Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2018 Filed Dec 21, 2018 18:46 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Disposition to issuerCommon Stock | 5,500 | $2.41 | $13,255.00 |
DisclosureSEC source: 0001144204-18-066111 · tv509774_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,696,621 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 23:38 UTC |
Nissan MarcChief Technology Officer
|
Disposition to issuerCommon Stock | 2,100 | $2.41 | $5,061.00 |
DisclosureSEC source: 0001144204-18-066106 · tv509772_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,639 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 23:35 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Disposition to issuerCommon Stock | 4,100 | $2.41 | $9,881.00 |
DisclosureSEC source: 0001144204-18-066104 · tv509765_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,279 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 20:48 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 3,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-060345 · tv507461_form4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,652 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 13, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2019 until fully vested. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:02 UTC |
Regazzi John JDirector
|
GrantOption to purchase common stock · Derivative | 100,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001144204-18-060357 · tv507467_4.xml · derivative · entry 1 Regazzi John J · CIK 0001416849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-11-12 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 20:56 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 4,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-060354 · tv507464_form4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,702,121 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 13, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2019 until fully vested. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:02 UTC |
MCPEAK MERRILL ADirector
|
GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001144204-18-060358 · tv507468_4.xml · derivative · entry 1 MCPEAK MERRILL A · CIK 0001210317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-11-12 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:00 UTC |
OLIVIER ROY WDirector
|
GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001144204-18-060355 · tv507460_4.xml · derivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-11-12 Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 02:01 UTC |
COOPER CHAD J.Director
|
GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001144204-18-060356 · tv507466_4.xml · derivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-11-12 Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 01:53 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 3,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-060352 · tv507463_form4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,379 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 13, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2019 until fully vested. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 01:50 UTC |
Nissan MarcChief Technology Officer
|
GrantCommon Stock | 8,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-060347 · tv507462_form4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,739 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 13, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2019 until fully vested. Read SEC document |
| September 20, 2018 Filed Sep 25, 2018 20:40 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 7,700 | $2.20 | $16,940.00 |
DisclosureSEC source: 0001144204-18-050798 · tv503523_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,182 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2018 Filed Sep 25, 2018 20:40 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Disposition to issuerCommon Stock | 10,700 | $2.20 | $23,540.00 |
DisclosureSEC source: 0001144204-18-050797 · tv503522_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,697,444 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2018 Filed Sep 26, 2018 00:39 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Disposition to issuerCommon Stock | 8,100 | $2.20 | $17,820.00 |
DisclosureSEC source: 0001144204-18-050796 · tv503521_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,909 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2018 Filed Sep 26, 2018 00:36 UTC |
Nissan MarcChief Technology Officer
|
Disposition to issuerCommon Stock | 7,700 | $2.20 | $16,940.00 |
DisclosureSEC source: 0001144204-18-050793 · tv503520_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,269 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 12:53 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 29,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-043881 · tv500743_form4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,882 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 9, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2019 until fully vested. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 12:51 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 40,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-043879 · tv500741_form4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,708,144 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 9, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2019 until fully vested. Read SEC document |
| August 09, 2018 Filed Aug 14, 2018 01:45 UTC |
Nissan MarcChief Technology Officer
|
GrantCommon Stock | 29,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001749233-18-000002 · primary_doc.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,969 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 9, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2019 until fully vested. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 16:52 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 29,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-043880 · tv500742_form4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,009 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 9, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2019 until fully vested. Read SEC document |
| July 03, 2018 Filed Aug 14, 2018 18:17 UTC |
Georgel YohannChief Marketing Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001749239-18-000002 · primary_doc.xml · derivative · entry 1 Georgel Yohann · CIK 0001749239 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2028-07-03 F1 · derivative.exercise_date: 1/3rd vests on June 11, 2019, and 1/12th vests on the last day of each quarter commencing June 30, 2019. Read SEC document |
| July 03, 2018 Filed Aug 22, 2018 01:51 UTC |
van Erkel RogierChief Sales Officer
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001749243-18-000002 · primary_doc.xml · derivative · entry 1 van Erkel Rogier · CIK 0001749243 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2028-07-03 F1 · derivative.exercise_date: 1/3 vests on July 2, 2019, and 1/12th vests on the last day of each quarter commencing September 30, 2019. Immediate vesting upon change in control. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 16:41 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 4,300 | $1.73 | $7,439.00 |
DisclosureSEC source: 0001144204-18-035405 · tv497071_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,953 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 16:21 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Disposition to issuerCommon Stock | 5,550 | $1.73 | $9,601.50 |
DisclosureSEC source: 0001144204-18-035386 · tv497073_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667,804 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 20:43 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Disposition to issuerCommon Stock | 4,200 | $1.73 | $7,266.00 |
DisclosureSEC source: 0001144204-18-035408 · tv497072_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,080 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| May 10, 2018 Filed May 11, 2018 17:57 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 8,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-027723 · tv493903_form4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,253 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 10, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2019 until fully vested. Read SEC document |
| May 10, 2018 Filed May 11, 2018 17:58 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 11,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-027725 · tv493904_form4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,673,354 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 10, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2019 until fully vested. Read SEC document |
| May 10, 2018 Filed May 11, 2018 21:59 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 8,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-027727 · tv493905_form4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,280 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 10, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2019 until fully vested. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 21:30 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 6,150 | $1.29 | $7,933.50 |
DisclosureSEC source: 0001144204-18-016511 · tv489351_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,858 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 21:29 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Disposition to issuerCommon Stock | 7,750 | $1.29 | $9,997.50 |
DisclosureSEC source: 0001144204-18-016510 · tv489350_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662,039 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:30 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Disposition to issuerCommon Stock | 5,850 | $1.29 | $7,546.50 |
DisclosureSEC source: 0001144204-18-016512 · tv489352_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,885 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 02:37 UTC |
COOPER CHAD J.Director
|
PurchaseCommon Stock | 400 | $1.23 | $490.00 |
DisclosureSEC source: 0001144204-18-011418 · tv487341_4.xml · nonDerivative · entry 3 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 26,500 Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 02:37 UTC |
COOPER CHAD J.Director
|
PurchaseCommon Stock | 5,100 | $1.25 | $6,374.49 |
DisclosureSEC source: 0001144204-18-011418 · tv487341_4.xml · nonDerivative · entry 2 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 26,100 Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 02:37 UTC |
COOPER CHAD J.Director
|
PurchaseCommon Stock | 3,217 | $1.25 | $4,021.25 |
DisclosureSEC source: 0001144204-18-011418 · tv487341_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 21,000 Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 02:15 UTC |
COOPER CHAD J.Director
|
PurchaseCommon Stock | 3,000 | $1.20 | $3,600.00 |
DisclosureSEC source: 0001144204-18-011012 · tv487177_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 17,783 Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:50 UTC |
Regazzi John JDirector
|
PurchaseCommon stock | 25,000 | $1.25 | $31,160.00 |
DisclosureSEC source: 0001144204-18-011423 · tv487342_4.xml · nonDerivative · entry 1 Regazzi John J · CIK 0001416849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 100,000 Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 22:53 UTC |
COOPER CHAD J.Director
|
PurchaseCommon Stock | 100 | $1.20 | $119.50 |
DisclosureSEC source: 0001144204-18-010305 · tv486859_4.xml · nonDerivative · entry 3 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Do Capital Management Disclosed balance after: 323,000 Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 22:53 UTC |
COOPER CHAD J.Director
|
PurchaseCommon Stock | 7,400 | $1.20 | $8,880.00 |
DisclosureSEC source: 0001144204-18-010305 · tv486859_4.xml · nonDerivative · entry 2 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Do Capital Management Disclosed balance after: 322,900 Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 22:53 UTC |
COOPER CHAD J.Director
|
PurchaseCommon Stock | 3,283 | $1.20 | $3,939.60 |
DisclosureSEC source: 0001144204-18-010305 · tv486859_4.xml · nonDerivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 14,783 Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 19:19 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 9,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-007432 · tv485749_form4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,008 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 8, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2019 until fully vested. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 19:18 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 12,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-007430 · tv485748_form4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,669,789 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 8, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2019 until fully vested. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 19:20 UTC |
OLIVIER ROY WDirector
|
GrantOption to purchase common stock · Derivative | 65,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001144204-18-007433 · tv485750_form4.xml · derivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2028-02-07 Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 00:17 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 9,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-007429 · tv485747_form4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,735 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 8, 2019 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2019 until fully vested. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 17:19 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GiftCommon Stock | 46,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-000279 · tv482465_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,657,604 Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 17:13 UTC |
Palmer Ian RSee Remarks
|
Disposition to issuerCommon Stock | 4,250 | $1.21 | $5,142.50 |
DisclosureSEC source: 0001144204-17-065144 · tv482012_form4.xml · nonDerivative · entry 1 Palmer Ian R · CIK 0001685263 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,586 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 17:13 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 5,750 | $1.21 | $6,957.50 |
DisclosureSEC source: 0001144204-17-065147 · tv482013_form4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,978 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 17:14 UTC |
PETERSON JANICE MDirector · See Remarks
|
Disposition to issuerCommon Stock | 30,000 | $1.21 | $36,300.00 |
DisclosureSEC source: 0001144204-17-065150 · tv482014_form4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,847 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 17:12 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Disposition to issuerCommon Stock | 7,000 | $1.21 | $8,470.00 |
DisclosureSEC source: 0001144204-17-065142 · tv482011_form4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,703,604 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 22:11 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Disposition to issuerCommon Stock | 5,300 | $1.21 | $6,413.00 |
DisclosureSEC source: 0001144204-17-065140 · tv482010_form4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,705 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:10 UTC |
12 West Capital Management LP10% owner
|
SaleCommon Stock, par value $0.001 | 130,000 | $1.19 | $154,700.00 |
DisclosureSEC source: 0000905718-17-001006 · westcap12_fm4jul2913.xml · nonDerivative · entry 2 12 West Capital Management LP · CIK 0001540531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,091,000 F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person. F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. F3 · ownership.nature: This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 21, 2017 Filed Dec 1, 2017 12:27 UTC |
Palmer Ian RSee Remarks
|
GrantCommon Stock | 8,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-061830 · tv480544_form4.xml · nonDerivative · entry 1 Palmer Ian R · CIK 0001685263 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,836 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 21, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2018 until fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.