Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGAL REXNORD CORPRBC · Entity 2107 | VP/Human Resources | August 14, 2018 | August 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGAL REXNORD CORP
Report date August 14, 2018 · Filed August 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,109 |
Ending reported balance
After 2018-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-14 · Exercise / conversion · Acquired 15,000 · Balance 35,595 Row 2 · 2018-08-14 · Tax withholding · Disposed 10,486 · Balance 25,109 |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $42.65 · Expires 2019-05-08 | Direct | 0 |
Reported balance
After 2018-08-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-14 · Exercise / conversion · Disposed 15,000 · Balance 0 F2: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Inventive Plan. The SARs vest and become exercisable 40% on the scond anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $61.36 · Expires 2020-05-05 | Direct | 12,000 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 12,000 F2: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Inventive Plan. The SARs vest and become exercisable 40% on the scond anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $72.29 · Expires 2021-05-04 | Direct | 8,000 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 8,000 F2: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Inventive Plan. The SARs vest and become exercisable 40% on the scond anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $63.56 · Expires 2022-05-03 | Direct | 8,200 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 8,200 F2: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Inventive Plan. The SARs vest and become exercisable 40% on the scond anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $64.99 · Expires 2023-05-02 | Direct | 5,125 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 5,125 F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $75.76 · Expires 2024-05-07 | Direct | 4,725 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 4,725 F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $78.15 · Expires 2025-05-12 | Direct | 5,675 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 5,675 F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $57.43 · Expires 2026-05-11 | Direct | 8,825 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 8,825 F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $80.70 · Expires 2027-05-10 | Direct | 5,975 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 5,975 F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $77.60 · Expires 2028-05-09 | Direct | 6,250 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 6,250 F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Common StockSEC Table I · non-derivative | IndirectRetirement Savings Plan | 2,267 |
Reported balance
Holding disclosure · report date 2018-08-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,267 F1: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
F2: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Inventive Plan. The SARs vest and become exercisable 40% on the scond anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant.
F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2018 Filed Aug 15, 2018 22:34 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $42.65 | $0.00 |
DisclosureSEC source: 0000082811-18-000108 · wf-form4_153437246717525.xml · derivative · entry 4 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Inventive Plan. The SARs vest and become exercisable 40% on the scond anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:34 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 10,486 | $80.15 | $840,452.90 |
DisclosureSEC source: 0000082811-18-000108 · wf-form4_153437246717525.xml · nonDerivative · entry 2 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,109 Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:34 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 15,000 | $42.65 | $639,750.00 |
DisclosureSEC source: 0000082811-18-000108 · wf-form4_153437246717525.xml · nonDerivative · entry 1 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:53 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 579 | $79.85 | $46,233.15 |
DisclosureSEC source: 0000082811-18-000081 · wf-form4_152641755745105.xml · nonDerivative · entry 1 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,595 Read SEC document |
| May 09, 2018 Filed May 10, 2018 23:52 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantStock Appreciation Rights · Derivative | 6,250 | $0.00 Strike: $77.60 | $0.00 |
DisclosureSEC source: 0000082811-18-000058 · wf-form4_152599630971271.xml · derivative · entry 3 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 6,250 shares Expires 2028-05-09 F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| May 09, 2018 Filed May 10, 2018 23:52 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-18-000058 · wf-form4_152599630971271.xml · nonDerivative · entry 1 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,174 F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2018 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:15 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 9,000 | $0.00 Strike: $42.28 | $0.00 |
DisclosureSEC source: 0000082811-18-000006 · wf-form4_151915774383624.xml · derivative · entry 4 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 9,000 shares Expires 2018-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled SARs under the 2007 Equity Inventive Plan. The SARs vest and become exercisable 40% on the scond anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:15 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 6,250 | $75.50 | $471,875.00 |
DisclosureSEC source: 0000082811-18-000006 · wf-form4_151915774383624.xml · nonDerivative · entry 2 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,374 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:15 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 9,000 | $42.28 | $380,520.00 |
DisclosureSEC source: 0000082811-18-000006 · wf-form4_151915774383624.xml · nonDerivative · entry 1 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 11, 2017 22:46 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantStock Appreciation Rights · Derivative | 5,975 | $0.00 Strike: $80.70 | $0.00 |
DisclosureSEC source: 0000082811-17-000074 · wf-form4_149454274554843.xml · derivative · entry 3 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,975 Underlying: Common Stock · 5,975 shares Expires 2027-05-10 F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| May 10, 2017 Filed May 11, 2017 22:46 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 1,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-17-000074 · wf-form4_149454274554843.xml · nonDerivative · entry 1 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,624 F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2013 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Read SEC document |
| May 07, 2017 Filed May 9, 2017 23:19 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 555 | $83.00 | $46,065.00 |
DisclosureSEC source: 0000082811-17-000039 · wf-form4_149437197862861.xml · nonDerivative · entry 2 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,949 Read SEC document |
| May 07, 2017 Filed May 9, 2017 23:19 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-17-000039 · wf-form4_149437197862861.xml · nonDerivative · entry 1 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,504 F1 · shares: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 20:00 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 7,500 | $0.00 Strike: $44.12 | $0.00 |
DisclosureSEC source: 0000082811-16-000214 · wf-form4_147932641670330.xml · derivative · entry 4 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 20:00 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 5,646 | $68.80 | $388,444.80 |
DisclosureSEC source: 0000082811-16-000214 · wf-form4_147932641670330.xml · nonDerivative · entry 2 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 20:00 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 7,500 | $44.12 | $330,900.00 |
DisclosureSEC source: 0000082811-16-000214 · wf-form4_147932641670330.xml · nonDerivative · entry 1 COLVIN TERRY R · CIK 0001201796 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.