Tapewire

Nasdaq · USD

RSSS

Research Solutions, Inc.

Export transactions ↓
Tapewire entity
6984
SEC CIK
0001386301
Parsed reports
425

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2022 Filed Aug 29, 2022 21:21 UTC Amendment
OLIVIER ROY WDirector · CEO & President
GrantCommon Stock 79,897 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-095752 · tm2224774-4_4aseq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,633

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 19, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2023 until fully vested.

Read SEC document
August 19, 2022 Filed Aug 30, 2022 01:21 UTC Amendment
Hunt Shane AlanChief Revenue Officer
GrantCommon Stock 6,186 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-095750 · tm2224774-2_4aseq1.xml · nonDerivative · entry 1

Hunt Shane Alan · CIK 0001888035 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,351

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 19, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2023 until fully vested.

Read SEC document
August 19, 2022 Filed Aug 30, 2022 01:20 UTC Amendment
NURTHEN WILLIAMCFO & Secretary
GrantCommon Stock 24,601 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-095749 · tm2224774-1_4aseq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,227

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 19, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2023 until fully vested.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 17:29 UTC
OLIVIER ROY WDirector · CEO & President
PurchaseCommon Stock 2,302 $1.90 $4,373.80
Disclosure

SEC source: 0001104659-22-073964 · tm2219230-1_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,736

Read SEC document
June 17, 2022 Filed Jun 22, 2022 17:42 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 3,419 $1.74 $5,949.06
Disclosure

SEC source: 0001104659-22-073580 · tm2219161-1_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,052

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 17:42 UTC
Derycz PeterDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 3,400 $1.74 $5,916.00
Disclosure

SEC source: 0001104659-22-073581 · tm2219161-2_4seq1.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,336,710

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
May 10, 2022 Filed May 11, 2022 21:56 UTC
AHLBERG SCOTTChief Operating Officer
GrantCommon Stock 6,150 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-058985 · tm2215309-5_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,471

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 10, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2023 until fully vested.

Read SEC document
May 10, 2022 Filed May 11, 2022 21:55 UTC
Derycz PeterDirector · Executive Chairman · 10% owner
GrantCommon Stock 8,289 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-058980 · tm2215309-1_4seq1.xml · nonDerivative · entry 3

Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,340,110

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 10, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2023 until fully vested.

Read SEC document
May 10, 2022 Filed May 11, 2022 21:57 UTC
OLIVIER ROY WDirector · CEO & President
GrantCommon Stock 16,578 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-058986 · tm2215309-6_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,434

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 10, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2023 until fully vested.

Read SEC document
May 10, 2022 Filed May 12, 2022 01:57 UTC
van der Heijden MichielChief Product Officer
GrantCommon Stock 4,011 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-058987 · tm2215309-7_4seq1.xml · nonDerivative · entry 1

van der Heijden Michiel · CIK 0001821824 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,007

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 10, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2023 until fully vested.

Read SEC document
May 10, 2022 Filed May 12, 2022 01:56 UTC
Nissan MarcChief Technology Officer
GrantCommon Stock 6,150 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-058984 · tm2215309-4_4seq1.xml · nonDerivative · entry 1

Nissan Marc · CIK 0001749233 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,012

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 10, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2023 until fully vested.

Read SEC document
May 10, 2022 Filed May 12, 2022 01:56 UTC
Hunt Shane AlanChief Customer Success Officer
GrantCommon Stock 16,043 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-058983 · tm2215309-3_4seq1.xml · nonDerivative · entry 1

Hunt Shane Alan · CIK 0001888035 · Chief Customer Success Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,165

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 10, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2023 until fully vested.

Read SEC document
May 10, 2022 Filed May 12, 2022 01:55 UTC
NURTHEN WILLIAMCFO & Secretary
GrantCommon Stock 6,150 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-058982 · tm2215309-2_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,626

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 10, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2023 until fully vested.

Read SEC document
April 25, 2022 Filed May 11, 2022 21:55 UTC
Derycz PeterDirector · Executive Chairman · 10% owner
GiftCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-058980 · tm2215309-1_4seq1.xml · nonDerivative · entry 2

Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331,821

Read SEC document
March 20, 2022 Filed Mar 21, 2022 18:42 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 3,042 $2.34 $7,118.28
Disclosure

SEC source: 0001104659-22-036223 · tm2210072-2_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,321

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
March 20, 2022 Filed Mar 21, 2022 18:42 UTC
Derycz PeterDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 3,044 $2.34 $7,122.96
Disclosure

SEC source: 0001104659-22-036222 · tm2210072-1_4seq1.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,376,821

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:42 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001104659-22-019588 · tm226259-3_4seq1.xml · derivative · entry 1

Robin Eugene Vlad · CIK 0001714028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-02-07

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:46 UTC
AHLBERG SCOTTChief Operating Officer
GrantCommon Stock 5,512 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-019594 · tm226259-8_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,363

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 8, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2023 until fully vested.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:41 UTC GrantOption to purchase common stock · Derivative 100,000 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001104659-22-019587 · tm226259-2_4seq1.xml · derivative · entry 1

Regazzi John J · CIK 0001416849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-02-07

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:47 UTC
Derycz PeterDirector · Executive Chairman · 10% owner
GrantCommon Stock 7,381 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-019595 · tm226259-9_4seq1.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,379,865

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 8, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2023 until fully vested.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:41 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001104659-22-019586 · tm226259-1_4seq1.xml · derivative · entry 1

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-02-07

Read SEC document
February 08, 2022 Filed Feb 10, 2022 19:44 UTC
OLIVIER ROY WDirector · CEO & President
GrantCommon Stock 14,762 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-019591 · tm226259-5_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,856

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 8, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2023 until fully vested.

Read SEC document
February 08, 2022 Filed Feb 11, 2022 00:45 UTC
NURTHEN WILLIAMCFO & Secretary
GrantCommon Stock 5,476 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-019593 · tm226259-7_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,476

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 8, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2023 until fully vested.

Read SEC document
February 08, 2022 Filed Feb 11, 2022 00:45 UTC
Nissan MarcChief Technology Officer
GrantCommon Stock 5,512 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-019592 · tm226259-6_4seq1.xml · nonDerivative · entry 1

Nissan Marc · CIK 0001749233 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,862

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 8, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2023 until fully vested.

Read SEC document
February 08, 2022 Filed Feb 11, 2022 00:43 UTC
van der Heijden MichielChief Product Officer
GrantCommon Stock 3,571 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-019589 · tm226259-4_4seq1.xml · nonDerivative · entry 1

van der Heijden Michiel · CIK 0001821824 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,996

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 8, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2023 until fully vested.

Read SEC document
February 08, 2022 Filed Feb 22, 2022 16:56 UTC GrantOption to purchase common stock · Derivative 38,767 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001104659-22-025509 · tm227332-2_4seq1.xml · derivative · entry 1

Cooperman Barbara J. · CIK 0001912456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,767

Underlying: Common Stock · 38,767 shares

Expires 2032-02-07

Read SEC document
January 24, 2022 Filed May 11, 2022 21:55 UTC
Derycz PeterDirector · Executive Chairman · 10% owner
GiftCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-058980 · tm2215309-1_4seq1.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,355,821

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:43 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 2,995 $2.24 $6,708.80
Disclosure

SEC source: 0001104659-21-152741 · tm2136197-2_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,851

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:42 UTC
Derycz PeterDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 2,956 $2.24 $6,621.44
Disclosure

SEC source: 0001104659-21-152740 · tm2136197-1_4seq1.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,372,484

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
December 03, 2021 Filed Dec 10, 2021 20:37 UTC PurchaseCommon Stock 2,673 $2.19 $5,853.87
Disclosure

SEC source: 0001104659-21-148758 · tm2135179-1_4seq1.xml · nonDerivative · entry 1

Robin Eugene Vlad · CIK 0001714028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,673

F1 · kind: Cove Street Capital is the is the investment advisor to the reporting person and exercises voting and investment power over these shares.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 16:48 UTC
AHLBERG SCOTTChief Operating Officer
GrantCommon Stock 5,215 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-146821 · tm2134650-5_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,846

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on December 2, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2022 until fully vested.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 16:46 UTC
Derycz PeterDirector · Executive Chairman · 10% owner
GrantCommon Stock 7,078 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-146818 · tm2134650-2_4seq1.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375,440

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on December 2, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2022 until fully vested.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 16:47 UTC
OLIVIER ROY WDirector · CEO & President
GrantCommon Stock 14,155 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-146820 · tm2134650-4_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,094

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on December 2, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2022 until fully vested.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:47 UTC
Nissan MarcChief Technology Officer
GrantCommon Stock 5,215 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-146819 · tm2134650-3_4seq1.xml · nonDerivative · entry 1

Nissan Marc · CIK 0001749233 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,350

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on December 2, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2022 until fully vested.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:45 UTC
van der Heijden MichielChief Product Officer
GrantOption to purchase common stock · Derivative 6,818 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001104659-21-146817 · tm2134650-1_4seq1.xml · derivative · entry 1

van der Heijden Michiel · CIK 0001821824 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,818

Underlying: Common Stock · 6,818 shares

Expires 2031-12-01

F1 · derivative.exercise_date: 1/3rd of the shares vest on December 2, 2022 and 1/12th of the shares vest on the last day of each quarter beginning December 31, 2022 until fully vested.

Read SEC document
December 02, 2021 Filed Dec 17, 2021 01:04 UTC Amendment
van der Heijden MichielChief Product Officer
GrantCommon Stock 3,425 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150688 · tm2135478d1_4a.xml · nonDerivative · entry 1

van der Heijden Michiel · CIK 0001821824 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on December 2, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2022 until fully vested.

Read SEC document
November 05, 2021 Filed Aug 10, 2022 20:34 UTC Exercise / conversionWarrant to purchase common stock · Derivative 50,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001104659-22-088882 · tm2223165-1_4seq1.xml · derivative · entry 2

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2021-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Aug 10, 2022 20:34 UTC Exercise / conversionCommon Stock 50,000 $1.19 $59,500.00
Disclosure

SEC source: 0001104659-22-088882 · tm2223165-1_4seq1.xml · nonDerivative · entry 1

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 16:21 UTC
NURTHEN WILLIAMCFO & Secretary
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-123552 · tm2129376-2_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/4th of the RSAs vest on October 4, 2022 and 1/16th of the RSAs vest on the last day of each quarter beginning December 31, 2022 until fully vested.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 18:28 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 5,710 $2.55 $14,560.50
Disclosure

SEC source: 0001104659-21-117988 · tm2128166-4_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,631

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 18:28 UTC
Derycz PeterDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 5,635 $2.55 $14,369.25
Disclosure

SEC source: 0001104659-21-117986 · tm2128166-2_4seq1.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,368,362

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:28 UTC
Nissan MarcChief Technology Officer
Tax withholdingCommon stock 4,310 $2.55 $10,990.50
Disclosure

SEC source: 0001104659-21-117987 · tm2128166-3_4seq1.xml · nonDerivative · entry 1

Nissan Marc · CIK 0001749233 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,135

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:26 UTC
URBAN ALAN LOUISCFO & Secretary
Tax withholdingCommon Stock 5,710 $2.55 $14,560.50
Disclosure

SEC source: 0001104659-21-117985 · tm2128166-1_4seq1.xml · nonDerivative · entry 1

URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,602

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 18:03 UTC
AHLBERG SCOTTChief Operating Officer
GrantCommon Stock 22,303 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-103609 · tm2124873-6_4seq1.xml · nonDerivative · entry 2

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,341

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 5, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2022 until fully vested.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 17:28 UTC
Derycz PeterDirector · Executive Chairman · 10% owner
GrantCommon Stock 30,061 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-103594 · tm2124873-4_4seq1.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,373,997

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 5, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2022 until fully vested.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 17:28 UTC
OLIVIER ROY WDirector · See Remarks
GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-103597 · tm2124873-5_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,939

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 5, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2022 until fully vested.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 21:30 UTC
van der Heijden MichielChief Product Officer
GrantOption to purchase common stock · Derivative 23,529 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001104659-21-103600 · tm2124873-3_4seq1.xml · derivative · entry 1

van der Heijden Michiel · CIK 0001821824 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,529

Underlying: Common Stock · 23,529 shares

Expires 2031-08-04

F1 · derivative.exercise_date: 1/3rd of the shares vest on August 5, 2022 and 1/12th of the shares vest on the last day of each quarter beginning September 30, 2022 until fully vested.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 21:28 UTC
URBAN ALAN LOUISSee Remarks
GrantCommon Stock 22,303 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-103595 · tm2124873-1_4seq1.xml · nonDerivative · entry 1

URBAN ALAN LOUIS · CIK 0001534376 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,312

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 5, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2022 until fully vested.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 21:29 UTC
Nissan MarcChief Technology Officer
GrantCommon Stock 22,303 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-103599 · tm2124873-2_4seq1.xml · nonDerivative · entry 1

Nissan Marc · CIK 0001749233 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,445

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 5, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2022 until fully vested.

Read SEC document
August 05, 2021 Filed Oct 25, 2021 20:09 UTC
Hunt Shane AlanChief Customer Success Officer
GrantOption to purchase common stock · Derivative 7,353 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001104659-21-129501 · tm2130887-1_4seq1.xml · derivative · entry 1

Hunt Shane Alan · CIK 0001888035 · Chief Customer Success Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

Underlying: Common Stock · 7,353 shares

Expires 2031-08-04

F1 · derivative.exercise_date: 1/3rd of the shares vest on August 5, 2022 and 1/12th of the shares vest on the last day of each quarter beginning September 30, 2022 until fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.