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REGAL REXNORD CORP

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2107
SEC CIK
0000082811
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662

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 2026018
Mar 202600
Apr 202600
May 2026010
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2017 Filed May 11, 2017 22:46 UTC
COLVIN TERRY RVP/Human Resources
GrantCommon Stock 1,675 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000074 · wf-form4_149454274554843.xml · nonDerivative · entry 1

COLVIN TERRY R · CIK 0001201796 · VP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,624

F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2013 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:45 UTC
Avampato JohnVP & Chief Information Officer
GrantStock Appreciation Rights · Derivative 4,450 $0.00 Strike: $80.70 $0.00
Disclosure

SEC source: 0000082811-17-000073 · wf-form4_149454272722850.xml · derivative · entry 3

Avampato John · CIK 0001490604 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

Underlying: Common Stock · 4,450 shares

Expires 2027-05-10

F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:45 UTC
Avampato JohnVP & Chief Information Officer
GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000073 · wf-form4_149454272722850.xml · nonDerivative · entry 1

Avampato John · CIK 0001490604 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,034

F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2013 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:38 UTC GrantCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000065 · wf-form4_149454229815469.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,024

F1 · shares: Restricted shares granted to the reporting person under the 2013 Equity Incentive Plan. Restricted Shares are non-transferable until 5/10/2018.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:01 UTC GrantCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000063 · wf-form4_149454006122856.xml · nonDerivative · entry 1

WARNER JANE L · CIK 0001157335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,721

F1 · shares: Restricted shares granted to the reporting person under the 2013 Equity Incentive Plan. Restricted Shares are non-transferable until 5/10/2018.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:00 UTC GrantCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000062 · wf-form4_149454004142901.xml · nonDerivative · entry 1

STOELTING CURTIS W · CIK 0001193424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,024

F1 · shares: Restricted shares granted to the reporting person under the 2013 Equity Incentive Plan. Restricted Shares are non-transferable until 5/10/2018.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:00 UTC GrantCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000061 · wf-form4_149454002331605.xml · nonDerivative · entry 1

KNUEPPEL HENRY W · CIK 0001210925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,326

F1 · shares: Restricted shares granted to the reporting person under the 2013 Equity Incentive Plan. Restricted Shares are non-transferable until 5/10/2018.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:00 UTC
FOATE DEAN ADirector
GrantCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000060 · wf-form4_149454000577895.xml · nonDerivative · entry 1

FOATE DEAN A · CIK 0001223189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,424

F1 · shares: Restricted shares granted to the reporting person under the 2013 Equity Incentive Plan. Restricted Shares are non-transferable until 5/10/2018.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:00 UTC GrantCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000059 · wf-form4_149453998804379.xml · nonDerivative · entry 1

FISCHER THOMAS J · CIK 0001231566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,749

F1 · shares: Restricted shares granted to the reporting person under the 2013 Equity Incentive Plan. Restricted Shares are non-transferable until 5/10/2018.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:59 UTC GrantCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000058 · wf-form4_149453996989652.xml · nonDerivative · entry 1

DOERR CHRISTOPHER L · CIK 0001183642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,352

F1 · shares: Restricted shares granted to the reporting person under the 2013 Equity Incentive Plan. Restricted Shares are non-transferable until 5/10/2018.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:59 UTC
CHAIBI ANESADirector
GrantCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000057 · wf-form4_149453995225792.xml · nonDerivative · entry 1

CHAIBI ANESA · CIK 0001579752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,326

F1 · shares: Restricted shares granted to the reporting person under the 2013 Equity Incentive Plan. Restricted Shares are non-transferable until 5/10/2018.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:59 UTC GrantCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000056 · wf-form4_149453993142479.xml · nonDerivative · entry 1

Burt Stephen M · CIK 0001497495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,024

F1 · shares: Restricted shares granted to the reporting person under the 2013 Equity Incentive Plan. Restricted Shares are non-transferable until 5/10/2018.

Read SEC document
May 10, 2017 Filed Dec 15, 2017 23:10 UTC Amendment
Lazzerini Robert A.Chief Accounting Officer
GrantStock Appreciation Rights · Derivative 1,084 $0.00 Strike: $80.70 $0.00
Disclosure

SEC source: 0000082811-17-000123 · wf-form4a_151337942842452.xml · derivative · entry 1

Lazzerini Robert A. · CIK 0001703274 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Common Stock · 1,084 shares

Expires 2027-05-10

F1 · shares: This amended Form 4 is being filed to correct an error in the calculation of the number of Stock Appreciation Rights ("SARs") awarded to the reporting person May 10, 2017. The original Form 4 filed on May 11, 2017 reported 1,093 SARs awarded.

F2 · derivative.exercise_date: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.

Read SEC document
May 07, 2017 Filed May 9, 2017 23:19 UTC
COLVIN TERRY RVP/Human Resources
Tax withholdingCommon Stock 555 $83.00 $46,065.00
Disclosure

SEC source: 0000082811-17-000039 · wf-form4_149437197862861.xml · nonDerivative · entry 2

COLVIN TERRY R · CIK 0001201796 · VP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,949

Read SEC document
May 07, 2017 Filed May 9, 2017 23:19 UTC
COLVIN TERRY RVP/Human Resources
GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000039 · wf-form4_149437197862861.xml · nonDerivative · entry 1

COLVIN TERRY R · CIK 0001201796 · VP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,504

F1 · shares: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan.

Read SEC document
May 07, 2017 Filed May 9, 2017 23:21 UTC
Schlemmer Jonathan JChief Operating Officer
Tax withholdingCommon Stock 1,731 $83.00 $143,673.00
Disclosure

SEC source: 0000082811-17-000043 · wf-form4_149437205080736.xml · nonDerivative · entry 2

Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,094

Read SEC document
May 07, 2017 Filed May 9, 2017 23:21 UTC
Schlemmer Jonathan JChief Operating Officer
GrantCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000043 · wf-form4_149437205080736.xml · nonDerivative · entry 1

Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,825

F1 · shares: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan.

Read SEC document
May 07, 2017 Filed May 9, 2017 23:20 UTC
Lazzerini Robert A.Chief Accounting Officer
Tax withholdingCommon Stock 55 $83.00 $4,565.00
Disclosure

SEC source: 0000082811-17-000042 · wf-form4_149437203352223.xml · nonDerivative · entry 1

Lazzerini Robert A. · CIK 0001703274 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

Read SEC document
May 07, 2017 Filed May 9, 2017 23:20 UTC
Hinrichs Charles AVice President - CFO
Tax withholdingCommon Stock 1,481 $83.00 $122,923.00
Disclosure

SEC source: 0000082811-17-000041 · wf-form4_149437201617267.xml · nonDerivative · entry 2

Hinrichs Charles A · CIK 0001502371 · Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,347

Read SEC document
May 07, 2017 Filed May 9, 2017 23:20 UTC
Hinrichs Charles AVice President - CFO
GrantCommon Stock 9 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000041 · wf-form4_149437201617267.xml · nonDerivative · entry 1

Hinrichs Charles A · CIK 0001502371 · Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,828

F1 · shares: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan.

Read SEC document
May 07, 2017 Filed May 9, 2017 23:20 UTC
Gliebe Mark JosephDirector · President & CEO
Tax withholdingCommon Stock 9,547 $83.00 $792,401.00
Disclosure

SEC source: 0000082811-17-000040 · wf-form4_149437199638702.xml · nonDerivative · entry 2

Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,012

Read SEC document
May 07, 2017 Filed May 9, 2017 23:20 UTC
Gliebe Mark JosephDirector · President & CEO
GrantCommon Stock 38 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000040 · wf-form4_149437199638702.xml · nonDerivative · entry 1

Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,559

F1 · shares: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan.

Read SEC document
May 07, 2017 Filed May 9, 2017 23:19 UTC
Avampato JohnVP & Chief Information Officer
Tax withholdingCommon Stock 421 $83.00 $34,943.00
Disclosure

SEC source: 0000082811-17-000038 · wf-form4_149437195662504.xml · nonDerivative · entry 2

Avampato John · CIK 0001490604 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,784

Read SEC document
May 07, 2017 Filed May 9, 2017 23:19 UTC
Avampato JohnVP & Chief Information Officer
GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000038 · wf-form4_149437195662504.xml · nonDerivative · entry 1

Avampato John · CIK 0001490604 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,205

F1 · shares: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:55 UTC SaleCommon Stock 12,172 $76.00 $925,072.00
Disclosure

SEC source: 0000082811-17-000019 · wf-form4_148857814054498.xml · nonDerivative · entry 1

KNUEPPEL HENRY W · CIK 0001210925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 149,051

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:53 UTC
Gliebe Mark JosephDirector · President & CEO
Exercise / conversionStock Appreciation Rights · Derivative 35,000 $0.00 Strike: $42.28 $0.00
Disclosure

SEC source: 0000082811-17-000013 · wf-form4_148832597709935.xml · derivative · entry 4

Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:53 UTC
Gliebe Mark JosephDirector · President & CEO
Tax withholdingCommon Stock 25,865 $75.30 $1,947,634.50
Disclosure

SEC source: 0000082811-17-000013 · wf-form4_148832597709935.xml · nonDerivative · entry 2

Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,521

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:53 UTC
Gliebe Mark JosephDirector · President & CEO
Exercise / conversionCommon Stock 35,000 $42.28 $1,479,800.00
Disclosure

SEC source: 0000082811-17-000013 · wf-form4_148832597709935.xml · nonDerivative · entry 1

Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:21 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 7,000 $0.00 Strike: $53.93 $0.00
Disclosure

SEC source: 0000082811-17-000011 · wf-form4_148832410270713.xml · derivative · entry 3

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2017-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 3,000 shares are immediately exercisable, and the remainder of the Grant will become exercisable on the date of the 2008 Annual Shareholders Meeting as long as the Grantee remains a Director of the Company at that time.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:21 UTC SaleCommon Stock 7,000 $74.78 $523,460.70
Disclosure

SEC source: 0000082811-17-000011 · wf-form4_148832410270713.xml · nonDerivative · entry 2

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,475

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:21 UTC Exercise / conversionCommon Stock 7,000 $53.93 $377,510.00
Disclosure

SEC source: 0000082811-17-000011 · wf-form4_148832410270713.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:32 UTC SaleCommon Stock 25,000 $75.05 $1,876,290.00
Disclosure

SEC source: 0000082811-17-000009 · wf-form4_148702516446671.xml · nonDerivative · entry 1

KNUEPPEL HENRY W · CIK 0001210925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 161,223

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $75.00 to $75.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
January 01, 2017 Filed Feb 11, 2017 00:15 UTC
Valentyn Thomas EVP General Counsel & Secretary
Tax withholdingCommon Stock 78 $69.25 $5,401.50
Disclosure

SEC source: 0000082811-17-000007 · wf-form4_148677211615324.xml · nonDerivative · entry 1

Valentyn Thomas E · CIK 0001415551 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,552

Read SEC document
December 23, 2016 Filed Dec 30, 2016 15:18 UTC GiftCommon Stock 894 $0.00 $0.00
Disclosure

SEC source: 0000082811-16-000218 · wf-form4_148311107832398.xml · nonDerivative · entry 1

DOERR CHRISTOPHER L · CIK 0001183642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,803

Read SEC document
November 17, 2016 Filed Nov 18, 2016 23:02 UTC GiftCommon Stock 5,832 $0.00 $0.00
Disclosure

SEC source: 0000082811-16-000216 · wf-form4_147951012594167.xml · nonDerivative · entry 1

KNUEPPEL HENRY W · CIK 0001210925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 186,223

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:00 UTC
Avampato JohnVP & Chief Information Officer
Exercise / conversionStock Appreciation Rights · Derivative 6,000 $0.00 Strike: $42.28 $0.00
Disclosure

SEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · derivative · entry 8

Avampato John · CIK 0001490604 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rigths (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:00 UTC
Avampato JohnVP & Chief Information Officer
Exercise / conversionStock Appreciation Rights · Derivative 2,500 $0.00 Strike: $44.12 $0.00
Disclosure

SEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · derivative · entry 7

Avampato John · CIK 0001490604 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rigths (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:00 UTC
Avampato JohnVP & Chief Information Officer
Tax withholdingCommon Stock 4,395 $69.10 $303,694.50
Disclosure

SEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · nonDerivative · entry 5

Avampato John · CIK 0001490604 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,202

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:00 UTC
Avampato JohnVP & Chief Information Officer
SaleCommon Stock 626 $69.26 $43,358.39
Disclosure

SEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · nonDerivative · entry 4

Avampato John · CIK 0001490604 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,597

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.25 to $69.325. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:00 UTC
Avampato JohnVP & Chief Information Officer
Tax withholdingCommon Stock 1,874 $69.25 $129,774.50
Disclosure

SEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · nonDerivative · entry 3

Avampato John · CIK 0001490604 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,223

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:00 UTC
Avampato JohnVP & Chief Information Officer
Exercise / conversionCommon Stock 6,000 $42.28 $253,680.00
Disclosure

SEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · nonDerivative · entry 2

Avampato John · CIK 0001490604 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:00 UTC
Avampato JohnVP & Chief Information Officer
Exercise / conversionCommon Stock 2,500 $44.12 $110,300.00
Disclosure

SEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · nonDerivative · entry 1

Avampato John · CIK 0001490604 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 20:00 UTC
COLVIN TERRY RVP/Human Resources
Exercise / conversionStock Appreciation Rights · Derivative 7,500 $0.00 Strike: $44.12 $0.00
Disclosure

SEC source: 0000082811-16-000214 · wf-form4_147932641670330.xml · derivative · entry 4

COLVIN TERRY R · CIK 0001201796 · VP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 20:00 UTC
COLVIN TERRY RVP/Human Resources
Tax withholdingCommon Stock 5,646 $68.80 $388,444.80
Disclosure

SEC source: 0000082811-16-000214 · wf-form4_147932641670330.xml · nonDerivative · entry 2

COLVIN TERRY R · CIK 0001201796 · VP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

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November 14, 2016 Filed Nov 16, 2016 20:00 UTC
COLVIN TERRY RVP/Human Resources
Exercise / conversionCommon Stock 7,500 $44.12 $330,900.00
Disclosure

SEC source: 0000082811-16-000214 · wf-form4_147932641670330.xml · nonDerivative · entry 1

COLVIN TERRY R · CIK 0001201796 · VP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2016 Filed Nov 10, 2016 22:14 UTC
Schlemmer Jonathan JChief Operating Officer
Exercise / conversionStock Appreciation Rights · Derivative 6,000 $0.00 Strike: $44.12 $0.00
Disclosure

SEC source: 0000082811-16-000210 · wf-form4_147881603971328.xml · derivative · entry 4

Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.

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November 09, 2016 Filed Nov 10, 2016 22:14 UTC
Schlemmer Jonathan JChief Operating Officer
Tax withholdingCommon Stock 4,698 $64.50 $303,021.00
Disclosure

SEC source: 0000082811-16-000210 · wf-form4_147881603971328.xml · nonDerivative · entry 2

Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,815

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November 09, 2016 Filed Nov 10, 2016 22:14 UTC
Schlemmer Jonathan JChief Operating Officer
Exercise / conversionCommon Stock 6,000 $44.12 $264,720.00
Disclosure

SEC source: 0000082811-16-000210 · wf-form4_147881603971328.xml · nonDerivative · entry 1

Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 02, 2016 Filed Jan 17, 2017 22:18 UTC Amendment
Gliebe Mark JosephDirector · President & CEO
Tax withholdingCommon Stock 10,114 $65.04 $657,814.56
Disclosure

SEC source: 0000082811-17-000002 · wf-form4a_148469149084848.xml · nonDerivative · entry 1

Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,801

F1 · balance_after: This amended Form 4 is being filed to correct an error in the calculation of the total number of shares of common stock beneficially owned by the reporting person following the reported transaction. The original Form 4 filed on May 4, 2016 reported an incorrect total.

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July 20, 2012 Filed May 25, 2017 23:46 UTC Amendment OtherCommon Stock 50.559 $0.00 $0.00
Disclosure

SEC source: 0000082811-17-000085 · wf-form4a_149575595332296.xml · nonDerivative · entry 1

KNUEPPEL HENRY W · CIK 0001210925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 187,933.559

F1 · balance_after: The Form 4 filed on May 8, 2014 reported that the reporting person held 217,055 shares by Trust. This amended Form 4 is being filed to include a transaction not previously reported and to correct the number of shares held by the Trust as of May 8, 2014. This amendment also corrects the number of shares held by the Trust in subsequent filings.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.