ROK

SEC source: 0001024478-24-000161 · wk-form4_1733522944.xml · derivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 931

Underlying: Common Stock · 465 shares

Expires 2026-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000161 · wk-form4_1733522944.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000160 · wk-form4_1733522829.xml · derivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130

Underlying: Common Stock · 64 shares

Expires 2026-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000160 · wk-form4_1733522829.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000158 · wk-form4_1733522489.xml · derivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 716

Underlying: Common Stock · 358 shares

Expires 2026-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000158 · wk-form4_1733522489.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000159 · wk-form4_1733522610.xml · derivative · entry 4

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 787 shares

Expires 2026-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000159 · wk-form4_1733522610.xml · nonDerivative · entry 1

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000157 · wk-form4_1733522359.xml · derivative · entry 3

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 931

Underlying: Common Stock · 465 shares

Expires 2026-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000157 · wk-form4_1733522359.xml · nonDerivative · entry 1

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000156 · wk-form4_1733522271.xml · derivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 301

Underlying: Common Stock · 150 shares

Expires 2026-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000156 · wk-form4_1733522271.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000155 · wk-form4_1733522141.xml · derivative · entry 4

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 287

Underlying: Common Stock · 143 shares

Expires 2026-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000155 · wk-form4_1733522141.xml · nonDerivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000119 · wk-form4_1732920057.xml · nonDerivative · entry 2

KEANE JAMES P · CIK 0001196719 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,518

SEC source: 0001024478-24-000119 · wk-form4_1732920057.xml · nonDerivative · entry 1

KEANE JAMES P · CIK 0001196719 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,518

SEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · derivative · entry 9

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,700 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · nonDerivative · entry 7

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 78,115

F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/26/2024.

F8 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $300.2350 to $301.07. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020.

SEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · nonDerivative · entry 6

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 83,822

F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/26/2024.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $299.22 to $300.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020.

SEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 87,537

F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/26/2024.

F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.22 to $299.14. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020.

SEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 90,333

F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/26/2024.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.19 to $298.1450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020.

SEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 102,365

F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/26/2024.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.06 to $296.86 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020.

SEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 103,515

F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/26/2024.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.0050 to $295.98. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020.

SEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 104,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020.

SEC source: 0001024478-24-000116 · wk-form4_1732580705.xml · nonDerivative · entry 1

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,630

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/29/2024.

SEC source: 0001024478-24-000115 · wk-form4_1732580620.xml · nonDerivative · entry 1

Bulho Matheus De A G Viera · CIK 0002016350 · SVP Software and Control

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 841

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/13/2024.

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · derivative · entry 7

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · derivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 467 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · nonDerivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,274

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,800

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/30/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $284 to $284.69. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/30/2023.

SEC source: 0001024478-24-000109 · wk-form4_1731449411.xml · nonDerivative · entry 2

Rothe Christian E · CIK 0001523212 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,273

F2 · price: Price reported in column 4 is a weighted average price. Shares were purchased at prices ranging from $277.72 to $277.78. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

SEC source: 0001024478-24-000109 · wk-form4_1731449411.xml · nonDerivative · entry 1

Rothe Christian E · CIK 0001523212 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,145

F1 · price: Price reported in column 4 is a weighted average price. Shares were purchased at prices ranging from $274.0150 to $275. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

SEC source: 0001024478-24-000103 · wk-form4_1730855091.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,576

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 11/1/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $266.3540 to $267.1950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000103 · wk-form4_1730855091.xml · derivative · entry 3

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,876 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000103 · wk-form4_1730855091.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000101 · wk-form4_1727872924.xml · derivative · entry 1

SODERBERY ROBERT · CIK 0001820713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,476

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001024478-24-000100 · wk-form4_1727872849.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,807

Underlying: Common Stock · 125 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F3 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

SEC source: 0001024478-24-000097 · wk-form4_1725917958.xml · derivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 974

Underlying: Common Stock · 974 shares

Expires 2027-09-05

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000095 · wk-form4_1724365143.xml · derivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000095 · wk-form4_1724365143.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000093 · wk-form4_1724107334.xml · derivative · entry 2

Rothe Christian E · CIK 0001523212 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,771

Underlying: Common Stock · 3,771 shares

Expires 2027-08-19

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000093 · wk-form4_1724107334.xml · derivative · entry 1

Rothe Christian E · CIK 0001523212 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,391

Underlying: Common Stock · 12,391 shares

Expires 2034-08-19

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000084 · wk-form4_1721247228.xml · derivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,548

Underlying: Common Stock · 2,548 shares

Expires 2027-07-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000082 · wk-form4_1719877760.xml · derivative · entry 1

SODERBERY ROBERT · CIK 0001820713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,374

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001024478-24-000081 · wk-form4_1719877690.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,682

Underlying: Common Stock · 125 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001024478-24-000074 · wk-form4_1718145652.xml · nonDerivative · entry 1

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,718

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/29/2024 .

SEC source: 0001024478-24-000072 · wk-form4_1717796478.xml · nonDerivative · entry 3

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,833

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 6/6/2024.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.48 to $257.09. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000072 · wk-form4_1717796478.xml · nonDerivative · entry 2

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,007

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 6/6/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.41 to $256.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.