Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Research Solutions, Inc.RSSS · Entity 6984 | Director · CEO & President | September 19, 2025 | September 26, 2025 |
| SharpSpring, Inc.SHSP · Entity 135727 | Director | April 24, 2018 | April 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Research Solutions, Inc.
Report date September 19, 2025 · Filed September 26, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 606,825 |
Reported balance
After 2025-09-19 transaction · row 1
1 source rowRow 1 · 2025-09-19 · Tax withholding · Disposed 1,428 · Balance 606,825 F1: The reporting person surrendered these shares to the Registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person surrendered these shares to the Registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.
SharpSpring, Inc.
Report date April 24, 2018 · Filed April 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,359 |
Reported balance
After 2018-04-24 transaction · row 1
1 source rowRow 1 · 2018-04-24 · Grant · Acquired 1,383 · Balance 5,359 F1: Acquired directly from issuer for director services. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired directly from issuer for director services.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARI NETWORK SERVICES INC /WI
Report date August 29, 2017 · Filed August 31, 2017
Section 16 reporting ended · disclosed 2017-08-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-08-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-08-29 · Exercise / conversion · Acquired 22,000 · Balance 300,402 Row 2 · 2017-08-29 · Disposition to issuer · Disposed 300,402 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated June 20, 2017 among the Issuer, Expedition Holdings LLC ("Parent") and Expedition Merger Sub, Inc., at the effective time (the "Effective Time") of the merger (the "Merger") contemplated under the Merger Agreement, each unvested share of restricted stock of the Issuer vested, and each share of Issuer common stock converted into the right to receive $7.10 in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2017-08-29 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-08-29 · Disposition to issuer · Disposed 13,246 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated June 20, 2017 among the Issuer, Expedition Holdings LLC ("Parent") and Expedition Merger Sub, Inc., at the effective time (the "Effective Time") of the merger (the "Merger") contemplated under the Merger Agreement, each unvested share of restricted stock of the Issuer vested, and each share of Issuer common stock converted into the right to receive $7.10 in cash. |
| Restricted StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-03-04 | Direct | 33,000 |
Reported balance
After 2017-08-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-29 · Exercise / conversion · Disposed 22,000 · Balance 33,000 F2: 22,000 shares of performance-based restricted stock vested in connection with the Merger. |
| Restricted StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-08-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-29 · Disposition to issuer · Disposed 33,000 · Balance 0 F3: 33,000 outstanding shares of performance-based restricted stock were cancelled in connection with the Merger. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.53 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-08-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-29 · Disposition to issuer · Disposed 300,000 · Balance 0 F4: At the Effective Time of the Merger, outstanding options to purchase shares of Issuer common stock were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option, and (2) any applicable withholding amounts, except that the Reporting Person's options with respect to 262,200 shares were rolled over to options to acquire 1,861,620 units of an affiliate of the Parent at an exercise price of $0.215 per unit. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2024-03-04 | Direct | 0 |
Reported balance
After 2017-08-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-08-29 · Disposition to issuer · Disposed 100,000 · Balance 0 F5: At the Effective Time of the Merger, outstanding options were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option.and (2) any applicable withholding amounts. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated June 20, 2017 among the Issuer, Expedition Holdings LLC ("Parent") and Expedition Merger Sub, Inc., at the effective time (the "Effective Time") of the merger (the "Merger") contemplated under the Merger Agreement, each unvested share of restricted stock of the Issuer vested, and each share of Issuer common stock converted into the right to receive $7.10 in cash.
F2: 22,000 shares of performance-based restricted stock vested in connection with the Merger.
F3: 33,000 outstanding shares of performance-based restricted stock were cancelled in connection with the Merger.
F4: At the Effective Time of the Merger, outstanding options to purchase shares of Issuer common stock were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option, and (2) any applicable withholding amounts, except that the Reporting Person's options with respect to 262,200 shares were rolled over to options to acquire 1,861,620 units of an affiliate of the Parent at an exercise price of $0.215 per unit.
F5: At the Effective Time of the Merger, outstanding options were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option.and (2) any applicable withholding amounts.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2025 Filed Sep 26, 2025 16:19 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Tax withholdingCommon Stock | 1,428 | $3.66 | $5,226.48 |
DisclosureSEC source: 0001104659-25-093872 · tm2526681-1_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 606,825 F1 · kind: The reporting person surrendered these shares to the Registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 21:20 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Tax withholdingCommon Stock | 2,126 | $2.69 | $5,718.94 |
DisclosureSEC source: 0001104659-25-061854 · tm2518730-2_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608,253 F1 · kind: The reporting person surrendered these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 18:33 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Tax withholdingCommon Stock | 44,468 | $2.85 | $126,733.80 |
DisclosureSEC source: 0001104659-25-026737 · tm2510045-4_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 610,379 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 20:33 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Tax withholdingCommon Stock | 1,986 | $3.93 | $7,804.98 |
DisclosureSEC source: 0001104659-24-131431 · tm2431946-4_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 654,847 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 13:53 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Tax withholdingCommon Stock | 2,975 | $2.82 | $8,389.50 |
DisclosureSEC source: 0001104659-24-102366 · tm2424616-1_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 656,833 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 16:05 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Tax withholdingCommon Stock | 3,953 | $2.63 | $10,396.39 |
DisclosureSEC source: 0001104659-24-074322 · tm2418119-4_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 659,808 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2024 Filed Mar 21, 2024 21:53 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Tax withholdingCommon Stock | 32,265 | $2.85 | $91,955.25 |
DisclosureSEC source: 0001104659-24-037472 · tm249521-3_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 663,761 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 18:01 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Tax withholdingCommon Stock | 3,092 | $2.66 | $8,224.72 |
DisclosureSEC source: 0001104659-23-128912 · tm2333656-1_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 696,026 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 16:34 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Tax withholdingCommon Stock | 7,523 | $2.48 | $18,657.04 |
DisclosureSEC source: 0001104659-23-103214 · tm2326768-1_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 699,118 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:40 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Tax withholdingCommon Stock | 2,410 | $2.24 | $5,398.40 |
DisclosureSEC source: 0001104659-23-073903 · tm2319504d1_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 706,641 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 19:17 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Tax withholdingCommon Stock | 2,582 | $2.02 | $5,215.64 |
DisclosureSEC source: 0001104659-23-035207 · tm2310218-2_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 709,051 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 18:41 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-114077 · tm2229587-1_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,633 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 20% of the RSAs vest on the trading day on which the 30-day volume-weighted average price of the Registrant's common stock, as quoted on the Nasdaq Capital Market, equals or exceeds $3.00, $3.75, $4.50, $5.25 and $6.00, subject to acceleration upon the consummation of a change of control transaction based on the per share price attributable to the Registrant's common stock for purposes of such transaction. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 20:04 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 79,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-093484 · tm2224322-5_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,631 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 19, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2023 until fully vested. Read SEC document |
| August 19, 2022 Filed Aug 29, 2022 21:21 UTC Amendment | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 79,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-095752 · tm2224774-4_4aseq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,633 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 19, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2023 until fully vested. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 17:29 UTC | Research Solutions, Inc. RSSS · Entity 6984 | PurchaseCommon Stock | 2,302 | $1.90 | $4,373.80 |
DisclosureSEC source: 0001104659-22-073964 · tm2219230-1_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,736 Read SEC document |
| May 10, 2022 Filed May 11, 2022 21:57 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 16,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-058986 · tm2215309-6_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,434 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 10, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2023 until fully vested. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 19:44 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 14,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-019591 · tm226259-5_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,856 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 8, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2023 until fully vested. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 16:47 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 14,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-146820 · tm2134650-4_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,094 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on December 2, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2022 until fully vested. Read SEC document |
| August 05, 2021 Filed Aug 11, 2021 17:28 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 18,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-103597 · tm2124873-5_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,939 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 5, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2022 until fully vested. Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 17:31 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Exercise / conversionOption to purchase common stock · Derivative | 65,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001104659-21-044056 · tm2111423-1_4seq1.xml · derivative · entry 2 OLIVIER ROY W · CIK 0001375012 · Director · Interim CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2028-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 17:31 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Exercise / conversionCommon Stock | 65,000 | $1.15 | $74,750.00 |
DisclosureSEC source: 0001104659-21-044056 · tm2111423-1_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · Interim CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 20:53 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001104659-20-127004 · tm2036363d3_4.xml · derivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-11-16 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:20 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001104659-19-064458 · tm1923024-7_4.xml · derivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-11-11 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:00 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001144204-18-060355 · tv507460_4.xml · derivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-11-12 Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 11:46 UTC | SharpSpring, Inc. SHSP · Entity 135727 | GrantCommon Stock | 1,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-004334 · section16.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,359 F1 · kind: Acquired directly from issuer for director services. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 19:20 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantOption to purchase common stock · Derivative | 65,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001144204-18-007433 · tv485750_form4.xml · derivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2028-02-07 Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 18:48 UTC | SharpSpring, Inc. SHSP · Entity 135727 | GrantCommon stock | 1,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-000941 · form4.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,976 F1 · kind: Acquired directly from issuer for director services. Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 11:32 UTC | SharpSpring, Inc. SHSP · Entity 135727 | GrantCommon stock | 2,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-011961 · form4.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,185 F1 · kind: Acquired directly from issuer for director services. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 10:30 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Disposition to issuerStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0000892712-17-000662 · edgar.xml · derivative · entry 7 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2024-03-04 F5 · kind: At the Effective Time of the Merger, outstanding options were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option.and (2) any applicable withholding amounts. F5 · price: At the Effective Time of the Merger, outstanding options were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option.and (2) any applicable withholding amounts. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 10:30 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Disposition to issuerStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0000892712-17-000662 · edgar.xml · derivative · entry 6 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2018-05-01 F4 · kind: At the Effective Time of the Merger, outstanding options to purchase shares of Issuer common stock were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option, and (2) any applicable withholding amounts, except that the Reporting Person's options with respect to 262,200 shares were rolled over to options to acquire 1,861,620 units of an affiliate of the Parent at an exercise price of $0.215 per unit. F4 · price: At the Effective Time of the Merger, outstanding options to purchase shares of Issuer common stock were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option, and (2) any applicable withholding amounts, except that the Reporting Person's options with respect to 262,200 shares were rolled over to options to acquire 1,861,620 units of an affiliate of the Parent at an exercise price of $0.215 per unit. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 10:30 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Disposition to issuerRestricted Stock · Derivative | 33,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000662 · edgar.xml · derivative · entry 5 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,000 shares Expires not disclosed F3 · derivative.exercise_price: 33,000 outstanding shares of performance-based restricted stock were cancelled in connection with the Merger. F3 · kind: 33,000 outstanding shares of performance-based restricted stock were cancelled in connection with the Merger. F3 · derivative.exercise_date: 33,000 outstanding shares of performance-based restricted stock were cancelled in connection with the Merger. F3 · derivative.expiration_date: 33,000 outstanding shares of performance-based restricted stock were cancelled in connection with the Merger. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 10:30 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Exercise / conversionRestricted Stock · Derivative | 22,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000662 · edgar.xml · derivative · entry 4 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 22,000 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 22,000 shares of performance-based restricted stock vested in connection with the Merger. F2 · kind: 22,000 shares of performance-based restricted stock vested in connection with the Merger. F2 · derivative.exercise_date: 22,000 shares of performance-based restricted stock vested in connection with the Merger. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 10:30 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Disposition to issuerCommon Stock | 13,246 | $7.10 | $94,046.60 |
DisclosureSEC source: 0000892712-17-000662 · edgar.xml · nonDerivative · entry 3 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated June 20, 2017 among the Issuer, Expedition Holdings LLC ("Parent") and Expedition Merger Sub, Inc., at the effective time (the "Effective Time") of the merger (the "Merger") contemplated under the Merger Agreement, each unvested share of restricted stock of the Issuer vested, and each share of Issuer common stock converted into the right to receive $7.10 in cash. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 10:30 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Disposition to issuerCommon Stock | 300,402 | $7.10 | $2,132,854.20 |
DisclosureSEC source: 0000892712-17-000662 · edgar.xml · nonDerivative · entry 2 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated June 20, 2017 among the Issuer, Expedition Holdings LLC ("Parent") and Expedition Merger Sub, Inc., at the effective time (the "Effective Time") of the merger (the "Merger") contemplated under the Merger Agreement, each unvested share of restricted stock of the Issuer vested, and each share of Issuer common stock converted into the right to receive $7.10 in cash. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 10:30 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Exercise / conversionCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000662 · edgar.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 18:30 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Exercise / conversionRestricted Stock · Derivative | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000585 · edgar.xml · derivative · entry 4 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 22,000 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 22,000 shares of restricted stock vest at a target 30-day volume-weighted average price per share ("VWAP") of ARI Network Services, Inc.'s common stock of $8.00 and 33,000 shares of restricted stock vest at a target VWAP of $9.00. F1 · derivative.exercise_date: 22,000 shares of restricted stock vest at a target 30-day volume-weighted average price per share ("VWAP") of ARI Network Services, Inc.'s common stock of $8.00 and 33,000 shares of restricted stock vest at a target VWAP of $9.00. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 18:30 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Tax withholdingCommon Stock | 7,700 | $7.05 | $54,285.00 |
DisclosureSEC source: 0000892712-17-000585 · edgar.xml · nonDerivative · entry 2 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,402 Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 18:30 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Exercise / conversionCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000585 · edgar.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 18:22 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Tax withholdingCommon Stock | 4,341 | $7.06 | $30,647.46 |
DisclosureSEC source: 0000892712-17-000580 · edgar.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,102 Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:02 UTC | SharpSpring, Inc. SHSP · Entity 135727 | GrantStock option (Right to buy) · Derivative | 16,000 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001493152-17-008378 · form4.xml · derivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common stock · 16,000 shares Expires 2027-07-31 F1 · derivative.exercise_date: The options vest over a 4 year period, with 25% vesting on the first anniversary of the grant date and an additional 1/48 of the original number of options vesting every month thereafter, until becoming fully vested on the fourth anniversary of the grant date. Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 14:05 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Tax withholdingCommon Stock | 13,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000549 · edgar.xml · nonDerivative · entry 2 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,443 Read SEC document |
| July 10, 2017 Filed Aug 25, 2017 15:49 UTC Amendment | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Tax withholdingCommon Stock | 11,419 | $6.99 | $79,818.81 |
DisclosureSEC source: 0000892712-17-000652 · edgar.xml · nonDerivative · entry 2 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,327 F1 · shares: Amended to properly reflect the number and price of shares withheld in respect of tax withholding, and the resulting number of shares beneficially owned by the reporting person. Read SEC document |
| June 21, 2017 Filed Jul 12, 2017 14:05 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Exercise / conversionRestricted Stock · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000549 · edgar.xml · derivative · entry 4 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,000 Underlying: Common Stock · 33,000 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 22,000 shares of restricted stock vest at a target 30-day volume-weighted average price per share ("VWAP") of ARI Network Services, Inc.'s common stock of $7.00; 22,000 shares of restricted stock vest at a target VWAP of $8.00; and 33,000 shares of restricted stock vest at a target VWAP of $9.00. F1 · derivative.exercise_date: 22,000 shares of restricted stock vest at a target 30-day volume-weighted average price per share ("VWAP") of ARI Network Services, Inc.'s common stock of $7.00; 22,000 shares of restricted stock vest at a target VWAP of $8.00; and 33,000 shares of restricted stock vest at a target VWAP of $9.00. Read SEC document |
| June 21, 2017 Filed Jul 12, 2017 14:05 UTC | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Exercise / conversionCommon Stock | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000549 · edgar.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2017 Filed Aug 25, 2017 15:49 UTC Amendment | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Exercise / conversionRestricted Stock · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000652 · edgar.xml · derivative · entry 4 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,000 Underlying: Common Stock · 33,000 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 22,000 shares of restricted stock vest at a target 30-day volume-weighted average price per share ("VWAP") of ARI Network Services, Inc.'s common stock of $7.00; 22,000 shares of restricted stock vest at a target VWAP of $8.00; and 33,000 shares of restricted stock vest at a target VWAP of $9.00. F2 · derivative.exercise_date: 22,000 shares of restricted stock vest at a target 30-day volume-weighted average price per share ("VWAP") of ARI Network Services, Inc.'s common stock of $7.00; 22,000 shares of restricted stock vest at a target VWAP of $8.00; and 33,000 shares of restricted stock vest at a target VWAP of $9.00. Read SEC document |
| June 21, 2017 Filed Aug 25, 2017 15:49 UTC Amendment | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | Exercise / conversionCommon Stock | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000652 · edgar.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2016 Filed Oct 11, 2016 16:05 UTC Amendment | ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 | GrantCommon Stock | 49,603 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-16-001933 · edgar.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,746 F1 · price: Award of Restricted Stock granted under the Amended and Restated ARI Network Services, Inc. 2010 Equity Incentive Plan. The shares of restricted stock will vest 25% beginning on 8/1/17 and on each of the 2nd through 4th anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.