Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASTEC INDUSTRIES INCASTE · Entity 425 | Director | August 28, 2026 | September 02, 2026 |
| REGAL REXNORD CORPRBC · Entity 2107 | Director · Chairman and CEO | February 19, 2019 | February 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASTEC INDUSTRIES INC
Report date August 28, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,925 |
Reported balance
After 2026-08-28 transaction · row 1
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 7 · Balance 12,925 F1: Represents dividend equivalents earned on the prior RSU grant awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalents earned on the prior RSU grant awards.
REGAL REXNORD CORP
Report date February 19, 2019 · Filed February 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 194,220 |
Ending reported balance
After 2019-02-19 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-02-19 · Exercise / conversion · Acquired 65,000 · Balance 259,220 Row 2 · 2019-02-19 · Exercise / conversion · Acquired 42,500 · Balance 301,720 Row 3 · 2019-02-19 · Tax withholding · Disposed 94,309 · Balance 207,411 Row 4 · 2019-02-19 · Sale · Disposed 13,191 · Balance 194,220 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $82.87 to $83.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $61.36 · Expires 2020-05-05 | Direct | 0 |
Reported balance
After 2019-02-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-02-19 · Exercise / conversion · Disposed 42,500 · Balance 0 F3: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $72.29 · Expires 2021-05-04 | Direct | 0 |
Reported balance
After 2019-02-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-02-19 · Exercise / conversion · Disposed 65,000 · Balance 0 F4: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $63.56 · Expires 2022-05-03 | Direct | 99,600 |
Reported balance
Holding disclosure · report date 2019-02-19 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 99,600 F4: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $64.99 · Expires 2023-05-02 | Direct | 63,850 |
Reported balance
Holding disclosure · report date 2019-02-19 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 63,850 F5: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $75.76 · Expires 2024-05-07 | Direct | 55,650 |
Reported balance
Holding disclosure · report date 2019-02-19 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 55,650 F5: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $78.15 · Expires 2025-05-12 | Direct | 64,800 |
Reported balance
Holding disclosure · report date 2019-02-19 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 64,800 F5: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $57.43 · Expires 2026-05-11 | Direct | 98,350 |
Reported balance
Holding disclosure · report date 2019-02-19 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 98,350 F5: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $80.70 · Expires 2027-05-10 | Direct | 64,175 |
Reported balance
Holding disclosure · report date 2019-02-19 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 64,175 F5: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $77.60 · Expires 2028-05-09 | Direct | 66,275 |
Reported balance
Holding disclosure · report date 2019-02-19 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 66,275 F6: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Common StockSEC Table I · non-derivative | IndirectRetirement Savings Plan | 843 |
Reported balance
Holding disclosure · report date 2019-02-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 843 F2: Balance reflects the most current data available with regard to holdings in the Regal-Beloit Corporation Retirement Savings Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $82.87 to $83.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: Balance reflects the most current data available with regard to holdings in the Regal-Beloit Corporation Retirement Savings Plan.
F3: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F4: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F5: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F6: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JOY GLOBAL INC
Report date April 05, 2017 · Filed April 07, 2017
Section 16 reporting ended · disclosed 2017-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 1
1 source rowRow 1 · 2017-04-05 · Disposition to issuer · Disposed 20,542 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2026 Filed Sep 2, 2026 20:18 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001315380-26-000004 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,925 F1 · shares: Represents dividend equivalents earned on the prior RSU grant awards. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 20:07 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001315380-26-000003 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,918 F1 · shares: Represents dividend equivalents earned on the prior RSU grant awards. Read SEC document |
| April 27, 2026 Filed Apr 29, 2026 20:11 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 2,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001315380-26-000002 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,912 F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 20:54 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001315380-26-000001 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,547 F1 · shares: Represents dividend equivalents earned on the prior RSU grant awards. Read SEC document |
| November 26, 2025 Filed Dec 1, 2025 21:16 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001315380-25-000004 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,538 F1 · shares: Represents dividend equivalents earned on the prior RSU grant awards. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 20:08 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001315380-25-000003 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,528 F1 · shares: Represents dividend equivalents earned on the prior RSU grant awards. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 21:25 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004363 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,518 F1 · shares: Represents dividend equivalents earned on the prior RSU grant awards. Read SEC document |
| April 28, 2025 Filed Apr 28, 2025 20:46 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003265 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,506 F1 · shares: Reported transaction is an annual grant of RSUs under the Company's 2025 Equity Incentive Plan. Read SEC document |
| March 31, 2025 Filed Mar 31, 2025 21:47 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-002819 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,974 F1 · shares: Represents dividend equivalents earned on the prior RSU grant awards. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:18 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-008037 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,963 F1 · shares: Represents dividend equivalents earned on the prior RSU grant awards. Read SEC document |
| August 30, 2024 Filed Sep 3, 2024 21:09 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-006603 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,953 F1 · shares: Represents dividend equivalents earned on the prior RSU grant awards. Read SEC document |
| May 31, 2024 Filed Jun 3, 2024 20:21 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004566 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,942 F1 · shares: Represents dividend equivalents earned on the prior RSU grant awards. Read SEC document |
| April 26, 2024 Filed Apr 29, 2024 21:50 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003570 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,930 F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company. Read SEC document |
| March 29, 2024 Filed Apr 1, 2024 20:50 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003087 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,987 F1 · shares: Represents dividend equivalents earned on the prior RSU grant awards. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:16 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008049 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,979 F1 · shares: Represents dividend equivalents earned on the 2023 Annual Director Grant. Read SEC document |
| August 31, 2023 Filed Aug 31, 2023 21:17 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006634 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,968 F1 · shares: Represents dividend equivalents earned on the 2023 Annual Director Grant. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 21:44 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004672 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,961 F1 · shares: Represents dividend equivalents earned on the 2023 Annual Director Grant. Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 21:34 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 2,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-003702 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,952 F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:57 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-003260 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,235 F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 23:25 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008121 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231 F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards. Read SEC document |
| November 10, 2022 Filed Nov 28, 2022 22:54 UTC | ASTEC INDUSTRIES INC ASTE · Entity 425 | GrantCommon Stock | 1,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007912 · primarydocument.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227 F1 · shares: Transaction represents prorated annual stock award for being a non-employee director of the Company. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:38 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 65,000 | $0.00 Strike: $72.29 | $0.00 |
DisclosureSEC source: 0000082811-19-000016 · wf-form4_155069871323699.xml · derivative · entry 7 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2021-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:38 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 42,500 | $0.00 Strike: $61.36 | $0.00 |
DisclosureSEC source: 0000082811-19-000016 · wf-form4_155069871323699.xml · derivative · entry 6 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,500 shares Expires 2020-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:38 UTC | REGAL REXNORD CORP RBC · Entity 2107 | SaleCommon Stock | 13,191 | $83.23 | $1,097,900.12 |
DisclosureSEC source: 0000082811-19-000016 · wf-form4_155069871323699.xml · nonDerivative · entry 4 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,220 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $82.87 to $83.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:38 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 94,309 | $83.96 | $7,918,183.64 |
DisclosureSEC source: 0000082811-19-000016 · wf-form4_155069871323699.xml · nonDerivative · entry 3 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,411 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:38 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 42,500 | $61.36 | $2,607,800.00 |
DisclosureSEC source: 0000082811-19-000016 · wf-form4_155069871323699.xml · nonDerivative · entry 2 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:38 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 65,000 | $72.29 | $4,698,850.00 |
DisclosureSEC source: 0000082811-19-000016 · wf-form4_155069871323699.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2018 Filed May 30, 2018 21:33 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 35,000 | $0.00 Strike: $42.65 | $0.00 |
DisclosureSEC source: 0000082811-18-000087 · wf-form4_152771597035186.xml · derivative · entry 4 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2019-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of grant. Read SEC document |
| May 29, 2018 Filed May 30, 2018 21:33 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 25,938 | $79.70 | $2,067,258.60 |
DisclosureSEC source: 0000082811-18-000087 · wf-form4_152771597035186.xml · nonDerivative · entry 2 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,220 Read SEC document |
| May 29, 2018 Filed May 30, 2018 21:33 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 35,000 | $42.65 | $1,492,750.00 |
DisclosureSEC source: 0000082811-18-000087 · wf-form4_152771597035186.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:54 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 9,979 | $79.85 | $796,823.15 |
DisclosureSEC source: 0000082811-18-000082 · wf-form4_152641762406540.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,158 Read SEC document |
| May 09, 2018 Filed May 10, 2018 23:56 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantStock Appreciation Rights · Derivative | 66,275 | $0.00 Strike: $77.60 | $0.00 |
DisclosureSEC source: 0000082811-18-000062 · wf-form4_152599651652818.xml · derivative · entry 3 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,275 Underlying: Common Stock · 66,275 shares Expires 2028-05-09 F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| May 09, 2018 Filed May 10, 2018 23:56 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 19,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-18-000062 · wf-form4_152599651652818.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,137 F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2018 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Read SEC document |
| May 10, 2017 Filed May 11, 2017 22:46 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantStock Appreciation Rights · Derivative | 64,175 | $0.00 Strike: $80.70 | $0.00 |
DisclosureSEC source: 0000082811-17-000075 · wf-form4_149454276339983.xml · derivative · entry 3 Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,175 Underlying: Common Stock · 64,175 shares Expires 2027-05-10 F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| May 10, 2017 Filed May 11, 2017 22:46 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-17-000075 · wf-form4_149454276339983.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,012 F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2013 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Read SEC document |
| May 07, 2017 Filed May 9, 2017 23:20 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 9,547 | $83.00 | $792,401.00 |
DisclosureSEC source: 0000082811-17-000040 · wf-form4_149437199638702.xml · nonDerivative · entry 2 Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,012 Read SEC document |
| May 07, 2017 Filed May 9, 2017 23:20 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-17-000040 · wf-form4_149437199638702.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,559 F1 · shares: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:01 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 20,542 | $28.30 | $581,338.60 |
DisclosureSEC source: 0000801898-17-000041 · wf-form4_149160245101050.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:16 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 4,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-17-000029 · wf-form4_148857939802649.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,542 F1 · price: Restricted stock unit award. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 23:53 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 35,000 | $0.00 Strike: $42.28 | $0.00 |
DisclosureSEC source: 0000082811-17-000013 · wf-form4_148832597709935.xml · derivative · entry 4 Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2018-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 23:53 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 25,865 | $75.30 | $1,947,634.50 |
DisclosureSEC source: 0000082811-17-000013 · wf-form4_148832597709935.xml · nonDerivative · entry 2 Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,521 Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 23:53 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 35,000 | $42.28 | $1,479,800.00 |
DisclosureSEC source: 0000082811-17-000013 · wf-form4_148832597709935.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 17:16 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 4 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-17-000006 · wf-form4_148469137187563.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,287 F1 · price: The number of shares acquired represents additional restricted stock units resulting from the payment on January 13, 2017 of a cash dividend of $0.01 per share of common stock based on $28.135, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:40 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 4 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-16-000227 · wf-form4_147570000042606.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,283 F1 · price: The number of shares acquired represents additional restricted stock units resulting from the payment on October 3, 2016 of a cash dividend of $0.01 per share of common stock based on $27.725, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Read SEC document |
| May 02, 2016 Filed Jan 17, 2017 22:18 UTC Amendment | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 10,114 | $65.04 | $657,814.56 |
DisclosureSEC source: 0000082811-17-000002 · wf-form4a_148469149084848.xml · nonDerivative · entry 1 Gliebe Mark Joseph · CIK 0001315380 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,801 F1 · balance_after: This amended Form 4 is being filed to correct an error in the calculation of the total number of shares of common stock beneficially owned by the reporting person following the reported transaction. The original Form 4 filed on May 4, 2016 reported an incorrect total. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.