ROKU

SEC source: 0001716837-18-000039 · edgar.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-18-000039 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-014572 · doc4.xml · nonDerivative · entry 3

MV Management X, L.L.C. · CIK 0001491768 · 10% owner

Menlo Ventures X L P · CIK 0001325065 · 10% owner

MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner

MMEF X LP · CIK 0001346569 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · kind: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.

F5 · price: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.

SEC source: 0000899243-18-014572 · doc4.xml · nonDerivative · entry 2

MV Management X, L.L.C. · CIK 0001491768 · 10% owner

Menlo Ventures X L P · CIK 0001325065 · 10% owner

MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner

MMEF X LP · CIK 0001346569 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154,985

F4 · kind: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2).

F4 · price: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2).

SEC source: 0000899243-18-014572 · doc4.xml · nonDerivative · entry 1

MV Management X, L.L.C. · CIK 0001491768 · 10% owner

Menlo Ventures X L P · CIK 0001325065 · 10% owner

MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner

MMEF X LP · CIK 0001346569 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,938,668

F2 · kind: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,532,166 shares by Menlo X, (ii) 79,312 shares by MMEF X, and (iii) 38,522 shares by MEF X.

F2 · price: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,532,166 shares by Menlo X, (ii) 79,312 shares by MMEF X, and (iii) 38,522 shares by MEF X.

F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

F3 · ownership.nature: Following the distributions described in footnote (2), these shares are held as follows: (i) 9,686,815 shares by Menlo X, (ii) 169,517 shares by MMEF X, and (iii) 82,336 shares by MEF X.

SEC source: 0000899243-18-014571 · doc4.xml · nonDerivative · entry 4

CAROLAN SHAWN T · CIK 0001376066 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 150,603

F7 · kind: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of (i) 62,993 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by MVM-X described in footnote (6), and (ii) 232 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by MMEF X described in footnote (2).

F7 · price: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of (i) 62,993 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by MVM-X described in footnote (6), and (ii) 232 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by MMEF X described in footnote (2).

F8 · ownership.nature: The shares are held by the Shawn T. Carolan and Jennifer M. Carolan, Trustees of the Carolan Family Trust Dated November 4, 2010 (the "Trust"). The Reporting Person is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-18-014571 · doc4.xml · nonDerivative · entry 3

CAROLAN SHAWN T · CIK 0001376066 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F6 · kind: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.

F6 · price: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.

F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MVM-X, except to the extent of his proportionate pecuniary interest therein.

F5 · ownership.nature: Shares are held by MVM-X.

SEC source: 0000899243-18-014571 · doc4.xml · nonDerivative · entry 2

CAROLAN SHAWN T · CIK 0001376066 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,154,985

F4 · kind: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2)

F4 · price: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2)

F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MVM-X, except to the extent of his proportionate pecuniary interest therein.

F4 · ownership.nature: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2)

SEC source: 0000899243-18-014571 · doc4.xml · nonDerivative · entry 1

CAROLAN SHAWN T · CIK 0001376066 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,938,668

F2 · kind: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,532,166 shares by Menlo X, (ii) 79,312 shares by MMEF X, and (iii) 38,522 shares by MEF X.

F2 · price: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,532,166 shares by Menlo X, (ii) 79,312 shares by MMEF X, and (iii) 38,522 shares by MEF X.

F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MVM-X, except to the extent of his proportionate pecuniary interest therein.

F3 · ownership.nature: Following the distributions described in footnote (2), these shares are held as follows: (i) 9,686,815 shares by Menlo X, (ii) 169,517 shares by MMEF X, and (iii) 82,336 shares by MEF X.

SEC source: 0001716837-18-000032 · edgar.xml · nonDerivative · entry 2

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

SEC source: 0001716837-18-000037 · edgar.xml · derivative · entry 8

Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 60,679 shares

Expires 2025-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5)

F5 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-18-000037 · edgar.xml · derivative · entry 7

Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,593 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5)

F5 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-18-000037 · edgar.xml · derivative · entry 6

Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,679

Underlying: Class A Common Stock · 60,679 shares

Expires 2025-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5)

F5 · shares: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5)

F5 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-18-000037 · edgar.xml · derivative · entry 5

Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,593

Underlying: Class A Common Stock · 26,593 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5)

F5 · shares: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 5)

F5 · derivative.exercise_date: (footnote 4 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-18-000037 · edgar.xml · derivative · entry 4

Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,548

Underlying: Class B Common Stock · 60,679 shares

Expires 2025-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted March 23, 2015; 1/48 of the Option vests in equal monthly installments from 3/23/15.

SEC source: 0001716837-18-000037 · edgar.xml · derivative · entry 3

Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,255

Underlying: Class B Common Stock · 26,593 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted November 8, 2016; 1/48 of the Option vests in equal monthly installments from 5/17/16 vest commencement date.

SEC source: 0001716837-18-000037 · edgar.xml · nonDerivative · entry 2

Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated November 20, 2017.

SEC source: 0001716837-18-000037 · edgar.xml · nonDerivative · entry 1

Smith Chas · CIK 0001716838 · GM, Sr. VP Roku TV & Players

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares sold pursuant to Mr. Smith's 10b5-1 plan dated November 20, 2017.

SEC source: 0001716837-18-000035 · edgar.xml · derivative · entry 2

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856

Underlying: Common Stock · 5,856 shares

Expires 2028-05-24

F2 · derivative.exercise_date: The option will vest in 12 monthly installments from grant date.

SEC source: 0001716837-18-000035 · edgar.xml · derivative · entry 1

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222

Underlying: Common Stock · 2,222 shares

Expires not disclosed

F1 · derivative.exercise_date: All shares vest on the 12 month anniversary of the grant date.

F1 · derivative.expiration_date: All shares vest on the 12 month anniversary of the grant date.

SEC source: 0001716837-18-000034 · edgar.xml · derivative · entry 2

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856

Underlying: Common Stock · 5,856 shares

Expires 2028-05-24

F2 · derivative.exercise_date: The option will vest in 12 monthly installments from grant date.

SEC source: 0001716837-18-000034 · edgar.xml · derivative · entry 1

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222

Underlying: Common Stock · 2,222 shares

Expires not disclosed

F1 · derivative.exercise_date: All shares vest on the 12 month anniversary of the grant date.

F1 · derivative.expiration_date: All shares vest on the 12 month anniversary of the grant date.

SEC source: 0001716837-18-000033 · edgar.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856

Underlying: Common Stock · 5,856 shares

Expires 2028-05-24

F2 · derivative.exercise_date: The option will vest in 12 monthly installments from grant date.

SEC source: 0001716837-18-000033 · edgar.xml · derivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222

Underlying: Common Stock · 2,222 shares

Expires not disclosed

F1 · derivative.exercise_date: All shares vest on the 12 month anniversary of the grant date.

F1 · derivative.expiration_date: All shares vest on the 12 month anniversary of the grant date.

SEC source: 0001716837-18-000032 · edgar.xml · derivative · entry 4

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856

Underlying: Common Stock · 5,856 shares

Expires 2028-05-24

F3 · derivative.exercise_date: The option will vest in 12 monthly installments from grant date.

SEC source: 0001716837-18-000032 · edgar.xml · derivative · entry 3

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222

Underlying: Common Stock · 2,222 shares

Expires not disclosed

F1 · derivative.exercise_date: All shares vest on the 12 month anniversary of the grant date.

F1 · derivative.expiration_date: All shares vest on the 12 month anniversary of the grant date.

SEC source: 0001716837-18-000032 · edgar.xml · nonDerivative · entry 1

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,333

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.79 to $35.81per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-18-000031 · edgar.xml · derivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856

Underlying: Common Stock · 5,856 shares

Expires 2028-05-24

F2 · derivative.exercise_date: The option will vest in 12 monthly installments from grant date.

SEC source: 0001716837-18-000031 · edgar.xml · derivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222

Underlying: Common Stock · 2,222 shares

Expires not disclosed

F1 · derivative.exercise_date: All shares vest on the 12 month anniversary of the grant date.

F1 · derivative.expiration_date: All shares vest on the 12 month anniversary of the grant date.

SEC source: 0001716837-18-000030 · edgar.xml · derivative · entry 2

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,022

Underlying: Common Stock · 11,022 shares

Expires 2028-05-24

F1 · derivative.exercise_date: Option vests monthly over three years from grant date.

SEC source: 0001716837-18-000030 · edgar.xml · derivative · entry 1

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,445

Underlying: Common Stock · 4,445 shares

Expires not disclosed

F2 · derivative.exercise_date: Award vests annually over three years on each anniversary of the grant date.

F2 · derivative.expiration_date: Award vests annually over three years on each anniversary of the grant date.

SEC source: 0001716837-18-000020 · edgar.xml · nonDerivative · entry 3

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,333

SEC source: 0001716837-18-000020 · edgar.xml · nonDerivative · entry 2

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000018 · edgar.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 20,474,838

Underlying: Class A Common Stock · 20,428,391 shares

Expires not disclosed

F1 · kind: Represents shares of Class B Common Stock that the Reporting Person donated as a gift to the Wood Revocable Trust, of which Mr. Wood is a trustee.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F3 · balance_after: Shares held of record by Anthony J. Wood, Trustee of the Wood Revocable Trust.

SEC source: 0001716837-19-000018 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,428,391 shares

Expires not disclosed

F1 · kind: Represents shares of Class B Common Stock that the Reporting Person donated as a gift to the Wood Revocable Trust, of which Mr. Wood is a trustee.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0000899243-18-012962 · doc4.xml · nonDerivative · entry 5

CAROLAN SHAWN T · CIK 0001376066 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shawn T. Carolan and Jennifer M. Carolan, Trustees of the Carolan Family Trust Dated Nov 4, 2010

Disclosed balance after: 87,378

F8 · price: Carolan made a bona fide gift of 31,900 shares of Class A Common Stock in the form of a charitable donation.

SEC source: 0001716837-18-000020 · edgar.xml · derivative · entry 5

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.expiration_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-18-000020 · edgar.xml · derivative · entry 4

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.exercise_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 3)

F3 · derivative.expiration_date: (footnote 2 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-18-000020 · edgar.xml · nonDerivative · entry 1

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-012967 · doc4.xml · nonDerivative · entry 3

MV Management X, L.L.C. · CIK 0001491768 · 10% owner

Menlo Ventures X L P · CIK 0001325065 · 10% owner

MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner

MMEF X LP · CIK 0001346569 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · kind: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.

F5 · price: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.

SEC source: 0000899243-18-012967 · doc4.xml · nonDerivative · entry 2

MV Management X, L.L.C. · CIK 0001491768 · 10% owner

Menlo Ventures X L P · CIK 0001325065 · 10% owner

MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner

MMEF X LP · CIK 0001346569 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,179

F4 · kind: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2).

F4 · price: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2).

SEC source: 0000899243-18-012967 · doc4.xml · nonDerivative · entry 1

MV Management X, L.L.C. · CIK 0001491768 · 10% owner

Menlo Ventures X L P · CIK 0001325065 · 10% owner

MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner

MMEF X LP · CIK 0001346569 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,588,668

F2 · kind: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,385,966 shares by Menlo X, (ii) 76,754 shares by MMEF X, and (iii) 37,280 shares by MEF X.

F2 · price: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,385,966 shares by Menlo X, (ii) 76,754 shares by MMEF X, and (iii) 37,280 shares by MEF X.

F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

F3 · ownership.nature: Following the distributions described in footnote (2), these shares are held as follows: (i) 14,218,981 shares by Menlo X, (ii) 248,829 shares by MMEF X, and (iii) 120,858 shares by MEF X.

SEC source: 0000899243-18-012962 · doc4.xml · nonDerivative · entry 4

CAROLAN SHAWN T · CIK 0001376066 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shawn T. Carolan and Jennifer M. Carolan, Trustees of the Carolan Family Trust Dated Nov 4, 2010

Disclosed balance after: 119,278

F7 · kind: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of (i) 60,822 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by MVM-X described in footnote (6), and (ii) 224 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by MMEF X described in footnote (2). The shares are held by the Shawn T. Carolan and Jennifer M. Carolan, Trustees of the Carolan Family Trust Dated November 4, 2010 (the "Trust"). The Reporting Person is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

F7 · price: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of (i) 60,822 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by MVM-X described in footnote (6), and (ii) 224 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by MMEF X described in footnote (2). The shares are held by the Shawn T. Carolan and Jennifer M. Carolan, Trustees of the Carolan Family Trust Dated November 4, 2010 (the "Trust"). The Reporting Person is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-18-012962 · doc4.xml · nonDerivative · entry 3

CAROLAN SHAWN T · CIK 0001376066 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F6 · kind: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.

F6 · price: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.

F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MVM-X, except to the extent of his proportionate pecuniary interest therein.

F6 · ownership.nature: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.

SEC source: 0000899243-18-012962 · doc4.xml · nonDerivative · entry 2

CAROLAN SHAWN T · CIK 0001376066 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,115,179

F4 · kind: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2).

F4 · price: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2).

F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MVM-X, except to the extent of his proportionate pecuniary interest therein.

F5 · ownership.nature: Shares are held by MVM-X.

SEC source: 0000899243-18-012962 · doc4.xml · nonDerivative · entry 1

CAROLAN SHAWN T · CIK 0001376066 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,588,668

F2 · kind: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,385,966 shares by Menlo X, (ii) 76,754 shares by MMEF X, and (iii) 37,280 shares by MEF X.

F2 · price: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,385,966 shares by Menlo X, (ii) 76,754 shares by MMEF X, and (iii) 37,280 shares by MEF X.

F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MVM-X, except to the extent of his proportionate pecuniary interest therein.

F3 · ownership.nature: Following the distributions described in footnote (2), these shares are held as follows: (i) 14,218,981 shares by Menlo X, (ii) 248,829 shares by MMEF X, and (iii) 120,858 shares by MEF X.

SEC source: 0001716837-19-000051 · edgar.xml · nonDerivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 98,539

F2 · price: Represents a pro-rata distribution by Luminari Capital, LP to its limited partners and general partners.

F1 · ownership.nature: Mr. Rothrock is a Manager of FiftySix Investments, LLC and may be deemed to have voting and investment power over the shares held by FiftySix Investments, LLC. Mr. Rothrock disclaims beneficial ownership of such shares, except to the extent of his pecuiary interest therein.

SEC source: 0001716837-19-000051 · edgar.xml · nonDerivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,314

F2 · price: Represents a pro-rata distribution by Luminari Capital, LP to its limited partners and general partners.

SEC source: 0001716837-18-000018 · edgar.xml · derivative · entry 10

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4)

F4 · kind: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4)

F4 · derivative.exercise_date: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-18-000018 · edgar.xml · derivative · entry 9

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Class A Common Stock · 6,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4)

F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4)

F4 · derivative.exercise_date: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.