ROKU

SEC source: 0001716837-19-000117 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

Underlying: Class A Common Stock · 20,166 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014.

SEC source: 0001716837-19-000117 · edgar.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 20,166 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014.

SEC source: 0001716837-19-000117 · edgar.xml · nonDerivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

SEC source: 0001716837-19-000117 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-19-000119 · edgar.xml · derivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 19,640,233

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000119 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 36,592

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.14 to $104.31 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000119 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 45,474

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.14 to $104.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000119 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 323,019

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.14 to $103.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000119 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 430,892

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.08 to $101.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000119 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 436,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000115 · edgar.xml · nonDerivative · entry 6

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,195

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.03 to $106.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000115 · edgar.xml · nonDerivative · entry 5

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,305

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.03 to $105.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000115 · edgar.xml · nonDerivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,993

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.02 to $104.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000115 · edgar.xml · nonDerivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,843

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.02 to $103.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000110 · edgar.xml · derivative · entry 22

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000110 · edgar.xml · derivative · entry 21

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000110 · edgar.xml · derivative · entry 20

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,436

Underlying: Class B Common Stock · 5,000 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Options vest monthly starting 4/23/15 over 4 years.

SEC source: 0001716837-19-000110 · edgar.xml · derivative · entry 19

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000110 · edgar.xml · derivative · entry 18

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Class A Common Stock · 4,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000110 · edgar.xml · derivative · entry 17

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,040

Underlying: Class B Common Stock · 4,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Options were 1/4 vested on 1/2/15 then 1/36th monthly thereafter over a total of 4 years.

SEC source: 0001716837-19-000110 · edgar.xml · derivative · entry 16

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000110 · edgar.xml · derivative · entry 15

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Class A Common Stock · 3,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000110 · edgar.xml · derivative · entry 14

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,216

Underlying: Class B Common Stock · 3,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Options were 1/4 vested on 1/2/15 then 1/36th monthly thereafter over a total of 4 years.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 13

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.27 to $101.21 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 12

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,700

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.16 to $100.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 11

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.94 to $98.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 10

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 9

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.15 to $101.18 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 8

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,100

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.10 to $100.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 7

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,800

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 6

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,700

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.84 to $98.81 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 5

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.93 to $100.92 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,683

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.85 to $99.81 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,096

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.82 to $98.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-19-000110 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-19-000104 · edgar.xml · nonDerivative · entry 3

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001716837-19-000103 · edgar.xml · nonDerivative · entry 3

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,910

F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated March 6, 2019.

SEC source: 0001716837-19-000107 · edgar.xml · derivative · entry 5

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,000 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000107 · edgar.xml · derivative · entry 4

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Class A Common Stock · 6,000 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000107 · edgar.xml · derivative · entry 3

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,200

Underlying: Class B Common Stock · 6,000 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48 of the Option vests in equal monthly installments one month from 5/1/2012.

SEC source: 0001716837-19-000107 · edgar.xml · nonDerivative · entry 2

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

F1 · shares: Shares sold pursuant to Mr. Henrick's 10b5-1 plan dated November 13, 2018.

SEC source: 0001716837-19-000107 · edgar.xml · nonDerivative · entry 1

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-19-000108 · edgar.xml · derivative · entry 5

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000108 · edgar.xml · derivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-19-000108 · edgar.xml · derivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,216

Underlying: Class B Common Stock · 10,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were 1/4 vested on 1/2/15 then 1/36th monthly thereafter over a total of 4 years.

SEC source: 0001716837-19-000108 · edgar.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

SEC source: 0001716837-19-000108 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-19-000104 · edgar.xml · nonDerivative · entry 2

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,562

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001716837-19-000103 · edgar.xml · nonDerivative · entry 2

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,592

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.