Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | CFO | August 19, 2022 | August 24, 2022 |
| SUNPOWER CORPSPWR · Entity 88423 | Director | February 12, 2024 | February 14, 2024 |
| Zumiez IncZUMZ · Entity 5948 | Director | June 03, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date August 19, 2022 · Filed August 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.15 · Expires 2032-08-18 | Direct | 145,730 |
Reported balance
After 2022-08-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-08-19 · Grant · Acquired 145,730 · Balance 145,730 F1: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.15 · Expires 2032-08-18 | Direct | 19,790 |
Reported balance
After 2022-08-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-19 · Grant · Acquired 19,790 · Balance 19,790 F2: This stock option vests in 12 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022. |
Filing footnotes · ownership attribution and instrument terms
F1: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022.
F2: This stock option vests in 12 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022.
SUNPOWER CORP
Report date February 12, 2024 · Filed February 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,746 |
Reported balance
After 2024-02-12 transaction · row 1
1 source rowRow 1 · 2024-02-12 · Exercise / conversion · Acquired 12,020 · Balance 34,746 |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 12,020 |
Reported balance
After 2024-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-02-12 · Grant · Acquired 12,020 · Balance 12,020 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-02-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-12 · Exercise / conversion · Disposed 12,020 · Balance 0 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F2: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.
Zumiez Inc
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,335 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 4,110 · Balance 29,335 F1: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2026 Filed Jun 5, 2026 00:48 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 4,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001716792-26-000001 · primarydocument.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,335 F1 · shares: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 18:27 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 7,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004484 · primarydocument.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,225 F1 · shares: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date. Read SEC document |
| June 05, 2024 Filed Sep 26, 2024 22:19 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 4,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-006971 · primarydocument.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,071 F1 · shares: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 19:47 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 12,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-004894 · wk-form4_1707958027.xml · derivative · entry 3 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 19:47 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 12,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-004894 · wk-form4_1707958027.xml · derivative · entry 2 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,020 Underlying: Common Stock · 12,020 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 19:47 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 12,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-004894 · wk-form4_1707958027.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2023 Filed Dec 20, 2023 16:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042227 · wk-form4_1703106616.xml · derivative · entry 3 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on December 19, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on December 19, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. Read SEC document |
| December 19, 2023 Filed Dec 20, 2023 16:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 10,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042227 · wk-form4_1703106616.xml · derivative · entry 2 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,483 Underlying: Common Stock · 10,483 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on December 19, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on December 19, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. Read SEC document |
| December 19, 2023 Filed Dec 20, 2023 16:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 10,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042227 · wk-form4_1703106616.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 16:09 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 6,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029353 · wf-form4_169204376599782.xml · derivative · entry 3 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 16:09 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 6,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029353 · wf-form4_169204376599782.xml · derivative · entry 2 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,143 Underlying: Common Stock · 6,143 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 16:09 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 6,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029353 · wf-form4_169204376599782.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 15:19 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 5,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004693 · primarydocument.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,416 F1 · shares: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date. Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:16 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018184 · wf-form4_168418176148556.xml · derivative · entry 3 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:16 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018184 · wf-form4_168418176148556.xml · derivative · entry 2 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,100 Underlying: Common Stock · 6,100 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:16 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018184 · wf-form4_168418176148556.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2022 Filed Aug 24, 2022 01:20 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 19,790 | $0.00 Strike: $74.15 | $0.00 |
DisclosureSEC source: 0001716837-22-000096 · edgar.xml · derivative · entry 2 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,790 Underlying: Class A Common Stock · 19,790 shares Expires 2032-08-18 F2 · derivative.exercise_date: This stock option vests in 12 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022. Read SEC document |
| August 19, 2022 Filed Aug 24, 2022 01:20 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 145,730 | $0.00 Strike: $74.15 | $0.00 |
DisclosureSEC source: 0001716837-22-000096 · edgar.xml · derivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,730 Underlying: Class A Common Stock · 145,730 shares Expires 2032-08-18 F1 · derivative.exercise_date: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:49 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 2,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004719 · primarydocument.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,816 F1 · shares: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 23:02 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 33,792 | $0.00 Strike: $356.58 | $0.00 |
DisclosureSEC source: 0001716837-21-000121 · edgar.xml · derivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,792 Underlying: Class A Common Stock · 33,792 shares Expires 2031-08-15 F1 · derivative.exercise_date: This Option vests in 12 equal monthly installments beginning on the vesting commencement date of 7/28/2024. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 18:12 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 2,018 | $44.59 | $89,982.62 |
DisclosureSEC source: 0001562180-21-003983 · primarydocument.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,087 F1 · shares: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately one year from the Grant Date, in the event the Grantee does not have a Separation from Service prior to this vesting date. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 50,000 | $6.12 Strike: $6.12 | $306,000.00 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · derivative · entry 21 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 50,000 | $6.12 Strike: $6.12 | $306,000.00 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · derivative · entry 20 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $6.12 Strike: $6.12 | $306,000.00 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · derivative · entry 19 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,993 Underlying: Class B Common Stock · 50,000 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F17 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,069 | $478.37 | $989,742.77 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 18 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F16 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $478.24 to $478.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 12,375 | $477.85 | $5,913,364.05 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 17 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,069 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F15 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $477.23 to $478.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 12,156 | $476.96 | $5,797,933.05 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 16 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,444 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $476.22 to $477.22 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,845 | $475.68 | $1,828,982.68 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 15 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,600 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $475.09 to $475.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,818 | $474.66 | $1,337,583.99 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 14 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,445 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $474.06 to $475.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,051 | $473.09 | $497,213.07 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 13 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,263 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $473.01 to $473.62 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,475 | $472.28 | $696,619.64 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 12 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,314 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $472.00 to $473.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,102 | $471.11 | $519,167.41 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 11 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,789 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $470.91 to $471.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 900 | $469.33 | $422,397.00 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 10 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,891 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 700 | $468.49 | $327,939.50 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 9 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,791 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $468.00 to $468.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 748 | $467.61 | $349,772.65 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 8 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,491 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $466.98 to $467.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,102 | $465.96 | $979,451.91 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 7 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,239 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $465.85 to $466.49 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,600 | $464.89 | $743,817.44 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 6 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,341 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $464.83 to $465.40 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,150 | $463.74 | $1,460,785.41 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 5 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,941 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $463.32 to $463.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,001 | $462.44 | $462,898.84 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 4 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,091 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $462.11 to $463.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 650 | $459.94 | $298,961.00 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 3 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,092 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,258 | $458.21 | $1,034,633.21 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 2 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,742 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.16 to $458.28 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 00:20 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 50,000 | $6.12 | $306,000.00 |
DisclosureSEC source: 0001716837-21-000014 · edgar.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 34,848 | $5.64 Strike: $5.64 | $196,542.72 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 28 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 34,848 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 34,848 | $5.64 Strike: $5.64 | $196,542.72 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 27 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,848 Underlying: Class A Common Stock · 34,848 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 34,848 | $5.64 Strike: $5.64 | $196,542.72 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 26 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 34,848 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 15,151 | $5.64 Strike: $5.64 | $85,451.64 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 25 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,151 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 15,151 | $5.64 Strike: $5.64 | $85,451.64 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 24 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,151 Underlying: Class A Common Stock · 15,151 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,151 | $5.64 Strike: $5.64 | $85,451.64 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 23 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 15,151 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 10,000 | $6.12 Strike: $6.12 | $61,200.00 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 22 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 10,000 | $6.12 Strike: $6.12 | $61,200.00 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 21 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.