Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGAL REXNORD CORPRBC · Entity 2107 | Chief Operating Officer | November 07, 2019 | November 08, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGAL REXNORD CORP
Report date November 07, 2019 · Filed November 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,463 |
Ending reported balance
After 2019-11-07 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-11-07 · Exercise / conversion · Acquired 16,500 · Balance 78,963 Row 2 · 2019-11-07 · Exercise / conversion · Acquired 26,000 · Balance 104,963 Row 3 · 2019-11-07 · Tax withholding · Disposed 38,020 · Balance 66,943 Row 4 · 2019-11-07 · Sale · Disposed 4,480 · Balance 62,463 |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $72.29 · Expires 2021-05-04 | Direct | 0 |
Reported balance
After 2019-11-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-11-07 · Exercise / conversion · Disposed 16,500 · Balance 0 F2: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $63.56 · Expires 2022-05-03 | Direct | 0 |
Reported balance
After 2019-11-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-11-07 · Exercise / conversion · Disposed 26,000 · Balance 0 F2: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $64.99 · Expires 2023-05-02 | Direct | 16,200 |
Reported balance
Holding disclosure · report date 2019-11-07 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 16,200 F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $75.76 · Expires 2024-05-07 | Direct | 14,800 |
Reported balance
Holding disclosure · report date 2019-11-07 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 14,800 F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $78.15 · Expires 2025-05-12 | Direct | 17,675 |
Reported balance
Holding disclosure · report date 2019-11-07 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 17,675 F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $57.43 · Expires 2026-05-11 | Direct | 27,500 |
Reported balance
Holding disclosure · report date 2019-11-07 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 27,500 F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $80.70 · Expires 2027-05-10 | Direct | 17,950 |
Reported balance
Holding disclosure · report date 2019-11-07 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 17,950 F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $77.60 · Expires 2028-05-09 | Direct | 18,125 |
Reported balance
Holding disclosure · report date 2019-11-07 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 18,125 F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $81.81 · Expires 2029-05-08 | Direct | 21,200 |
Reported balance
Holding disclosure · report date 2019-11-07 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 21,200 F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Common StockSEC Table I · non-derivative | IndirectRetirement Savings Plan | 1,585 |
Reported balance
Holding disclosure · report date 2019-11-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,585 F1: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
F2: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
F3: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2019 Filed Nov 8, 2019 21:10 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 26,000 | $0.00 Strike: $63.56 | $0.00 |
DisclosureSEC source: 0000082811-19-000110 · wf-form4_157324741114511.xml · derivative · entry 7 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,000 shares Expires 2022-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:10 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 16,500 | $0.00 Strike: $72.29 | $0.00 |
DisclosureSEC source: 0000082811-19-000110 · wf-form4_157324741114511.xml · derivative · entry 6 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,500 shares Expires 2021-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:10 UTC | REGAL REXNORD CORP RBC · Entity 2107 | SaleCommon Stock | 4,480 | $82.74 | $370,675.20 |
DisclosureSEC source: 0000082811-19-000110 · wf-form4_157324741114511.xml · nonDerivative · entry 4 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,463 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:10 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 38,020 | $82.58 | $3,139,691.60 |
DisclosureSEC source: 0000082811-19-000110 · wf-form4_157324741114511.xml · nonDerivative · entry 3 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,943 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:10 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 26,000 | $63.56 | $1,652,560.00 |
DisclosureSEC source: 0000082811-19-000110 · wf-form4_157324741114511.xml · nonDerivative · entry 2 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:10 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 16,500 | $72.29 | $1,192,785.00 |
DisclosureSEC source: 0000082811-19-000110 · wf-form4_157324741114511.xml · nonDerivative · entry 1 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:02 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 4,633 | $80.34 | $372,215.22 |
DisclosureSEC source: 0000082811-19-000075 · wf-form4_155786773887072.xml · nonDerivative · entry 2 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,463 Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:02 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 4,677 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-19-000075 · wf-form4_155786773887072.xml · nonDerivative · entry 1 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,096 F1 · shares: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan. Read SEC document |
| May 08, 2019 Filed May 10, 2019 22:15 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantStock Appreciation Rights · Derivative | 21,200 | $0.00 Strike: $81.81 | $0.00 |
DisclosureSEC source: 0000082811-19-000052 · wf-form4_155752649686461.xml · derivative · entry 3 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,200 Underlying: Common Stock · 21,200 shares Expires 2029-05-08 F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 22:15 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 11,362 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-19-000052 · wf-form4_155752649686461.xml · nonDerivative · entry 1 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,419 F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2018 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:38 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 6,000 | $0.00 Strike: $61.36 | $0.00 |
DisclosureSEC source: 0000082811-19-000009 · wf-form4_155061591323924.xml · derivative · entry 4 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2020-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:38 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 4,892 | $83.83 | $410,096.36 |
DisclosureSEC source: 0000082811-19-000009 · wf-form4_155061591323924.xml · nonDerivative · entry 2 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,057 Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:38 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 6,000 | $61.36 | $368,160.00 |
DisclosureSEC source: 0000082811-19-000009 · wf-form4_155061591323924.xml · nonDerivative · entry 1 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:35 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 6,000 | $0.00 Strike: $42.65 | $0.00 |
DisclosureSEC source: 0000082811-18-000109 · wf-form4_153437249944728.xml · derivative · entry 4 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2019-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:35 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 4,426 | $80.55 | $356,514.30 |
DisclosureSEC source: 0000082811-18-000109 · wf-form4_153437249944728.xml · nonDerivative · entry 2 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,949 Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:35 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 6,000 | $42.65 | $255,900.00 |
DisclosureSEC source: 0000082811-18-000109 · wf-form4_153437249944728.xml · nonDerivative · entry 1 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:56 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 1,802 | $79.85 | $143,889.70 |
DisclosureSEC source: 0000082811-18-000084 · wf-form4_152641770209584.xml · nonDerivative · entry 1 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,375 Read SEC document |
| May 09, 2018 Filed May 10, 2018 23:57 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantStock Appreciation Rights · Derivative | 18,125 | $0.00 Strike: $77.60 | $0.00 |
DisclosureSEC source: 0000082811-18-000067 · wf-form4_152599664939146.xml · derivative · entry 3 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,125 Underlying: Common Stock · 18,125 shares Expires 2028-05-09 F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| May 09, 2018 Filed May 10, 2018 23:57 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 5,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-18-000067 · wf-form4_152599664939146.xml · nonDerivative · entry 1 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,177 F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2018 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:14 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 6,000 | $0.00 Strike: $42.28 | $0.00 |
DisclosureSEC source: 0000082811-17-000121 · wf-form4_151060768202324.xml · derivative · entry 4 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2018-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:14 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 4,167 | $77.05 | $321,067.35 |
DisclosureSEC source: 0000082811-17-000121 · wf-form4_151060768202324.xml · nonDerivative · entry 2 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,952 Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:14 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 6,000 | $42.28 | $253,680.00 |
DisclosureSEC source: 0000082811-17-000121 · wf-form4_151060768202324.xml · nonDerivative · entry 1 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 11, 2017 22:47 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantStock Appreciation Rights · Derivative | 17,950 | $0.00 Strike: $80.70 | $0.00 |
DisclosureSEC source: 0000082811-17-000078 · wf-form4_149454282013518.xml · derivative · entry 3 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,950 Underlying: Common Stock · 17,950 shares Expires 2027-05-10 F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| May 10, 2017 Filed May 11, 2017 22:47 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 5,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-17-000078 · wf-form4_149454282013518.xml · nonDerivative · entry 1 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,119 F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2013 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Read SEC document |
| May 07, 2017 Filed May 9, 2017 23:21 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 1,731 | $83.00 | $143,673.00 |
DisclosureSEC source: 0000082811-17-000043 · wf-form4_149437205080736.xml · nonDerivative · entry 2 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,094 Read SEC document |
| May 07, 2017 Filed May 9, 2017 23:21 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-17-000043 · wf-form4_149437205080736.xml · nonDerivative · entry 1 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,825 F1 · shares: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 22:14 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 6,000 | $0.00 Strike: $44.12 | $0.00 |
DisclosureSEC source: 0000082811-16-000210 · wf-form4_147881603971328.xml · derivative · entry 4 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 22:14 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 4,698 | $64.50 | $303,021.00 |
DisclosureSEC source: 0000082811-16-000210 · wf-form4_147881603971328.xml · nonDerivative · entry 2 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,815 Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 22:14 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 6,000 | $44.12 | $264,720.00 |
DisclosureSEC source: 0000082811-16-000210 · wf-form4_147881603971328.xml · nonDerivative · entry 1 Schlemmer Jonathan J · CIK 0001519652 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.