Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Research Solutions, Inc.RSSS · Entity 6984 | See Explanation of Responses | August 16, 2023 | August 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Research Solutions, Inc.
Report date August 16, 2023 · Filed August 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,200 |
Reported balance
Holding disclosure · report date 2023-08-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,200 F1: The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2017 Filed Dec 22, 2017 17:14 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Disposition to issuerCommon Stock | 30,000 | $1.21 | $36,300.00 |
DisclosureSEC source: 0001144204-17-065150 · tv482014_form4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,847 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| November 21, 2017 Filed Dec 1, 2017 12:29 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 8,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-061832 · tv480545_form4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,847 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 21, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2018 until fully vested. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantOptions (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 8 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2022-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantOptions (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 7 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantOptions (right to buy) · Derivative | 18,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 6 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Common Stock · 18,500 shares Expires 2022-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantOptions (right to buy) · Derivative | 66,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 5 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,500 Underlying: Common Stock · 66,500 shares Expires 2022-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Disposition to issuerOptions (right to buy) · Derivative | 40,000 | Not disclosed Strike: $1.02 | Not disclosed |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 4 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2020-07-27 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. F2 · derivative.exercise_date: The options vest at 1/12th of the total options on the last day of each calendar quarter starting with the calendar quarter ending September 30, 2010. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Disposition to issuerOptions (right to buy) · Derivative | 75,000 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 3 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2019-05-28 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Disposition to issuerOptions (right to buy) · Derivative | 18,500 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 2 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,500 shares Expires 2017-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Disposition to issuerOptions (right to buy) · Derivative | 66,500 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,500 shares Expires 2017-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 18:34 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Disposition to issuerCommon Stock | 6,400 | $1.14 | $7,296.00 |
DisclosureSEC source: 0001144204-17-049118 · v475617_4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,711 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 17:25 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 47,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044806 · v473912_form4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,111 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 22, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2018 until fully vested. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 19:24 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Disposition to issuerCommon Stock | 18,000 | $1.00 | $18,000.00 |
DisclosureSEC source: 0001144204-17-033698 · v469512_4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,282 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:54 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 10,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-027701 · v467113_form4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,282 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 11, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2018 until fully vested. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:37 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 8,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-009908 · v459912_4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,822 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 16, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2018 until fully vested. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 16:01 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Disposition to issuerCommon Stock | 10,200 | $1.03 | $10,506.00 |
DisclosureSEC source: 0001144204-16-140956 · v455627_4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,343 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 15:57 UTC | Research Solutions, Inc. RSSS · Entity 6984 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-136337 · v453858_4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,543 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 21, 2017 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2017 until fully vested. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 18:43 UTC | Research Solutions, Inc. RSSS · Entity 6984 | Disposition to issuerCommon Stock | 4,000 | $1.04 | $4,160.00 |
DisclosureSEC source: 0001144204-16-124943 · v449240_4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,543 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.