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Nasdaq · USD

RNXT

RenovoRx, Inc.

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Tapewire entity
6797
SEC CIK
0001574094
Parsed reports
111

Last 12 months

Inside the activity.

13 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202560
Jan 202610
Feb 202600
Mar 202630
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 09, 2025 Filed Apr 10, 2025 20:30 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 30,000 $0.81 $24,399.00
Disclosure

SEC source: 0001641172-25-003631 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,078,460

F1 · shares: Reflects open market purchases of the Issuer's securities.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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April 08, 2025 Filed Apr 10, 2025 01:30 UTC PurchaseCommon Stock 12,050 $0.85 $10,218.40
Disclosure

SEC source: 0001641172-25-003496 · ownership.xml · nonDerivative · entry 1

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,684

F1 · shares: Reflects an open market purchase of the Issuer's securities.

Read SEC document
April 08, 2025 Filed Apr 9, 2025 16:45 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 26,000 $0.84 $21,840.00
Disclosure

SEC source: 0001641172-25-003364 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,460

F1 · shares: Reflects open market purchases of the Issuer's securities.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.825 to $0.8499, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F3 · balance_after: Includes 975,000 shares, which are held of record by the reporting person currently and were held of record by the Mars16 Nevada Non-Grantor Trust Dtd 01/19/2016 and reported as indirectly held by the reporting person previously.

F3 · ownership.direct: Includes 975,000 shares, which are held of record by the reporting person currently and were held of record by the Mars16 Nevada Non-Grantor Trust Dtd 01/19/2016 and reported as indirectly held by the reporting person previously.

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April 08, 2025 Filed Apr 10, 2025 19:02 UTC
Kocak RonVP Controller and PAO
PurchaseCommon Stock 95 $0.80 $76.00
Disclosure

SEC source: 0001641172-25-003675 · ownership.xml · nonDerivative · entry 1

Kocak Ron · CIK 0002011160 · VP Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 15:30 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $0.83 $8,300.00
Disclosure

SEC source: 0001641172-25-003158 · ownership.xml · nonDerivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,540

F1 · shares: Reflects open market purchases of the Issuer's securities.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.816 to $0.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 16:30 UTC GrantStock Options (right to buy) · Derivative 25,099 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001493152-24-039213 · ownership.xml · derivative · entry 1

Macfarlane K. Angela · CIK 0001865182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2034-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC GrantStock Options (right to buy) · Derivative 25,099 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001493152-24-039217 · ownership.xml · derivative · entry 1

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2034-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC GrantStock Options (right to buy) · Derivative 25,099 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001493152-24-039216 · ownership.xml · derivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2034-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:30 UTC
RYAN UNA SDirector
GrantStock Options (right to buy) · Derivative 25,099 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001493152-24-039214 · ownership.xml · derivative · entry 1

RYAN UNA S · CIK 0001255349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2034-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2024.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:28 UTC
Gentry LeesaChief Clinical Officer
GrantOptions · Derivative 190,000 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0001493152-24-009409 · ownership.xml · derivative · entry 1

Gentry Leesa · CIK 0002013097 · Chief Clinical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires not disclosed

F1 · price: Represents 10-year incentive stock options to purchase 190,000 shares of the Company's common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan. These options vest over four years at a rate of 1/48 per month, beginning to vest on March 1, 2024.

F1 · derivative.exercise_date: Represents 10-year incentive stock options to purchase 190,000 shares of the Company's common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan. These options vest over four years at a rate of 1/48 per month, beginning to vest on March 1, 2024.

F1 · derivative.expiration_date: Represents 10-year incentive stock options to purchase 190,000 shares of the Company's common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan. These options vest over four years at a rate of 1/48 per month, beginning to vest on March 1, 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 19:46 UTC
Kocak RonVP, Controller and PAO
GrantOptions · Derivative 15,000 Not disclosed Strike: $1.59 Not disclosed
Disclosure

SEC source: 0001493152-24-005939 · ownership.xml · derivative · entry 1

Kocak Ron · CIK 0002011160 · VP, Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · price: Represents 10-year incentive stock options to purchase 15,000 shares of the Company's common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan. These options vest over four years at a rate of 1/48 per month, beginning vesting on the date.

F1 · derivative.exercise_date: Represents 10-year incentive stock options to purchase 15,000 shares of the Company's common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan. These options vest over four years at a rate of 1/48 per month, beginning vesting on the date.

F1 · derivative.expiration_date: Represents 10-year incentive stock options to purchase 15,000 shares of the Company's common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan. These options vest over four years at a rate of 1/48 per month, beginning vesting on the date.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 18:30 UTC PurchaseWarrant Shares · Derivative 40,983 Not disclosed Strike: $1.22 Not disclosed
Disclosure

SEC source: 0001493152-24-004364 · ownership.xml · derivative · entry 2

Macfarlane K. Angela · CIK 0001865182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,983

Underlying: Common Stock · 40,983 shares

Expires not disclosed

F1 · price: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

F1 · derivative.exercise_date: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

F1 · derivative.expiration_date: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 18:30 UTC PurchaseCommon Stock 40,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-004364 · ownership.xml · nonDerivative · entry 1

Macfarlane K. Angela · CIK 0001865182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,983

F1 · price: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 23:32 UTC PurchaseWarrants · Derivative 8,196 Not disclosed Strike: $1.22 Not disclosed
Disclosure

SEC source: 0001493152-24-004366 · ownership.xml · derivative · entry 2

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,196

Underlying: Common Stock · 8,196 shares

Expires not disclosed

F1 · price: Reporting Person purchased 8,196 shares of common stock and warrants to purchase 8,196 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

F1 · derivative.exercise_date: Reporting Person purchased 8,196 shares of common stock and warrants to purchase 8,196 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

F1 · derivative.expiration_date: Reporting Person purchased 8,196 shares of common stock and warrants to purchase 8,196 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 23:32 UTC PurchaseCommon Stock 8,196 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-004366 · ownership.xml · nonDerivative · entry 1

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,634

F1 · price: Reporting Person purchased 8,196 shares of common stock and warrants to purchase 8,196 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 23:57 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseWarrants · Derivative 40,983 Not disclosed Strike: $1.22 Not disclosed
Disclosure

SEC source: 0001493152-24-004368 · ownership.xml · derivative · entry 2

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,983

Underlying: Common Stock · 40,983 shares

Expires not disclosed

F1 · price: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

F1 · derivative.exercise_date: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

F1 · derivative.expiration_date: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 23:57 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseCommon Stock 40,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-004368 · ownership.xml · nonDerivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,540

F1 · price: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

Read SEC document
January 26, 2024 Filed Jan 31, 2024 00:33 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseWarrants · Derivative 40,983 Not disclosed Strike: $1.22 Not disclosed
Disclosure

SEC source: 0001493152-24-004372 · ownership.xml · derivative · entry 2

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,983

Underlying: Common Stock · 40,983 shares

Expires not disclosed

F1 · price: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. These warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

F1 · derivative.exercise_date: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. These warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

F1 · derivative.expiration_date: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. These warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

Read SEC document
January 26, 2024 Filed Jan 31, 2024 00:33 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 40,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-004372 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,460

F1 · price: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. These warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

Read SEC document
January 26, 2024 Filed Jan 31, 2024 00:00 UTC PurchaseWarrants · Derivative 40,983 Not disclosed Strike: $1.22 Not disclosed
Disclosure

SEC source: 0001493152-24-004370 · ownership.xml · derivative · entry 2

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,983

Underlying: Common Stock · 40,983 shares

Expires not disclosed

F1 · price: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

F1 · derivative.exercise_date: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

F1 · derivative.expiration_date: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

Read SEC document
January 26, 2024 Filed Jan 31, 2024 00:00 UTC PurchaseCommon Stock 40,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-004370 · ownership.xml · nonDerivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,983

F1 · price: Reporting Person purchased 40,983 shares of common stock and warrants to purchase 40,983 shares of common stock for a purchase price of $1.22 per share of common stock and associated warrant exercisable for one share of common stock in a private placement offering by the company made pursuant to Rule 506(c) of the Securities Act of 1933, as amended. The warrants are exercisable immediately, at an exercise price of $1.22 per share, subject to certain adjustments, and expire on January 30, 2029.

Read SEC document
January 19, 2024 Filed Jan 24, 2024 02:50 UTC
Bagai ShaunDirector · Chief Executive Officer
GrantStock Option · Derivative 250,263 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001493152-24-003521 · ownership.xml · derivative · entry 2

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,263

Underlying: Common Stock · 250,263 shares

Expires not disclosed

F2 · derivative.exercise_date: On January 19, 2024, the Reporting Person received a nonqualified stock option grant for a total of 250,263 shares of common stock vesting over four years at a rate of 1/48 per month with no cliff, beginning vesting on February 1, 2024. The option will become fully vested and exercisable on February 1, 2028, and expires on January 19, 2034.

F2 · derivative.expiration_date: On January 19, 2024, the Reporting Person received a nonqualified stock option grant for a total of 250,263 shares of common stock vesting over four years at a rate of 1/48 per month with no cliff, beginning vesting on February 1, 2024. The option will become fully vested and exercisable on February 1, 2028, and expires on January 19, 2034.

Read SEC document
January 19, 2024 Filed Jan 24, 2024 02:50 UTC
Bagai ShaunDirector · Chief Executive Officer
GrantStock Option · Derivative 66,973 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001493152-24-003521 · ownership.xml · derivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,973

Underlying: Common Stock · 66,973 shares

Expires not disclosed

F1 · derivative.exercise_date: On January 19, 2024, the Reporting Person was awarded a stock bonus of 66,973 shares of common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan (the "Plan"). These shares were fully vested upon issuance to the Reporting Person, expires on January 19, 2034.

F1 · derivative.expiration_date: On January 19, 2024, the Reporting Person was awarded a stock bonus of 66,973 shares of common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan (the "Plan"). These shares were fully vested upon issuance to the Reporting Person, expires on January 19, 2034.

Read SEC document
January 19, 2024 Filed Jan 24, 2024 02:50 UTC
Agah RamtinDirector · Chief Medical Officer
GrantStock Option · Derivative 125,132 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001493152-24-003520 · ownership.xml · derivative · entry 2

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,132

Underlying: Common Stock · 125,132 shares

Expires not disclosed

F2 · derivative.exercise_date: On January 19, 2024, the Reporting Person received a nonqualified stock option grant for 125,132 shares of common stock vesting over four years at a rate of 1/48 per month with no cliff, beginning vesting on February 1, 2024. The option will become fully vested and exercisable on February 1, 2028, and expires on January 19, 2034.

F2 · derivative.expiration_date: On January 19, 2024, the Reporting Person received a nonqualified stock option grant for 125,132 shares of common stock vesting over four years at a rate of 1/48 per month with no cliff, beginning vesting on February 1, 2024. The option will become fully vested and exercisable on February 1, 2028, and expires on January 19, 2034.

Read SEC document
January 19, 2024 Filed Jan 24, 2024 02:50 UTC
Agah RamtinDirector · Chief Medical Officer
GrantStock Option · Derivative 28,424 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001493152-24-003520 · ownership.xml · derivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,424

Underlying: Common Stock · 28,424 shares

Expires not disclosed

F1 · derivative.exercise_date: On January 19, 2024, the Reporting Person was awarded a stock bonus of 28,424 shares of common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan (the "Plan"). These shares were fully vested upon issuance to the Reporting Person, and expire on January 19, 2034.

F1 · derivative.expiration_date: On January 19, 2024, the Reporting Person was awarded a stock bonus of 28,424 shares of common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan (the "Plan"). These shares were fully vested upon issuance to the Reporting Person, and expire on January 19, 2034.

Read SEC document
January 19, 2024 Filed Jan 24, 2024 02:50 UTC
Nelms AngelaChief Operating Officer
GrantStock Option · Derivative 125,132 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001493152-24-003519 · ownership.xml · derivative · entry 2

Nelms Angela · CIK 0001946374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,132

Underlying: Common Stock · 125,132 shares

Expires not disclosed

F2 · derivative.exercise_date: On January 19, 2024, the Reporting Person received a nonqualified stock option grant for a total of 125,132 shares of common stock vesting over four years at a rate of 1/48 per month with no cliff, beginning vesting on February 1, 2024. The option will become fully vested and exercisable on February 1, 2028, and expires on January, 19, 2034.

F2 · derivative.expiration_date: On January 19, 2024, the Reporting Person received a nonqualified stock option grant for a total of 125,132 shares of common stock vesting over four years at a rate of 1/48 per month with no cliff, beginning vesting on February 1, 2024. The option will become fully vested and exercisable on February 1, 2028, and expires on January, 19, 2034.

Read SEC document
January 19, 2024 Filed Jan 24, 2024 02:50 UTC
Nelms AngelaChief Operating Officer
GrantStock Option · Derivative 33,768 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001493152-24-003519 · ownership.xml · derivative · entry 1

Nelms Angela · CIK 0001946374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,768

Underlying: Common Stock · 33,768 shares

Expires not disclosed

F1 · derivative.exercise_date: On January 19, 2024, the Reporting Person was awarded a stock bonus of 33,768 shares of common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan (the "Plan"). These shares were fully vested upon issuance to the Reporting Person, and expire on January 19, 2034.

F1 · derivative.expiration_date: On January 19, 2024, the Reporting Person was awarded a stock bonus of 33,768 shares of common stock pursuant to the Company's 2021 Omnibus Equity Incentive Plan (the "Plan"). These shares were fully vested upon issuance to the Reporting Person, and expire on January 19, 2034.

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October 03, 2023 Filed Oct 4, 2023 20:44 UTC
Nelms AngelaChief Operating Officer
PurchaseCommon Stock 800 $1.05 $836.00
Disclosure

SEC source: 0001493152-23-035684 · ownership.xml · nonDerivative · entry 2

Nelms Angela · CIK 0001946374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100

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October 03, 2023 Filed Oct 4, 2023 20:44 UTC
Nelms AngelaChief Operating Officer
PurchaseCommon Stock 300 $1.05 $314.97
Disclosure

SEC source: 0001493152-23-035684 · ownership.xml · nonDerivative · entry 1

Nelms Angela · CIK 0001946374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300

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October 01, 2023 Filed Oct 2, 2023 16:15 UTC GrantStock Options (right to buy) · Derivative 25,099 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001493152-23-035034 · ownership.xml · derivative · entry 1

Macfarlane K. Angela · CIK 0001865182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2033-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2023

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October 01, 2023 Filed Oct 2, 2023 20:15 UTC GrantStock Options (right to buy) · Derivative 25,099 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001493152-23-035035 · ownership.xml · derivative · entry 1

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2033-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2023

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October 01, 2023 Filed Oct 2, 2023 16:15 UTC GrantStock Options (right to buy) · Derivative 25,099 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001493152-23-035033 · ownership.xml · derivative · entry 1

Diamond David · CIK 0001802807 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2033-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2023

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October 01, 2023 Filed Oct 2, 2023 20:15 UTC GrantStock Options (right to buy) · Derivative 25,099 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001493152-23-035037 · ownership.xml · derivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2033-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2023

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October 01, 2023 Filed Oct 2, 2023 20:15 UTC
RYAN UNA SDirector
GrantStock Options (right to buy) · Derivative 25,099 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001493152-23-035036 · ownership.xml · derivative · entry 1

RYAN UNA S · CIK 0001255349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2033-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2023

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April 25, 2023 Filed Apr 27, 2023 20:43 UTC GrantStock Option (right to buy) · Derivative 43,026 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0001493152-23-013843 · ownership.xml · derivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,026

Underlying: Common Stock · 43,026 shares

Expires 2033-04-25

F1 · derivative.exercise_date: Shares subject to the option vest in 36 monthly installments beginning on May 25, 2023.

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March 15, 2023 Filed Mar 29, 2023 20:55 UTC
Bagai ShaunDirector · CEO
GrantEmployee Stock Option (right to buy) · Derivative 130,000 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0001493152-23-009494 · ownership.xml · derivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2033-03-15

F1 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on January 1, 2023.

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March 15, 2023 Filed Mar 29, 2023 20:57 UTC
Agah RamtinDirector · Chief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 65,000 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0001493152-23-009504 · ownership.xml · derivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2033-03-15

F1 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on January 1, 2023.

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March 15, 2023 Filed Mar 29, 2023 20:54 UTC
Nelms AngelaChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 32,500 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0001493152-23-009489 · ownership.xml · derivative · entry 1

Nelms Angela · CIK 0001946374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2033-03-15

F1 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on January 1, 2023.

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November 03, 2022 Filed Nov 4, 2022 20:48 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,438 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001209191-22-055815 · doc4.xml · derivative · entry 2

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,438 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

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November 03, 2022 Filed Nov 4, 2022 20:48 UTC Exercise / conversionCommon Stock 25,438 $1.70 $43,244.60
Disclosure

SEC source: 0001209191-22-055815 · doc4.xml · nonDerivative · entry 1

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2022 Filed Oct 4, 2022 16:30 UTC GrantStock Option (right to buy) · Derivative 25,099 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001209191-22-052244 · doc4.xml · derivative · entry 1

Macfarlane K. Angela · CIK 0001865182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2032-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2022.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:36 UTC GrantStock Option (right to buy) · Derivative 25,099 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001209191-22-052262 · doc4.xml · derivative · entry 1

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2032-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2022.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 16:27 UTC GrantStock Option (right to buy) · Derivative 25,099 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001209191-22-052234 · doc4.xml · derivative · entry 1

Diamond David · CIK 0001802807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2032-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2022.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:44 UTC
RYAN UNA SDirector
GrantStock Option (right to buy) · Derivative 25,099 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001209191-22-052309 · doc4.xml · derivative · entry 1

RYAN UNA S · CIK 0001255349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,099

Underlying: Common Stock · 25,099 shares

Expires 2032-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2022.

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September 19, 2022 Filed Sep 21, 2022 20:14 UTC
Nelms AngelaChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 274,230 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001209191-22-050898 · doc4.xml · derivative · entry 1

Nelms Angela · CIK 0001946374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,230

Underlying: Common Stock · 274,230 shares

Expires 2032-09-19

F1 · derivative.exercise_date: One-fourth of the shares subject to the option vest on September 19, 2023 and 1/36th of the remaining shares vest monthly thereafter.

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June 07, 2022 Filed Jun 9, 2022 10:04 UTC
Agah RamtinDirector · Chief Medical Officer · 10% owner
PurchaseCommon Stock 5,182 $1.93 $10,001.26
Disclosure

SEC source: 0001493152-22-016226 · ownership.xml · nonDerivative · entry 3

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,477

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May 19, 2022 Filed May 23, 2022 10:09 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseCommon Stock 5,500 $2.05 $11,275.00
Disclosure

SEC source: 0001209191-22-031236 · doc4.xml · nonDerivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,557

F1 · balance_after: Includes 246,057 shares previously reported on a Form 3 filed on August 25, 2021 as a fully vested stock option exercisable at $0.15 per share. The option was exercised in full prior to the Issuer's initial public offering.

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April 22, 2022 Filed Jun 24, 2026 21:20 UTC
RYAN UNA SDirector
OtherCommon Stock 16,206 $1.62 $26,278.03
Disclosure

SEC source: 0001493152-26-029958 · ownership.xml · nonDerivative · entry 4

RYAN UNA S · CIK 0001255349 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Una S. Ryan Revocable Trust

Disclosed balance after: 97,165

F2 · kind: Reflects distribution from Golden Seeds Venture Fund GP, of which the reporting person is a non-managing member.

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April 22, 2022 Filed Jun 24, 2026 21:20 UTC
RYAN UNA SDirector
OtherCommon Stock 26,838 $0.93 $24,999.60
Disclosure

SEC source: 0001493152-26-029958 · ownership.xml · nonDerivative · entry 3

RYAN UNA S · CIK 0001255349 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Una S. Ryan Revocable Trust

Disclosed balance after: 80,959

F2 · kind: Reflects distribution from Golden Seeds Venture Fund GP, of which the reporting person is a non-managing member.

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March 16, 2022 Filed Jun 9, 2022 10:04 UTC
Agah RamtinDirector · Chief Medical Officer · 10% owner
GiftCommon Stock 975,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-016226 · ownership.xml · nonDerivative · entry 2

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 975,000

F1 · ownership.nature: The shares are held of record by the Mars16 Nevada Non-Grantor Trust Dtd 01/19/2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.