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ROK

ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2017 Filed Feb 24, 2017 18:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,871 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-000968 · form.xml · derivative · entry 7

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,871 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 18:07 UTC Exercise / conversionCommon Stock 20,871 $46.16 $963,405.36
Disclosure

SEC source: 0001246360-17-000968 · form.xml · nonDerivative · entry 5

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 23:21 UTC GiftCommon Stock 1,549 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000950 · form.xml · nonDerivative · entry 1

MCCORMICK WILLIAM T JR/WI · CIK 0001204909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,541

Read SEC document
February 22, 2017 Filed Feb 23, 2017 14:49 UTC
Champa Kenneth MSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,300 $0.00 Strike: $29.37 $0.00
Disclosure

SEC source: 0001246360-17-000930 · form.xml · derivative · entry 4

Champa Kenneth M · CIK 0001677463 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,300 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 14:49 UTC
Champa Kenneth MSenior Vice President
SaleCommon Stock 5,300 $152.98 $810,777.57
Disclosure

SEC source: 0001246360-17-000930 · form.xml · nonDerivative · entry 3

Champa Kenneth M · CIK 0001677463 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169

F2 · ownership.direct: Includes 260 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 14:49 UTC
Champa Kenneth MSenior Vice President
Exercise / conversionCommon Stock 5,300 $29.37 $155,661.00
Disclosure

SEC source: 0001246360-17-000930 · form.xml · nonDerivative · entry 2

Champa Kenneth M · CIK 0001677463 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 18:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-17-000968 · form.xml · derivative · entry 6

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,900

Underlying: Common Stock · 50,000 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 18:07 UTC SaleCommon Stock 20,000 $153.00 $3,060,000.00
Disclosure

SEC source: 0001246360-17-000968 · form.xml · nonDerivative · entry 4

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,415

Read SEC document
February 22, 2017 Filed Feb 24, 2017 18:07 UTC SaleCommon Stock 30,000 $152.25 $4,567,413.00
Disclosure

SEC source: 0001246360-17-000968 · form.xml · nonDerivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,415

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.00 to $152.6307. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 18:07 UTC Exercise / conversionCommon Stock 50,000 $69.57 $3,478,500.00
Disclosure

SEC source: 0001246360-17-000968 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 23:56 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-000890 · form.xml · derivative · entry 10

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,871

Underlying: Common Stock · 10,000 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 23:56 UTC Exercise / conversionCommon Stock 10,000 $46.16 $461,600.00
Disclosure

SEC source: 0001246360-17-000890 · form.xml · nonDerivative · entry 6

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:49 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-000902 · form.xml · derivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:49 UTC SaleCommon Stock 3,437 $151.21 $519,723.55
Disclosure

SEC source: 0001246360-17-000902 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,195

F1 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:49 UTC Exercise / conversionCommon Stock 1,300 $74.14 $96,382.00
Disclosure

SEC source: 0001246360-17-000902 · form.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 17, 2017 20:28 UTC
Etzel Steven W.VP and Treasurer
GiftCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000821 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

F2 · ownership.direct: Includes 660 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 23:56 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-17-000890 · form.xml · derivative · entry 9

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,900

Underlying: Common Stock · 20,000 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 23:56 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-000890 · form.xml · derivative · entry 8

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,871

Underlying: Common Stock · 20,000 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 23:56 UTC SaleCommon Stock 20,000 $151.59 $3,031,748.00
Disclosure

SEC source: 0001246360-17-000890 · form.xml · nonDerivative · entry 5

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,415

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.50 to $151.77. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 23:56 UTC Exercise / conversionCommon Stock 20,000 $69.57 $1,391,400.00
Disclosure

SEC source: 0001246360-17-000890 · form.xml · nonDerivative · entry 4

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 23:56 UTC Exercise / conversionCommon Stock 20,000 $46.16 $923,200.00
Disclosure

SEC source: 0001246360-17-000890 · form.xml · nonDerivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:56 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-17-000890 · form.xml · derivative · entry 7

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,900

Underlying: Common Stock · 10,000 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:56 UTC Exercise / conversionCommon Stock 10,000 $69.57 $695,700.00
Disclosure

SEC source: 0001246360-17-000890 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:56 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-17-000782 · form.xml · derivative · entry 9

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,900

Underlying: Common Stock · 20,000 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:56 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,600 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-000782 · form.xml · derivative · entry 8

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,871

Underlying: Common Stock · 18,600 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:56 UTC SaleCommon Stock 18,600 $152.15 $2,829,926.76
Disclosure

SEC source: 0001246360-17-000782 · form.xml · nonDerivative · entry 6

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,415

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.06 to $152.2008. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:56 UTC Exercise / conversionCommon Stock 20,000 $69.57 $1,391,400.00
Disclosure

SEC source: 0001246360-17-000782 · form.xml · nonDerivative · entry 5

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:56 UTC Exercise / conversionCommon Stock 18,600 $46.16 $858,576.00
Disclosure

SEC source: 0001246360-17-000782 · form.xml · nonDerivative · entry 4

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 19:42 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 900 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001246360-17-000718 · form.xml · derivative · entry 9

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 900 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 19:42 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-17-000718 · form.xml · derivative · entry 8

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 1,200 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 19:42 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,000 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-000718 · form.xml · derivative · entry 7

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 19:42 UTC
MCDERMOTT JOHN PSr. Vice President
SaleCommon Stock 200 $152.44 $30,487.00
Disclosure

SEC source: 0001246360-17-000718 · form.xml · nonDerivative · entry 6

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,709

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.4300 to $152.4400. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 2,910 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 19:42 UTC
MCDERMOTT JOHN PSr. Vice President
SaleCommon Stock 18,800 $151.94 $2,856,487.04
Disclosure

SEC source: 0001246360-17-000718 · form.xml · nonDerivative · entry 5

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,909

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.4300 to $152.3800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 19:42 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionCommon Stock 900 $108.89 $98,001.00
Disclosure

SEC source: 0001246360-17-000718 · form.xml · nonDerivative · entry 4

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 19:42 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionCommon Stock 1,200 $80.11 $96,132.00
Disclosure

SEC source: 0001246360-17-000718 · form.xml · nonDerivative · entry 3

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 19:42 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionCommon Stock 19,000 $74.14 $1,408,660.00
Disclosure

SEC source: 0001246360-17-000718 · form.xml · nonDerivative · entry 2

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:56 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-000782 · form.xml · derivative · entry 7

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,471

Underlying: Common Stock · 10,000 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:56 UTC SaleCommon Stock 10,000 $152.00 $1,520,000.00
Disclosure

SEC source: 0001246360-17-000782 · form.xml · nonDerivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,415

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:56 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000782 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 13, 2017 23:56 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 39,129 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-000592 · form.xml · derivative · entry 10

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,471

Underlying: Common Stock · 39,129 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 13, 2017 23:56 UTC SaleCommon Stock 10,699 $153.21 $1,639,237.66
Disclosure

SEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 8

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,415

F5 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $153.0675 to $153.61. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.

Read SEC document
February 13, 2017 Filed Feb 13, 2017 23:56 UTC SaleCommon Stock 35,022 $152.54 $5,342,399.47
Disclosure

SEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 7

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,114

F4 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.07 to $153.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2017 Filed Feb 13, 2017 23:56 UTC Exercise / conversionCommon Stock 39,129 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 6

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 17:56 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,100 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-000600 · form.xml · derivative · entry 4

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,100 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 17:56 UTC
DORGAN DAVID MVP and Controller
SaleCommon Stock 4,100 $152.99 $627,264.33
Disclosure

SEC source: 0001246360-17-000600 · form.xml · nonDerivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,355

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.7506 to $153.2206. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 630 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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February 13, 2017 Filed Feb 14, 2017 17:56 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 2,100 $46.16 $96,936.00
Disclosure

SEC source: 0001246360-17-000600 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2017 Filed Oct 2, 2017 21:07 UTC Amendment
DORGAN DAVID MVP and Controller
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,100 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-002817 · form.xml · derivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,100 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2017 Filed Oct 2, 2017 21:07 UTC Amendment
DORGAN DAVID MVP and Controller
SaleCommon Stock 4,100 $152.99 $627,264.33
Disclosure

SEC source: 0001246360-17-002817 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,455

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.7506 to $153.2206. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes 2,100 shares that were originally reported as acquired in a separate transaction but inadvertently omitted from the final total amount of shares beneficially owned following the reported transactions because of an administrative error.

F3 · ownership.direct: Includes 630 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 13, 2017 Filed Oct 2, 2017 21:07 UTC Amendment
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 2,100 $46.16 $96,936.00
Disclosure

SEC source: 0001246360-17-002817 · form.xml · nonDerivative · entry 1

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,100 shares that were originally reported as acquired in a separate transaction but inadvertently omitted from the final total amount of shares beneficially owned following the reported transactions because of an administrative error.

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February 10, 2017 Filed Feb 13, 2017 23:56 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,400 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-17-000592 · form.xml · derivative · entry 9

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,600

Underlying: Common Stock · 29,400 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.