Tapewire

Nasdaq · USD

ROKU

ROKU, INC

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Tapewire entity
2524
SEC CIK
0001428439
Parsed reports
726

Last 12 months

Inside the activity.

0 purchase rows · 180 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 2026012
Feb 202609
Mar 2026021
Apr 2026014
May 2026023
Jun 2026024
Jul 202609
Aug 202609
Sep 2026020
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2020 Filed Dec 14, 2020 23:45 UTC Exercise / conversionClass B Common Stock · Derivative 10,000 $6.12 Strike: $6.12 $61,200.00
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 21

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2027-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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December 10, 2020 Filed Dec 14, 2020 23:45 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $6.12 Strike: $6.12 $61,200.00
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 20

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,993

Underlying: Class B Common Stock · 10,000 shares

Expires 2027-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC ConversionClass B Common Stock · Derivative 17,543 $5.70 Strike: $5.70 $99,995.10
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 19

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,543 shares

Expires 2025-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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December 10, 2020 Filed Dec 14, 2020 23:45 UTC Exercise / conversionClass B Common Stock · Derivative 17,543 $5.70 Strike: $5.70 $99,995.10
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 18

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,543

Underlying: Class A Common Stock · 17,543 shares

Expires 2025-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,543 $5.70 Strike: $5.70 $99,995.10
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 17

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 17,543 shares

Expires 2025-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 6,838 $316.91 $2,167,030.58
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 16

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $316.53 to $317.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 8,769 $316.01 $2,771,047.85
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 15

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,838

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.51 to $316.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 3,155 $314.66 $992,736.53
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 14

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,607

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $314.18 to $315.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 10,435 $313.34 $3,269,676.81
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 13

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,762

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $312.89 to $313.79 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 6,406 $312.21 $2,000,033.28
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 12

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,197

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $311.73 to $312.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 7,693 $311.20 $2,394,057.75
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 11

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,603

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.71 to $311.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 3,500 $310.00 $1,084,982.50
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 10

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,296

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.50 to $310.49 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 7,782 $308.84 $2,403,353.97
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 9

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,796

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.34 to $309.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 8,800 $307.79 $2,708,530.00
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 8

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,578

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $307.33 to $308.25 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 565 $306.27 $173,042.55
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 7

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,378

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 2,930 $303.46 $889,123.15
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 6

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,943

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $303.17 to $303.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 2,100 $302.53 $635,310.90
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 5

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,873

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.06 to $303.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC SaleClass A Common Stock 8,569 $301.44 $2,582,996.52
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 4

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,973

F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $301.00 to $301.87 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC ConversionClass A Common Stock 49,999 $5.64 $281,994.36
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 3

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC ConversionClass A Common Stock 10,000 $6.12 $61,200.00
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 2

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:45 UTC ConversionClass A Common Stock 17,543 $5.70 $99,995.10
Disclosure

SEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 1

Louden Steve · CIK 0001716792 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 00:46 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
ConversionClass B Common Stock · Derivative 3,463 $5.64 Strike: $5.64 $19,531.32
Disclosure

SEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 8

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires 2025-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 00:46 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
Exercise / conversionClass B Common Stock · Derivative 3,463 $5.64 Strike: $5.64 $19,531.32
Disclosure

SEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 7

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,463

Underlying: Class A Common Stock · 3,463 shares

Expires 2025-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 00:46 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,463 $5.64 Strike: $5.64 $19,531.32
Disclosure

SEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 6

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,953

Underlying: Class B Common Stock · 3,463 shares

Expires 2025-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 00:46 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
ConversionClass B Common Stock · Derivative 5,247 $4.86 Strike: $4.86 $25,500.42
Disclosure

SEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 5

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires 2024-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 00:46 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
Exercise / conversionClass B Common Stock · Derivative 5,247 $4.86 Strike: $4.86 $25,500.42
Disclosure

SEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 4

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,247

Underlying: Class A Common Stock · 5,247 shares

Expires 2024-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 00:46 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,247 $4.86 Strike: $4.86 $25,500.42
Disclosure

SEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 3

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,247 shares

Expires 2024-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 00:46 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
ConversionClass A Common Stock 3,463 $5.64 $19,531.32
Disclosure

SEC source: 0001716837-20-000225 · edgar.xml · nonDerivative · entry 2

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 00:46 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
ConversionClass A Common Stock 5,247 $4.86 $25,500.42
Disclosure

SEC source: 0001716837-20-000225 · edgar.xml · nonDerivative · entry 1

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:29 UTC GrantStock Options (right to buy) · Derivative 780 $289.10 Strike: $289.10 $225,498.00
Disclosure

SEC source: 0001716837-20-000223 · edgar.xml · derivative · entry 2

HODRICK LAURIE SIMON · CIK 0001136783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

Underlying: Class A Common Stock · 780 shares

Expires 2030-12-02

F2 · derivative.exercise_date: The option vests in 6 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:29 UTC GrantRestricted Stock Unit · Derivative 269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000223 · edgar.xml · derivative · entry 1

HODRICK LAURIE SIMON · CIK 0001136783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

Underlying: Class A Common Stock · 269 shares

Expires not disclosed

F1 · derivative.expiration_date: This RSU was granted on 12/3/2020 and vests in one installment on 6/10/2021.

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December 03, 2020 Filed Dec 8, 2020 00:25 UTC
LUNA GINADirector
GrantStock Options (right to buy) · Derivative 780 $289.10 Strike: $289.10 $225,498.00
Disclosure

SEC source: 0001716837-20-000221 · edgar.xml · derivative · entry 2

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

Underlying: Class A Common Stock · 780 shares

Expires 2030-12-02

F2 · derivative.exercise_date: The option vests in 6 equal monthly installments beginning on the one month anniversary of the grant date.

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December 03, 2020 Filed Dec 8, 2020 00:25 UTC
LUNA GINADirector
GrantRestricted Stock Unit · Derivative 269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000221 · edgar.xml · derivative · entry 1

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

Underlying: Class A Common Stock · 269 shares

Expires not disclosed

F1 · derivative.expiration_date: This RSU was granted on 12/3/2020 and vests in one installment on 6/10/2021.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
ConversionClass B Common Stock · Derivative 45,000 $6.12 Strike: $6.12 $275,400.00
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · derivative · entry 19

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,000 shares

Expires 2027-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass B Common Stock · Derivative 45,000 $6.12 Strike: $6.12 $275,400.00
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · derivative · entry 18

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Class A Common Stock · 45,000 shares

Expires 2027-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 45,000 $6.12 Strike: $6.12 $275,400.00
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · derivative · entry 17

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,993

Underlying: Class B Common Stock · 45,000 shares

Expires 2027-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: This stock option is fully vested.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
ConversionClass B Common Stock · Derivative 23,603 $5.64 Strike: $5.64 $133,120.92
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · derivative · entry 16

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,603 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass B Common Stock · Derivative 23,603 $5.64 Strike: $5.64 $133,120.92
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · derivative · entry 15

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,603

Underlying: Class A Common Stock · 23,603 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 23,603 $5.64 Strike: $5.64 $133,120.92
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · derivative · entry 14

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 23,603 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: This stock option is fully vested.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 100 $292.79 $29,279.00
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 13

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,312

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 2,491 $290.77 $724,295.62
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 12

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,412

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.53 to $291.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 3,624 $289.07 $1,047,605.99
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 11

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,903

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $288.98 to $289.49 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 7,988 $288.06 $2,301,009.70
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 10

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,527

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.55 to $288.42 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 11,251 $286.74 $3,226,136.49
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 9

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,515

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.53 to $287.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 11,823 $285.99 $3,381,264.50
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 8

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,766

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.52 to $286.48 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 14,416 $285.03 $4,109,011.22
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 7

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,589

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.50 to $285.49 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 6,730 $283.87 $1,910,439.04
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 6

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,005

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.43 to $284.36 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 3,415 $282.81 $965,785.91
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 5

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,735

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $282.34 to $283.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 3,603 $281.86 $1,015,523.57
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,150

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $281.32 to $282.31 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2020 Filed Dec 4, 2020 00:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 3,162 $280.80 $887,903.83
Disclosure

SEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,753

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $280.12 to $281.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.