|
SaleCommon Stock | 4,875 | $145.91 | $711,294.19 |
DisclosureSEC source: 0001225208-19-014131 · doc4.xml · nonDerivative · entry 3 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,619 F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $145.8800 to $145.9450 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:24 UTC |
Dumais Michael REVP, Operations & Strategy
|
SaleCommon Stock | 1,679 | $145.90 | $244,969.63 |
DisclosureSEC source: 0001225208-19-014131 · doc4.xml · nonDerivative · entry 2 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,494 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $145.8970 to $145.9100 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:24 UTC |
Dumais Michael REVP, Operations & Strategy
|
Exercise / conversionCommon Stock | 10,000 | $74.79 | $747,900.00 |
DisclosureSEC source: 0001225208-19-014131 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 20:24 UTC |
Dumais Michael REVP, Operations & Strategy
|
Exercise / conversionStock Appreciation Right · Derivative | 20,000 | $0.00 Strike: $74.79 | $0.00 |
DisclosureSEC source: 0001225208-19-013868 · doc4.xml · derivative · entry 6 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,956 Underlying: Common Stock · 20,000 shares Expires 2022-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 20:24 UTC |
Dumais Michael REVP, Operations & Strategy
|
Disposition to issuerCommon Stock | 10,446 | $143.19 | $1,495,762.74 |
DisclosureSEC source: 0001225208-19-013868 · doc4.xml · nonDerivative · entry 4 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,173 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 20:24 UTC |
Dumais Michael REVP, Operations & Strategy
|
SaleCommon Stock | 9,554 | $143.32 | $1,369,262.08 |
DisclosureSEC source: 0001225208-19-013868 · doc4.xml · nonDerivative · entry 3 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,619 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $143.31 to $143.33 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 20:24 UTC |
Dumais Michael REVP, Operations & Strategy
|
SaleCommon Stock | 2,000 | $143.14 | $286,274.00 |
DisclosureSEC source: 0001225208-19-013868 · doc4.xml · nonDerivative · entry 2 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,173 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 20:24 UTC |
Dumais Michael REVP, Operations & Strategy
|
Exercise / conversionCommon Stock | 20,000 | $74.79 | $1,495,800.00 |
DisclosureSEC source: 0001225208-19-013868 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:23 UTC |
Calio Christopher T.Pres, Comm Engines, P&W
|
Exercise / conversionStock Appreciation Right · Derivative | 5,800 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-19-013822 · doc4.xml · derivative · entry 5 Calio Christopher T. · CIK 0001781357 · Pres, Comm Engines, P&W 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,800 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:23 UTC |
Calio Christopher T.Pres, Comm Engines, P&W
|
Disposition to issuerCommon Stock | 3,027 | $143.04 | $432,982.08 |
DisclosureSEC source: 0001225208-19-013822 · doc4.xml · nonDerivative · entry 3 Calio Christopher T. · CIK 0001781357 · Pres, Comm Engines, P&W 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,401 Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:23 UTC |
Calio Christopher T.Pres, Comm Engines, P&W
|
SaleCommon Stock | 2,773 | $143.01 | $396,576.16 |
DisclosureSEC source: 0001225208-19-013822 · doc4.xml · nonDerivative · entry 2 Calio Christopher T. · CIK 0001781357 · Pres, Comm Engines, P&W 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,428 Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:23 UTC |
Calio Christopher T.Pres, Comm Engines, P&W
|
Exercise / conversionCommon Stock | 5,800 | $74.66 | $433,028.00 |
DisclosureSEC source: 0001225208-19-013822 · doc4.xml · nonDerivative · entry 1 Calio Christopher T. · CIK 0001781357 · Pres, Comm Engines, P&W 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:24 UTC |
Gill Charles DExecutive VP & General Counsel
|
Exercise / conversionStock Appreciation Right · Derivative | 18,250 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013823 · doc4.xml · derivative · entry 6 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,750 Underlying: Common Stock · 18,250 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:24 UTC |
Gill Charles DExecutive VP & General Counsel
|
Disposition to issuerCommon Stock | 10,782 | $142.17 | $1,532,876.94 |
DisclosureSEC source: 0001225208-19-013823 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,958 Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:24 UTC |
Gill Charles DExecutive VP & General Counsel
|
SaleCommon Stock | 7,468 | $142.19 | $1,061,887.62 |
DisclosureSEC source: 0001225208-19-013823 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,740 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $142.19 to $142.21 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:24 UTC |
Gill Charles DExecutive VP & General Counsel
|
Exercise / conversionCommon Stock | 18,250 | $84.00 | $1,533,000.00 |
DisclosureSEC source: 0001225208-19-013823 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| October 24, 2019 Filed Nov 15, 2019 21:26 UTC |
Gill Charles DExecutive VP & General Counsel
|
SaleCommon Stock | 3,694 | $141.17 | $521,489.37 |
DisclosureSEC source: 0001225208-19-014559 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,264 F1 · date: On October 25, 2019, the reporting person timely reported the exercise of 18,250 Stock Appreciation Rights ("SARs") on October 24, 2019; however, the sale of 3,694 shares of UTC common stock was not reported at that time because it was inadvertently omitted from the transaction information that was transmitted by the reporting person's investment advisor to the issuer in connection with the filing of the Form 4. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:25 UTC |
Amato Elizabeth BEVP & Chief HR Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 9,700 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-19-012421 · doc4.xml · derivative · entry 5 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,700 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:25 UTC |
Amato Elizabeth BEVP & Chief HR Officer
|
Disposition to issuerCommon Stock | 5,587 | $137.14 | $766,201.18 |
DisclosureSEC source: 0001225208-19-012421 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,801.2308 Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:25 UTC |
Amato Elizabeth BEVP & Chief HR Officer
|
SaleCommon Stock | 4,113 | $137.18 | $564,207.77 |
DisclosureSEC source: 0001225208-19-012421 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,388.2308 Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:25 UTC |
Amato Elizabeth BEVP & Chief HR Officer
|
Exercise / conversionCommon Stock | 9,700 | $78.99 | $766,203.00 |
DisclosureSEC source: 0001225208-19-012421 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,501.2308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
Gill Charles DExecutive VP & General Counsel
|
Exercise / conversionStock Appreciation Right · Derivative | 75,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-19-012422 · doc4.xml · derivative · entry 10 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,500 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
Gill Charles DExecutive VP & General Counsel
|
Disposition to issuerCommon Stock | 14,102 | $135.00 | $1,903,770.00 |
DisclosureSEC source: 0001225208-19-012422 · doc4.xml · nonDerivative · entry 7 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,958 Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
Gill Charles DExecutive VP & General Counsel
|
Disposition to issuerCommon Stock | 13,821 | $135.04 | $1,866,387.84 |
DisclosureSEC source: 0001225208-19-012422 · doc4.xml · nonDerivative · entry 6 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,060 Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
Gill Charles DExecutive VP & General Counsel
|
Disposition to issuerCommon Stock | 13,814 | $135.11 | $1,866,409.54 |
DisclosureSEC source: 0001225208-19-012422 · doc4.xml · nonDerivative · entry 5 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,881 Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
Gill Charles DExecutive VP & General Counsel
|
SaleCommon Stock | 11,398 | $134.96 | $1,538,234.19 |
DisclosureSEC source: 0001225208-19-012422 · doc4.xml · nonDerivative · entry 4 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,695 F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $134.95 to $135.03 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
Gill Charles DExecutive VP & General Counsel
|
SaleCommon Stock | 11,186 | $135.08 | $1,511,012.71 |
DisclosureSEC source: 0001225208-19-012422 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,093 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $135.07 to $135.15 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
Gill Charles DExecutive VP & General Counsel
|
SaleCommon Stock | 11,179 | $135.09 | $1,510,120.80 |
DisclosureSEC source: 0001225208-19-012422 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,279 Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
Gill Charles DExecutive VP & General Counsel
|
Exercise / conversionCommon Stock | 75,500 | $74.66 | $5,636,830.00 |
DisclosureSEC source: 0001225208-19-012422 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock, which in this instance occurred in three lots, is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
JOHRI AKHILExecutive VP and CFO
|
Exercise / conversionStock Appreciation Right · Derivative | 11,250 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-19-012423 · doc4.xml · derivative · entry 5 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
JOHRI AKHILExecutive VP and CFO
|
Disposition to issuerCommon Stock | 6,570 | $135.25 | $888,592.50 |
DisclosureSEC source: 0001225208-19-012423 · doc4.xml · nonDerivative · entry 3 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,095.2097 Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
JOHRI AKHILExecutive VP and CFO
|
SaleCommon Stock | 4,680 | $135.29 | $633,135.20 |
DisclosureSEC source: 0001225208-19-012423 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,665.2097 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $135.27 to $135.29 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:25 UTC |
JOHRI AKHILExecutive VP and CFO
|
Exercise / conversionCommon Stock | 11,250 | $78.99 | $888,637.50 |
DisclosureSEC source: 0001225208-19-012423 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,345.2097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC |
LEDUC ROBERT FPresident, Pratt & Whitney
|
Exercise / conversionStock Appreciation Right · Derivative | 26,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-19-012289 · doc4.xml · derivative · entry 5 LEDUC ROBERT F · CIK 0001184190 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,000 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC |
LEDUC ROBERT FPresident, Pratt & Whitney
|
Disposition to issuerCommon Stock | 15,233 | $134.82 | $2,053,713.06 |
DisclosureSEC source: 0001225208-19-012289 · doc4.xml · nonDerivative · entry 3 LEDUC ROBERT F · CIK 0001184190 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,770 Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC |
LEDUC ROBERT FPresident, Pratt & Whitney
|
SaleCommon Stock | 5,025 | $134.06 | $673,652.51 |
DisclosureSEC source: 0001225208-19-012289 · doc4.xml · nonDerivative · entry 2 LEDUC ROBERT F · CIK 0001184190 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,003 Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC |
LEDUC ROBERT FPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 26,000 | $78.99 | $2,053,740.00 |
DisclosureSEC source: 0001225208-19-012289 · doc4.xml · nonDerivative · entry 1 LEDUC ROBERT F · CIK 0001184190 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC |
Bailey Robert J.Corporate VP, Controller
|
Exercise / conversionStock Appreciation Right · Derivative | 2,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-19-012290 · doc4.xml · derivative · entry 5 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC |
Bailey Robert J.Corporate VP, Controller
|
Disposition to issuerCommon Stock | 1,169 | $135.07 | $157,896.83 |
DisclosureSEC source: 0001225208-19-012290 · doc4.xml · nonDerivative · entry 3 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC |
Bailey Robert J.Corporate VP, Controller
|
SaleCommon Stock | 831 | $135.09 | $112,259.87 |
DisclosureSEC source: 0001225208-19-012290 · doc4.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $135.08 to $135.11 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC |
Bailey Robert J.Corporate VP, Controller
|
Exercise / conversionCommon Stock | 2,000 | $78.99 | $157,980.00 |
DisclosureSEC source: 0001225208-19-012290 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 20:28 UTC |
HAYES GREGORYDirector · Chairman, President and CEO
|
Exercise / conversionStock Appreciation Right · Derivative | 103,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-19-012291 · doc4.xml · derivative · entry 8 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 103,000 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 20:28 UTC |
HAYES GREGORYDirector · Chairman, President and CEO
|
Disposition to issuerCommon Stock | 60,920 | $133.55 | $8,135,866.00 |
DisclosureSEC source: 0001225208-19-012291 · doc4.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,649 Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 20:28 UTC |
HAYES GREGORYDirector · Chairman, President and CEO
|
SaleCommon Stock | 19,542 | $133.35 | $2,605,855.35 |
DisclosureSEC source: 0001225208-19-012291 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,569 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $133.26 to $133.60 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.