Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2023 Filed Sep 22, 2023 20:35 UTC |
NURTHEN WILLIAMCFO & Secretary
|
Tax withholdingCommon Stock | 5,009 | $2.48 | $12,422.32 |
DisclosureSEC source: 0001104659-23-103218 · tm2326768-4_4seq1.xml · nonDerivative · entry 1 NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,059 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 20:35 UTC |
Hunt Shane AlanChief Revenue Officer
|
Tax withholdingCommon Stock | 931 | $2.48 | $2,308.88 |
DisclosureSEC source: 0001104659-23-103216 · tm2326768-3_4seq1.xml · nonDerivative · entry 1 Hunt Shane Alan · CIK 0001888035 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 410,503 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 17:02 UTC |
BRISTOL INVESTMENT FUND LTDSee Explanation of Responses
Bristol Capital Advisors, LLCSee Explanation of Responses
KESSLER PAUL L.See Explanation of Responses
|
SaleCommon Stock, par value $0.001 per share | 491,302 | $2.45 | $1,203,689.90 |
DisclosureSEC source: 0000921895-23-002197 · form412438rsss_09192023.xml · nonDerivative · entry 4 BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · See Explanation of Responses Bristol Capital Advisors, LLC · CIK 0001989015 · See Explanation of Responses KESSLER PAUL L. · CIK 0001113835 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bristol Investment Fund, Ltd. Disclosed balance after: 1,432,108 F1 · security: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2 · security: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 17:02 UTC |
BRISTOL INVESTMENT FUND LTDSee Explanation of Responses
Bristol Capital Advisors, LLCSee Explanation of Responses
KESSLER PAUL L.See Explanation of Responses
|
SaleCommon Stock, par value $0.001 per share | 325,000 | $2.45 | $796,250.00 |
DisclosureSEC source: 0000921895-23-002197 · form412438rsss_09192023.xml · nonDerivative · entry 3 BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · See Explanation of Responses Bristol Capital Advisors, LLC · CIK 0001989015 · See Explanation of Responses KESSLER PAUL L. · CIK 0001113835 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bristol Investment Fund, Ltd. Disclosed balance after: 1,923,410 F1 · security: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2 · security: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 17:02 UTC |
BRISTOL INVESTMENT FUND LTDSee Explanation of Responses
Bristol Capital Advisors, LLCSee Explanation of Responses
KESSLER PAUL L.See Explanation of Responses
|
SaleCommon Stock, par value $0.001 per share | 77,362 | $2.45 | $189,536.90 |
DisclosureSEC source: 0000921895-23-002197 · form412438rsss_09192023.xml · nonDerivative · entry 2 BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · See Explanation of Responses Bristol Capital Advisors, LLC · CIK 0001989015 · See Explanation of Responses KESSLER PAUL L. · CIK 0001113835 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bristol Investment Fund, Ltd. Disclosed balance after: 2,248,410 F1 · security: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2 · security: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 17:02 UTC |
BRISTOL INVESTMENT FUND LTDSee Explanation of Responses
Bristol Capital Advisors, LLCSee Explanation of Responses
KESSLER PAUL L.See Explanation of Responses
|
SaleCommon Stock, par value $0.001 per share | 256,336 | $2.45 | $628,023.20 |
DisclosureSEC source: 0000921895-23-002197 · form412438rsss_09192023.xml · nonDerivative · entry 1 BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · See Explanation of Responses Bristol Capital Advisors, LLC · CIK 0001989015 · See Explanation of Responses KESSLER PAUL L. · CIK 0001113835 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bristol Investment Fund, Ltd. Disclosed balance after: 2,325,772 F1 · security: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2 · security: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:52 UTC |
AHLBERG SCOTTChief Operating Officer
|
Tax withholdingCommon Stock | 3,343 | $2.24 | $7,488.32 |
DisclosureSEC source: 0001104659-23-073910 · tm2319504d5_4seq1.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 596,516 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:47 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 2,959 | $2.24 | $6,628.16 |
DisclosureSEC source: 0001104659-23-073906 · tm2319504d3_4seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,329,822 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:40 UTC |
OLIVIER ROY WDirector · CEO & President
|
Tax withholdingCommon Stock | 2,410 | $2.24 | $5,398.40 |
DisclosureSEC source: 0001104659-23-073903 · tm2319504d1_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 706,641 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:50 UTC |
NURTHEN WILLIAMCFO & Secretary
|
Tax withholdingCommon Stock | 2,627 | $2.24 | $5,884.48 |
DisclosureSEC source: 0001104659-23-073908 · tm2319504d4_4seq1.xml · nonDerivative · entry 1 NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,068 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:44 UTC |
Hunt Shane AlanChief Revenue Officer
|
Tax withholdingCommon Stock | 1,917 | $2.24 | $4,294.08 |
DisclosureSEC source: 0001104659-23-073904 · tm2319504d2_4seq1.xml · nonDerivative · entry 1 Hunt Shane Alan · CIK 0001888035 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,434 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 19:18 UTC |
AHLBERG SCOTTChief Operating Officer
|
Tax withholdingCommon Stock | 3,595 | $2.02 | $7,261.90 |
DisclosureSEC source: 0001104659-23-035208 · tm2310218-3_4seq1.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 599,859 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 19:17 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 3,609 | $2.02 | $7,290.18 |
DisclosureSEC source: 0001104659-23-035206 · tm2310218-1_4seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,332,781 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 19:17 UTC |
OLIVIER ROY WDirector · CEO & President
|
Tax withholdingCommon Stock | 2,582 | $2.02 | $5,215.64 |
DisclosureSEC source: 0001104659-23-035207 · tm2310218-2_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 709,051 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 23:18 UTC |
NURTHEN WILLIAMCFO & Secretary
|
Tax withholdingCommon Stock | 2,999 | $2.02 | $6,057.98 |
DisclosureSEC source: 0001104659-23-035209 · tm2310218-4_4seq1.xml · nonDerivative · entry 1 NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,695 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 15:00 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
Exercise / conversionOptions (right to buy) · Derivative | 32,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001104659-23-019584 · tm236634-1_4.xml · derivative · entry 3 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2023-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The underlying shares vest 33% on the first anniversary of the date of grant and 1/12th of the underlying shares on the last day of each quarter beginning on March 31, 2014 until fully vested. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 15:00 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 17,468 | $2.29 | $40,001.72 |
DisclosureSEC source: 0001104659-23-019584 · tm236634-1_4.xml · nonDerivative · entry 2 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,336,390 F1 · kind: The reporting person sold these shares to the Registrant to pay the exercise price of options issued in accordance with Rule 16b-3. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 15:00 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
Exercise / conversionCommon Stock | 32,000 | $1.25 | $40,000.00 |
DisclosureSEC source: 0001104659-23-019584 · tm236634-1_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,353,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2023 Filed Feb 7, 2023 14:59 UTC |
AHLBERG SCOTTChief Operating Officer
|
Exercise / conversionOptions (right to buy) · Derivative | 25,600 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001104659-23-011683 · tm235808-1_4seq1.xml · derivative · entry 3 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,600 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The underlying shares vest 33% on the first anniversary of the date of grant and 1/12th of the underlying shares on the last day of each quarter beginning on March 31, 2014 until fully vested. Read SEC document |
| February 01, 2023 Filed Feb 7, 2023 14:59 UTC |
AHLBERG SCOTTChief Operating Officer
|
Tax withholdingCommon Stock | 13,085 | $2.25 | $29,441.25 |
DisclosureSEC source: 0001104659-23-011683 · tm235808-1_4seq1.xml · nonDerivative · entry 2 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,454 F1 · kind: The reporting person sold these shares to the Registrant to pay the exercise price of options issued in accordance with Rule 16b-3. Read SEC document |
| February 01, 2023 Filed Feb 7, 2023 14:59 UTC |
AHLBERG SCOTTChief Operating Officer
|
Exercise / conversionCommon Stock | 25,600 | $1.15 | $29,440.00 |
DisclosureSEC source: 0001104659-23-011683 · tm235808-1_4seq1.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2023 Filed Jan 17, 2023 21:52 UTC |
MCPEAK MERRILL ADirector
|
Exercise / conversionOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001104659-23-004393 · tm233750d1_4.xml · derivative · entry 2 MCPEAK MERRILL A · CIK 0001210317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2023 Filed Jan 17, 2023 21:52 UTC |
MCPEAK MERRILL ADirector
|
Exercise / conversionCommon Stock | 50,000 | $1.15 | $57,500.00 |
DisclosureSEC source: 0001104659-23-004393 · tm233750d1_4.xml · nonDerivative · entry 1 MCPEAK MERRILL A · CIK 0001210317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2023 Filed Jan 11, 2023 17:06 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
GiftCommon Stock | 34,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-003097 · tm233208-1_4seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,321,858 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 14:47 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001367 · tm232298-1_4seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,355,858 Read SEC document |
| January 03, 2023 Filed Aug 25, 2023 21:18 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
GiftCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095467 · tm2324925-1_5seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,321,322 Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 16:28 UTC |
AHLBERG SCOTTChief Operating Officer
|
Tax withholdingCommon Stock | 3,347 | $1.90 | $6,359.30 |
DisclosureSEC source: 0001104659-22-129535 · tm2233380-2_4seq1.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,230 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 16:27 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 3,261 | $1.90 | $6,195.90 |
DisclosureSEC source: 0001104659-22-129534 · tm2233380-1_4seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,363,358 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:29 UTC |
NURTHEN WILLIAMCFO & Secretary
|
Tax withholdingCommon Stock | 9,533 | $1.90 | $18,112.70 |
DisclosureSEC source: 0001104659-22-129536 · tm2233380-3_4seq1.xml · nonDerivative · entry 1 NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,694 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 14:36 UTC |
Robin Eugene VladDirector
|
GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001104659-22-125781 · tm2232125-2_4seq1.xml · derivative · entry 1 Robin Eugene Vlad · CIK 0001714028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-12-07 Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 14:37 UTC |
Regazzi John JDirector
|
GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001104659-22-125782 · tm2232125-3_4seq1.xml · derivative · entry 1 Regazzi John J · CIK 0001416849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-12-07 Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 14:38 UTC |
MCPEAK MERRILL ADirector
|
GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001104659-22-125783 · tm2232125-4_4seq1.xml · derivative · entry 1 MCPEAK MERRILL A · CIK 0001210317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-12-07 Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 19:34 UTC |
Cooperman Barbara J.Director
|
GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001104659-22-125779 · tm2232125-1_4seq1.xml · derivative · entry 1 Cooperman Barbara J. · CIK 0001912456 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-12-07 Read SEC document |
| November 10, 2022 Filed Jan 3, 2023 16:02 UTC |
AHLBERG SCOTTChief Operating Officer
|
Exercise / conversionOptions (right to buy) · Derivative | 8,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001104659-23-000331 · tm231482-1_4seq1.xml · derivative · entry 5 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2022-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Jan 3, 2023 16:02 UTC |
AHLBERG SCOTTChief Operating Officer
|
Exercise / conversionOptions (right to buy) · Derivative | 66,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001104659-23-000331 · tm231482-1_4seq1.xml · derivative · entry 4 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,500 shares Expires 2022-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Jan 3, 2023 16:02 UTC |
AHLBERG SCOTTChief Operating Officer
|
Tax withholdingCommon Stock | 58,291 | $1.93 | $112,501.63 |
DisclosureSEC source: 0001104659-23-000331 · tm231482-1_4seq1.xml · nonDerivative · entry 3 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,939 F1 · kind: The reporting person sold these shares to the Registrant to pay the exercise price of options issued in accordance with Rule 16b-3. Read SEC document |
| November 10, 2022 Filed Jan 3, 2023 16:02 UTC |
AHLBERG SCOTTChief Operating Officer
|
Exercise / conversionCommon Stock | 8,500 | $1.50 | $12,750.00 |
DisclosureSEC source: 0001104659-23-000331 · tm231482-1_4seq1.xml · nonDerivative · entry 2 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Jan 3, 2023 16:02 UTC |
AHLBERG SCOTTChief Operating Officer
|
Exercise / conversionCommon Stock | 66,500 | $1.50 | $99,750.00 |
DisclosureSEC source: 0001104659-23-000331 · tm231482-1_4seq1.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 18:42 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-114078 · tm2229587-2_4seq1.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,577 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 20% of the RSAs vest on the trading day on which the 30-day volume-weighted average price of the Registrant's common stock, as quoted on the Nasdaq Capital Market, equals or exceeds $3.00, $3.75, $4.50, $5.25 and $6.00, subject to acceleration upon the consummation of a change of control transaction based on the per share price attributable to the Registrant's common stock for purposes of such transaction. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 18:41 UTC |
OLIVIER ROY WDirector · CEO & President
|
GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-114077 · tm2229587-1_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,633 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 20% of the RSAs vest on the trading day on which the 30-day volume-weighted average price of the Registrant's common stock, as quoted on the Nasdaq Capital Market, equals or exceeds $3.00, $3.75, $4.50, $5.25 and $6.00, subject to acceleration upon the consummation of a change of control transaction based on the per share price attributable to the Registrant's common stock for purposes of such transaction. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 22:42 UTC |
NURTHEN WILLIAMCFO & Secretary
|
GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-114080 · tm2229587-4_4seq1.xml · nonDerivative · entry 1 NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,227 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 20% of the RSAs vest on the trading day on which the 30-day volume-weighted average price of the Registrant's common stock, as quoted on the Nasdaq Capital Market, equals or exceeds $3.00, $3.75, $4.50, $5.25 and $6.00, subject to acceleration upon the consummation of a change of control transaction based on the per share price attributable to the Registrant's common stock for purposes of such transaction. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 22:42 UTC |
Hunt Shane AlanChief Revenue Officer
|
GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-114079 · tm2229587-3_4seq1.xml · nonDerivative · entry 1 Hunt Shane Alan · CIK 0001888035 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,351 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 20% of the RSAs vest on the trading day on which the 30-day volume-weighted average price of the Registrant's common stock, as quoted on the Nasdaq Capital Market, equals or exceeds $3.00, $3.75, $4.50, $5.25 and $6.00, subject to acceleration upon the consummation of a change of control transaction based on the per share price attributable to the Registrant's common stock for purposes of such transaction. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 17:15 UTC |
AHLBERG SCOTTChief Operating Officer
|
Tax withholdingCommon Stock | 4,929 | $1.87 | $9,217.23 |
DisclosureSEC source: 0001104659-22-102378 · tm2226496-1_4seq1.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,577 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 17:16 UTC |
Derycz PeterDirector · Chief Operating Officer · 10% owner
|
Tax withholdingCommon Stock | 4,730 | $1.87 | $8,845.10 |
DisclosureSEC source: 0001104659-22-102383 · tm2226496-2_4seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,366,619 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 20:02 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 29,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-093483 · tm2224322-4_4seq1.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,691 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 19, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2023 until fully vested. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 20:02 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
GrantCommon Stock | 34,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-093482 · tm2224322-3_4seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,371,349 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 19, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2023 until fully vested. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 20:04 UTC |
OLIVIER ROY WDirector · CEO & President
|
GrantCommon Stock | 79,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-093484 · tm2224322-5_4seq1.xml · nonDerivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,631 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 19, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2023 until fully vested. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 00:01 UTC |
NURTHEN WILLIAMCFO & Secretary
|
GrantCommon Stock | 23,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-093481 · tm2224322-2_4seq1.xml · nonDerivative · entry 1 NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,337 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 19, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2023 until fully vested. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 23:59 UTC |
Hunt Shane AlanChief Revenue Officer
|
GrantCommon Stock | 5,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-093480 · tm2224322-1_4seq1.xml · nonDerivative · entry 1 Hunt Shane Alan · CIK 0001888035 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,320 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 19, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2023 until fully vested. Read SEC document |
| August 19, 2022 Filed Aug 29, 2022 21:21 UTC Amendment |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 28,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-095751 · tm2224774-3_4aseq1.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,506 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 19, 2023 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2023 until fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.