organization · Reporting owner
Menlo Ventures X L P
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | 10% owner | June 15, 2018 | June 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date June 15, 2018 · Filed June 20, 2018
Jointly reported with MV Management X, L.L.C., MENLO ENTREPRENEURS FUND X LP, MMEF X LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 5,188,668 |
Reported balance
After 2018-06-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-06-15 · Other · Disposed 4,750,000 · Balance 5,188,668 F2: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,629,631 shares by Menlo X, (ii) 81,018 shares by MMEF X, and (iii) 39,351 shares by MEF X. F1: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein. F3: Following the distributions described in footnote (3), these shares are held as follows: (i) 5,057,184 shares by Menlo X, (ii) 88,499 shares by MMEF X, and (iii) 42,985 shares by MEF X. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,184,373 |
Reported balance
After 2018-06-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-06-15 · Other · Acquired 1,184,373 · Balance 1,184,373 F4: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2). |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-06-15 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-06-15 · Other · Disposed 1,184,373 · Balance 0 F5: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members. |
Filing footnotes · ownership attribution and instrument terms
F1: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.
F2: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,629,631 shares by Menlo X, (ii) 81,018 shares by MMEF X, and (iii) 39,351 shares by MEF X.
F3: Following the distributions described in footnote (3), these shares are held as follows: (i) 5,057,184 shares by Menlo X, (ii) 88,499 shares by MMEF X, and (iii) 42,985 shares by MEF X.
F4: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2).
F5: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2018 Filed Jun 20, 2018 00:13 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 1,184,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-017249 · doc4.xml · nonDerivative · entry 3 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members. F5 · price: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members. Read SEC document |
| June 15, 2018 Filed Jun 20, 2018 00:13 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 1,184,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-017249 · doc4.xml · nonDerivative · entry 2 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,184,373 F4 · kind: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2). F4 · price: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2). Read SEC document |
| June 15, 2018 Filed Jun 20, 2018 00:13 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 4,750,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-017249 · doc4.xml · nonDerivative · entry 1 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,188,668 F2 · kind: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,629,631 shares by Menlo X, (ii) 81,018 shares by MMEF X, and (iii) 39,351 shares by MEF X. F2 · price: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,629,631 shares by Menlo X, (ii) 81,018 shares by MMEF X, and (iii) 39,351 shares by MEF X. F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein. F3 · ownership.nature: Following the distributions described in footnote (3), these shares are held as follows: (i) 5,057,184 shares by Menlo X, (ii) 88,499 shares by MMEF X, and (iii) 42,985 shares by MEF X. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:29 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 1,154,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014572 · doc4.xml · nonDerivative · entry 3 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members. F5 · price: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:29 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 1,154,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014572 · doc4.xml · nonDerivative · entry 2 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154,985 F4 · kind: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2). F4 · price: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2). Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:29 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 4,650,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014572 · doc4.xml · nonDerivative · entry 1 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,938,668 F2 · kind: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,532,166 shares by Menlo X, (ii) 79,312 shares by MMEF X, and (iii) 38,522 shares by MEF X. F2 · price: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,532,166 shares by Menlo X, (ii) 79,312 shares by MMEF X, and (iii) 38,522 shares by MEF X. F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein. F3 · ownership.nature: Following the distributions described in footnote (2), these shares are held as follows: (i) 9,686,815 shares by Menlo X, (ii) 169,517 shares by MMEF X, and (iii) 82,336 shares by MEF X. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:49 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 1,115,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-012967 · doc4.xml · nonDerivative · entry 3 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members. F5 · price: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:49 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 1,115,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-012967 · doc4.xml · nonDerivative · entry 2 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,179 F4 · kind: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2). F4 · price: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2). Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:49 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass A Common Stock | 4,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-012967 · doc4.xml · nonDerivative · entry 1 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,588,668 F2 · kind: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,385,966 shares by Menlo X, (ii) 76,754 shares by MMEF X, and (iii) 37,280 shares by MEF X. F2 · price: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,385,966 shares by Menlo X, (ii) 76,754 shares by MMEF X, and (iii) 37,280 shares by MEF X. F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein. F3 · ownership.nature: Following the distributions described in footnote (2), these shares are held as follows: (i) 14,218,981 shares by Menlo X, (ii) 248,829 shares by MMEF X, and (iii) 120,858 shares by MEF X. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:34 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 23,388,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008708 · doc4.xml · derivative · entry 5 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 23,388,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F7 · derivative.exercise_date: The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F7 · derivative.expiration_date: The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein. F2 · ownership.nature: The shares of Class B Common Stock converted, and the shares of Class A Common Stock received on conversion, were held as follows: (i) 22,795,982 shares held by Menlo X, (ii) 398,925 shares held by MMEF X, and (iii) 193,761 shares held by MEF X. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:34 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass B Common Stock | 1,063,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008708 · doc4.xml · nonDerivative · entry 4 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · kind: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members, pursuant to a distribution plan adopted in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. F6 · price: Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members, pursuant to a distribution plan adopted in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:34 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass B Common Stock | 1,063,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008708 · doc4.xml · nonDerivative · entry 3 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,771 F5 · kind: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (3). F5 · price: Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (3). Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:34 UTC | ROKU, INC ROKU · Entity 2524 | OtherClass B Common Stock | 4,300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008708 · doc4.xml · nonDerivative · entry 2 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,088,668 F3 · kind: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X, pursuant to a distribution plan adopted in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. The shares were distributed as follows: (i) 4,191,035 shares by Menlo X, (ii) 73,342 shares by MMEF X, and (iii) 35,623 shares by MEF X. F3 · price: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X, pursuant to a distribution plan adopted in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. The shares were distributed as follows: (i) 4,191,035 shares by Menlo X, (ii) 73,342 shares by MMEF X, and (iii) 35,623 shares by MEF X. F3 · balance_after: Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X, pursuant to a distribution plan adopted in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. The shares were distributed as follows: (i) 4,191,035 shares by Menlo X, (ii) 73,342 shares by MMEF X, and (iii) 35,623 shares by MEF X. F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein. F4 · ownership.nature: Following the distributions described in footnote (3), these shares are held as follows: (i) 18,604,947 shares by Menlo X, (ii) 325,583 shares by MMEF X, and (iii) 158,138 shares by MEF X. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:34 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock | 23,388,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008708 · doc4.xml · nonDerivative · entry 1 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 23,388,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein. F2 · ownership.nature: The shares of Class B Common Stock converted, and the shares of Class A Common Stock received on conversion, were held as follows: (i) 22,795,982 shares held by Menlo X, (ii) 398,925 shares held by MMEF X, and (iii) 193,761 shares held by MEF X. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 6,900,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · derivative · entry 12 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,388,668 Underlying: Class A Common Stock · 6,900,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. F14 · ownership.nature: These shares consist of (i) 22,795,982 shares held by Menlo Ventures X, L.P., (ii) 398,925 shares held by MMEF X, L.P., and (iii) 193,761 shares held by Entrepreneurs Fund X, L.P. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 30,224,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · derivative · entry 11 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,288,668 Underlying: Class A Common Stock · 30,224,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. F13 · ownership.nature: These shares consist of (i) 29,521,128 shares held by Menlo Ventures X, L.P., (ii) 516,615 shares held by MMEF X, L.P., and (iii) 250,925 shares held by Entrepreneurs Fund X, L.P. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | ConversionSeries H Preferred Stock · Derivative | 327,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · derivative · entry 10 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 327,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.exercise_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.expiration_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. F12 · ownership.nature: These shares consist of (i) 318,745 shares held by Menlo Ventures X, L.P., (ii) 5,578 shares held by MMEF X, L.P., and (iii) 2,709 shares held by Entrepreneurs Fund X, L.P. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | ConversionSeries G Preferred Stock · Derivative | 897,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · derivative · entry 9 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 897,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.exercise_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.expiration_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. F11 · ownership.nature: These shares consist of (i) 874,996 shares held by Menlo Ventures X, L.P., (ii) 15,312 shares held by MMEF X, L.P., and (iii) 7,437 shares held by Entrepreneurs Fund X, L.P. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | ConversionSeries E Preferred Stock · Derivative | 1,804,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · derivative · entry 8 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 1,804,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.exercise_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.expiration_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. F10 · ownership.nature: These shares consist of (i) 1,758,610 shares held by Menlo Ventures X, L.P., (ii) 30,775 shares held by MMEF X, L.P., and (iii) 14,947 shares held by Entrepreneurs Fund X, L.P. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | ConversionSeries D Preferred Stock · Derivative | 829,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · derivative · entry 7 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 829,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.exercise_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.expiration_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. F9 · ownership.nature: These shares consist of (i) 808,208 shares held by Menlo Ventures X, L.P., (ii) 14,143 shares held by MMEF X, L.P., and (iii) 6,869 shares held by Entrepreneurs Fund X, L.P. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | ConversionSeries C-2 Preferred Stock · Derivative | 7,700,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · derivative · entry 6 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 7,700,466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.exercise_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.expiration_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. F8 · ownership.nature: These shares consist of (i) 7,505,328 shares held by Menlo Ventures X, L.P., (ii) 131,343 shares held by MMEF X, L.P., and (iii) 63,795 shares held by Entrepreneurs Fund X, L.P. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | ConversionSeries C-1 Preferred Stock · Derivative | 9,240,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · derivative · entry 5 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 9,240,558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.exercise_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.expiration_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. F7 · ownership.nature: These shares consist of (i) 9,006,393 shares held by Menlo Ventures X, L.P., (ii) 157,611 shares held by MMEF X, L.P., and (iii) 76,554 shares held by Entrepreneurs Fund X, L.P. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | ConversionSeries B Preferred Stock · Derivative | 6,396,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · derivative · entry 4 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 6,396,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.exercise_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.expiration_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. F6 · ownership.nature: These shares consist of (i) 6,233,986 shares held by Menlo Ventures X, L.P., (ii) 109,094 shares held by MMEF X, L.P., and (iii) 52,988 shares held by Entrepreneurs Fund X, L.P. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | ConversionSeries A Preferred Stock · Derivative | 3,029,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · derivative · entry 3 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 3,029,159 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.exercise_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F4 · derivative.expiration_date: The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. F5 · ownership.nature: These shares consist of (i) 2,952,398 shares held by Menlo Ventures X, L.P., (ii) 51,666 shares held by MMEF X, L.P., and (iii) 25,095 shares held by Entrepreneurs Fund X, L.P. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 6,900,000 | $14.00 | $96,600,000.00 |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · nonDerivative · entry 2 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · ownership.nature: These shares consist of (i) 6,725,146 shares held by Menlo Ventures X, L.P., (ii) 117,690 shares held by MMEF X, L.P., and (iii) 57,164 shares held by Entrepreneurs Fund X, L.P. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:22 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 6,900,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-054764 · doc4.xml · nonDerivative · entry 1 MV Management X, L.L.C. · CIK 0001491768 · 10% owner Menlo Ventures X L P · CIK 0001325065 · 10% owner MMEF X LP · CIK 0001346569 · 10% owner MENLO ENTREPRENEURS FUND X LP · CIK 0001346306 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,900,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · ownership.nature: These shares consist of (i) 6,725,146 shares held by Menlo Ventures X, L.P., (ii) 117,690 shares held by MMEF X, L.P., and (iii) 57,164 shares held by Entrepreneurs Fund X, L.P. F3 · ownership.nature: MV Management X, L.L.C. is the general partner of Menlo Ventures X, L.P., MMEF X, L.P., and Menlo Entrepreneurs Fund X, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are Henry D. Montgomery, John W. Javre, Douglas C. Carlisle, Mark A. Siegel, and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his or her proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Shawn T. Carolan is a director of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.