Tapewire

Nasdaq · USD

RNXT

RenovoRx, Inc.

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Tapewire entity
6797
SEC CIK
0001574094
Parsed reports
111

Last 12 months

Inside the activity.

13 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202560
Jan 202610
Feb 202600
Mar 202630
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 3, 2026 01:00 UTC
RYAN UNA SDirector
GrantStock Options (right to buy) · Derivative 55,924 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001493152-26-045578 · ownership.xml · derivative · entry 1

RYAN UNA S · CIK 0001255349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,924

Underlying: Common Stock · 55,924 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 01:00 UTC GrantStock Options (right to buy) · Derivative 55,924 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001493152-26-045580 · ownership.xml · derivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,924

Underlying: Common Stock · 55,924 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 01:00 UTC GrantStock Options (right to buy) · Derivative 55,924 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001493152-26-045577 · ownership.xml · derivative · entry 1

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,924

Underlying: Common Stock · 55,924 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 01:00 UTC GrantStock Options (right to buy) · Derivative 55,924 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001493152-26-045582 · ownership.xml · derivative · entry 1

Macfarlane K. Angela · CIK 0001865182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,924

Underlying: Common Stock · 55,924 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2026.

Read SEC document
September 10, 2026 Filed Sep 15, 2026 10:04 UTC
VOLL MARKChief Financial Officer
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-042650 · ownership.xml · nonDerivative · entry 1

VOLL MARK · CIK 0001207512 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,380

F1 · deemedExecutionDate: The reported transaction involved the Reporting Person's receipt of a grant of 80,000 restricted stock units ("RSUs") for his future service as the Chief Financial Officer of the Issuer, subject to monthly vesting with the RSUs valued based on the closing price on the last trading day of the month in which the services were performed.

F1 · shares: The reported transaction involved the Reporting Person's receipt of a grant of 80,000 restricted stock units ("RSUs") for his future service as the Chief Financial Officer of the Issuer, subject to monthly vesting with the RSUs valued based on the closing price on the last trading day of the month in which the services were performed.

F1 · price: The reported transaction involved the Reporting Person's receipt of a grant of 80,000 restricted stock units ("RSUs") for his future service as the Chief Financial Officer of the Issuer, subject to monthly vesting with the RSUs valued based on the closing price on the last trading day of the month in which the services were performed.

Read SEC document
May 19, 2026 Filed May 21, 2026 11:00 UTC
VOLL MARKChief Financial Officer
PurchaseCommon Stock 25,000 $0.79 $19,690.00
Disclosure

SEC source: 0001493152-26-024726 · ownership.xml · nonDerivative · entry 1

VOLL MARK · CIK 0001207512 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,380

F1 · shares: Reflects open market purchases of the Issuer's securities.

F2 · balance_after: A grant of 58,953 restricted stock units ("RSUs") was previously reported for the Reporting Person's future service as the Chief Financial Officer of the Issuer, subject to monthly vesting with the RSUs valued based on the closing price on the last trading day of the month in which the services were performed. As of April 30, 2026, 8,823 of such RSUs had vested, leaving a remaining balance of 50,130 unvested RSUs.

Read SEC document
April 03, 2026 Filed Apr 8, 2026 00:00 UTC
Gentry LeesaChief Clinical Officer
GrantStock Option · Derivative 128,550 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001493152-26-015592 · ownership.xml · derivative · entry 1

Gentry Leesa · CIK 0002013097 · Chief Clinical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,550

Underlying: Common Stock · 128,550 shares

Expires not disclosed

F1 · derivative.exercise_date: On April 3, 2026, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted stock options to purchase up to 128,550 shares of the Issuer's common stock (66,954 shares of which are underlying incentive stock options and 61,596 of which are underlying non-qualified stock options), with such options vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2026. The options will only become exercisable when there is an effective registration statement covering the shares underlying the options. The options will become fully vested on January 1, 2030, and will expire on April 3, 2036.

F1 · derivative.expiration_date: On April 3, 2026, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted stock options to purchase up to 128,550 shares of the Issuer's common stock (66,954 shares of which are underlying incentive stock options and 61,596 of which are underlying non-qualified stock options), with such options vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2026. The options will only become exercisable when there is an effective registration statement covering the shares underlying the options. The options will become fully vested on January 1, 2030, and will expire on April 3, 2036.

Read SEC document
April 03, 2026 Filed Apr 8, 2026 00:00 UTC
Bagai ShaunDirector · Chief Executive Officer
GrantStock Option · Derivative 946,107 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001493152-26-015594 · ownership.xml · derivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 946,107

Underlying: Common Stock · 946,107 shares

Expires not disclosed

F1 · derivative.exercise_date: On April 3, 2026, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted stock options to purchase up to 946,107 shares of the Issuer's common stock (111,621 shares of which are underlying incentive stock options and 834,486 of which are underlying non-qualified stock options), with such options vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2026. The options will only become exercisable when there is an effective registration statement covering the shares underlying the options. The options will become fully vested on January 1, 2030, and will expire on April 3, 2036.

F1 · derivative.expiration_date: On April 3, 2026, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted stock options to purchase up to 946,107 shares of the Issuer's common stock (111,621 shares of which are underlying incentive stock options and 834,486 of which are underlying non-qualified stock options), with such options vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2026. The options will only become exercisable when there is an effective registration statement covering the shares underlying the options. The options will become fully vested on January 1, 2030, and will expire on April 3, 2036.

Read SEC document
April 03, 2026 Filed Apr 8, 2026 00:00 UTC
Agah RamtinDirector · Chief Medical Officer
GrantStock Option · Derivative 621,727 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001493152-26-015591 · ownership.xml · derivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,727

Underlying: Common Stock · 621,727 shares

Expires not disclosed

F1 · derivative.exercise_date: On April 3, 2026, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted stock options to purchase up to 621,727 shares of the Issuer's common stock (319,073 shares of which are underlying incentive stock options and 302,654 of which are underlying non-qualified stock options), with such options vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2026. The options will only become exercisable when there is an effective registration statement covering the shares underlying the options. The options will become fully vested on January 1, 2030, and will expire on April 3, 2036.

F1 · derivative.expiration_date: On April 3, 2026, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted stock options to purchase up to 621,727 shares of the Issuer's common stock (319,073 shares of which are underlying incentive stock options and 302,654 of which are underlying non-qualified stock options), with such options vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2026. The options will only become exercisable when there is an effective registration statement covering the shares underlying the options. The options will become fully vested on January 1, 2030, and will expire on April 3, 2036.

Read SEC document
April 03, 2026 Filed Apr 8, 2026 00:00 UTC
VOLL MARKChief Financial Officer
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-015593 · ownership.xml · nonDerivative · entry 1

VOLL MARK · CIK 0001207512 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,380

F1 · deemedExecutionDate: The reported transaction involved the Reporting Person's receipts of (i) a grant of 8,777 restricted stock units ("RSUs") for his service as the Chief Financial Officer of the Issuer for February 2026, which are fully vested upon grant, and (ii) a grant of 12,270 RSUs for his service as the Chief Financial Officer for March 2026, which are fully vested upon grant and (iii) a grant of 58,953 RSUs for his future service as the Chief Financial Officer of the Issuer, subject to monthly vesting with the RSUs valued based on the closing price on the last trading day of the month in which the services were performed.

F1 · shares: The reported transaction involved the Reporting Person's receipts of (i) a grant of 8,777 restricted stock units ("RSUs") for his service as the Chief Financial Officer of the Issuer for February 2026, which are fully vested upon grant, and (ii) a grant of 12,270 RSUs for his service as the Chief Financial Officer for March 2026, which are fully vested upon grant and (iii) a grant of 58,953 RSUs for his future service as the Chief Financial Officer of the Issuer, subject to monthly vesting with the RSUs valued based on the closing price on the last trading day of the month in which the services were performed.

F1 · price: The reported transaction involved the Reporting Person's receipts of (i) a grant of 8,777 restricted stock units ("RSUs") for his service as the Chief Financial Officer of the Issuer for February 2026, which are fully vested upon grant, and (ii) a grant of 12,270 RSUs for his service as the Chief Financial Officer for March 2026, which are fully vested upon grant and (iii) a grant of 58,953 RSUs for his future service as the Chief Financial Officer of the Issuer, subject to monthly vesting with the RSUs valued based on the closing price on the last trading day of the month in which the services were performed.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 11:32 UTC
VOLL MARKChief Financial Officer
GrantCommon Stock 12,380 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-013083 · ownership.xml · nonDerivative · entry 1

VOLL MARK · CIK 0001207512 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,380

F1 · shares: The reported transaction involved the Reporting Person's receipt of a grant of 12,380 restricted stock units for his service as a consultant of the Issuer for January 2026.

F1 · price: The reported transaction involved the Reporting Person's receipt of a grant of 12,380 restricted stock units for his service as a consultant of the Issuer for January 2026.

Read SEC document
March 20, 2026 Filed Mar 25, 2026 01:16 UTC PurchaseWarrants · Derivative 4,860 Not disclosed Strike: $1.93 Not disclosed
Disclosure

SEC source: 0001493152-26-012483 · ownership.xml · derivative · entry 2

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Laurence Marton Rollover IRA

Disclosed balance after: 4,860

Underlying: Common Stock · 4,860 shares

Expires not disclosed

F1 · price: The securities were purchased in a private placement on March 20, 2026 for an aggregate of $10,000.

F2 · derivative.exercise_date: The warrants are exercisable immediately upon issuance and expire on the earlier of (i) March 30, 2029 or (ii) 30 days following the date the Issuer reports at least $1.5 million in product sales revenue (excluding licensing fees, upfront milestones and grants, but including royalty revenue from product sales) for any calendar quarter in a quarterly or annual report.

F2 · derivative.expiration_date: The warrants are exercisable immediately upon issuance and expire on the earlier of (i) March 30, 2029 or (ii) 30 days following the date the Issuer reports at least $1.5 million in product sales revenue (excluding licensing fees, upfront milestones and grants, but including royalty revenue from product sales) for any calendar quarter in a quarterly or annual report.

Read SEC document
March 20, 2026 Filed Mar 25, 2026 01:16 UTC PurchaseCommon Stock 9,720 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-012483 · ownership.xml · nonDerivative · entry 1

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Laurence Marton Rollover IRA

Disclosed balance after: 9,720

F1 · price: The securities were purchased in a private placement on March 20, 2026 for an aggregate of $10,000.

Read SEC document
March 20, 2026 Filed Mar 25, 2026 01:16 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseWarrants · Derivative 12,150 Not disclosed Strike: $1.93 Not disclosed
Disclosure

SEC source: 0001493152-26-012482 · ownership.xml · derivative · entry 3

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · The Bagai Family Trust

Disclosed balance after: 12,150

Underlying: Common Stock · 12,150 shares

Expires not disclosed

F1 · price: The securities were purchased in a private placement on March 20, 2026 for an aggregate of $25,000.

F2 · derivative.exercise_date: The warrants are exercisable immediately upon issuance and expire on the earlier of (i) March 30, 2029 or (ii) 30 days following the date the Issuer reports at least $1.5 million in product sales revenue (excluding licensing fees, upfront milestones and grants, but including royalty revenue from product sales) for any calendar quarter in a quarterly or annual report.

F2 · derivative.expiration_date: The warrants are exercisable immediately upon issuance and expire on the earlier of (i) March 30, 2029 or (ii) 30 days following the date the Issuer reports at least $1.5 million in product sales revenue (excluding licensing fees, upfront milestones and grants, but including royalty revenue from product sales) for any calendar quarter in a quarterly or annual report.

Read SEC document
March 20, 2026 Filed Mar 25, 2026 01:16 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseCommon Stock 24,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-012482 · ownership.xml · nonDerivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · The Bagai Family Trust

Disclosed balance after: 313,357

F1 · price: The securities were purchased in a private placement on March 20, 2026 for an aggregate of $25,000.

F3 · balance_after: 289,057 shares of common stock are held of record by The Bagai Family Trust and were previously reported as "directly" beneficially held by the Reporting Person.

Read SEC document
March 20, 2026 Filed Mar 25, 2026 01:15 UTC
VOLL MARKChief Financial Officer
PurchaseWarrants · Derivative 48,600 Not disclosed Strike: $1.93 Not disclosed
Disclosure

SEC source: 0001493152-26-012481 · ownership.xml · derivative · entry 2

VOLL MARK · CIK 0001207512 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Voll Family Trust DTD 6/23/2010 Mark Voll TTEE

Disclosed balance after: 48,600

Underlying: Common Stock · 48,600 shares

Expires not disclosed

F1 · price: The securities were purchased in a private placement on March 20, 2026 for an aggregate of $100,000.

F2 · derivative.exercise_date: The warrants are exercisable immediately upon issuance and expire on the earlier of (i) March 30, 2029 or (ii) 30 days following the date the Issuer reports at least $1.5 million in product sales revenue (excluding licensing fees, upfront milestones and grants, but including royalty revenue from product sales) for any calendar quarter in a quarterly or annual report.

F2 · derivative.expiration_date: The warrants are exercisable immediately upon issuance and expire on the earlier of (i) March 30, 2029 or (ii) 30 days following the date the Issuer reports at least $1.5 million in product sales revenue (excluding licensing fees, upfront milestones and grants, but including royalty revenue from product sales) for any calendar quarter in a quarterly or annual report.

Read SEC document
March 20, 2026 Filed Mar 25, 2026 01:15 UTC
VOLL MARKChief Financial Officer
PurchaseCommon Stock 97,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-012481 · ownership.xml · nonDerivative · entry 1

VOLL MARK · CIK 0001207512 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Voll Family Trust DTD 6/23/2010 Mark Voll TTEE

Disclosed balance after: 97,200

F1 · price: The securities were purchased in a private placement on March 20, 2026 for an aggregate of $100,000.

Read SEC document
January 21, 2026 Filed Jan 22, 2026 12:00 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 10,000 $1.00 $9,975.00
Disclosure

SEC source: 0001493152-26-003181 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 798,460

F1 · shares: Reflects open market purchases of the Issuer's securities.

F2 · price: Reflects a weighted average price. The securities were purchased in multiple transactions at per share prices ranging from $0.995 to $1.00.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 12:00 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 9,795 $0.86 $8,423.70
Disclosure

SEC source: 0001493152-26-000255 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,460

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
December 30, 2025 Filed Jan 2, 2026 22:00 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 205 $0.83 $169.33
Disclosure

SEC source: 0001493152-26-000157 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 778,665

F1 · shares: Reflects open market purchases of the Issuer's securities.

F2 · price: Reflects a weighted average price. The securities were purchased in multiple transactions at per share prices ranging from $0.825 to $0.873.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 12:00 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $0.90 $4,506.50
Disclosure

SEC source: 0001493152-25-028650 · ownership.xml · nonDerivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,040

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 12:00 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $0.85 $4,262.00
Disclosure

SEC source: 0001493152-25-028439 · ownership.xml · nonDerivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,040

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 12:00 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 12,000 $0.85 $10,200.00
Disclosure

SEC source: 0001493152-25-028057 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 778,460

F1 · shares: Reflects an open market purchase of the Issuer's securities.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 12:00 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 10,000 $0.96 $9,600.00
Disclosure

SEC source: 0001493152-25-026516 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 766,460

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
November 24, 2025 Filed Nov 24, 2025 23:00 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 12,000 $0.80 $9,600.00
Disclosure

SEC source: 0001493152-25-024875 · ownership.xml · nonDerivative · entry 2

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756,460

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 23:00 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 10,000 $0.80 $8,000.00
Disclosure

SEC source: 0001493152-25-024875 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 744,460

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:23 UTC GrantStock Options (right to buy) · Derivative 47,640 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001493152-25-016760 · ownership.xml · derivative · entry 1

Macfarlane K. Angela · CIK 0001865182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,640

Underlying: Common Stock · 47,640 shares

Expires 2035-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2025.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 00:10 UTC GrantStock Options (right to buy) · Derivative 47,640 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001493152-25-016756 · ownership.xml · derivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,640

Underlying: Common Stock · 47,640 shares

Expires 2035-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2025.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 00:17 UTC
RYAN UNA SDirector
GrantStock Options (right to buy) · Derivative 47,640 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001493152-25-016758 · ownership.xml · derivative · entry 1

RYAN UNA S · CIK 0001255349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,640

Underlying: Common Stock · 47,640 shares

Expires 2035-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2025.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 13:19 UTC GrantStock Options (right to buy) · Derivative 47,640 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001493152-25-016789 · ownership.xml · derivative · entry 1

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,640

Underlying: Common Stock · 47,640 shares

Expires 2035-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 12 equal monthly installments beginning on November 1, 2025.

Read SEC document
August 25, 2025 Filed Aug 26, 2025 10:10 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $0.91 $4,549.00
Disclosure

SEC source: 0001641172-25-025459 · ownership.xml · nonDerivative · entry 2

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,040

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 10:10 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $0.95 $4,747.50
Disclosure

SEC source: 0001641172-25-025459 · ownership.xml · nonDerivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,040

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:45 UTC
Gentry LeesaChief Clinical Officer
GrantStock Option · Derivative 6,619 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001641172-25-017831 · ownership.xml · derivative · entry 1

Gentry Leesa · CIK 0002013097 · Chief Clinical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,619

Underlying: Common Stock · 6,619 shares

Expires not disclosed

F1 · shares: Represents an award of 2,621 incentive stock options and 3,998 non-qualified options under the Issuer's Amended and Restated 2021 Omnibus Equity Incentive Plan (the "Plan") to the Reporting Person, which award was approved by the Compensation Committee of the Issuer's Board of Directors on July 1, 2025. Such award represents a number of options previously allocated to the Reporting Person for services rendered, the issuance of which was contingent upon the availability of shares under the Plan. Such availability became effective upon stockholder approval of an increase in the shares reserve at the Issuer's annual meeting of stockholders held on June 24, 2025.

F2 · derivative.exercise_date: The options vest over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on July 1, 2035.

F2 · derivative.expiration_date: The options vest over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on July 1, 2035.

F1 · derivative.underlying_shares: Represents an award of 2,621 incentive stock options and 3,998 non-qualified options under the Issuer's Amended and Restated 2021 Omnibus Equity Incentive Plan (the "Plan") to the Reporting Person, which award was approved by the Compensation Committee of the Issuer's Board of Directors on July 1, 2025. Such award represents a number of options previously allocated to the Reporting Person for services rendered, the issuance of which was contingent upon the availability of shares under the Plan. Such availability became effective upon stockholder approval of an increase in the shares reserve at the Issuer's annual meeting of stockholders held on June 24, 2025.

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July 01, 2025 Filed Jul 3, 2025 16:45 UTC
Kocak RonVP, Controller and PAO
GrantStock Option · Derivative 41,600 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001641172-25-017830 · ownership.xml · derivative · entry 1

Kocak Ron · CIK 0002011160 · VP, Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,600

Underlying: Common Stock · 41,600 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of 41,600 incentive stock options under the Issuer's Amended and Restated 2021 Omnibus Equity Incentive Plan (the "Plan") to the Reporting Person, which award was approved by the Compensation Committee of the Issuer's Board of Directors on July 1, 2025. Such award represents a number of options previously allocated to the Reporting Person for services rendered, the issuance of which was contingent upon the availability of shares under the Plan. Such availability became effective upon stockholder approval of an increase in the shares reserve at the Issuer's annual meeting of stockholders held on June 24, 2025. The options vest over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on July 1, 2035.

F1 · derivative.expiration_date: Represents an award of 41,600 incentive stock options under the Issuer's Amended and Restated 2021 Omnibus Equity Incentive Plan (the "Plan") to the Reporting Person, which award was approved by the Compensation Committee of the Issuer's Board of Directors on July 1, 2025. Such award represents a number of options previously allocated to the Reporting Person for services rendered, the issuance of which was contingent upon the availability of shares under the Plan. Such availability became effective upon stockholder approval of an increase in the shares reserve at the Issuer's annual meeting of stockholders held on June 24, 2025. The options vest over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on July 1, 2035.

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July 01, 2025 Filed Jul 3, 2025 20:45 UTC
Bagai ShaunDirector · Chief Executive Officer
GrantStock Option · Derivative 102,498 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001641172-25-017832 · ownership.xml · derivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,498

Underlying: Common Stock · 102,498 shares

Expires not disclosed

F1 · shares: Represents an award of 21,072 incentive stock options and 81,426 non-qualified options under the Issuer's Amended and Restated 2021 Omnibus Equity Incentive Plan (the "Plan") to the Reporting Person, which award was approved by the Compensation Committee of the Issuer's Board of Directors on July 1, 2025. Such award represents a number of options previously allocated to the Reporting Person for services rendered, the issuance of which was contingent upon the availability of shares under the Plan. Such availability became effective upon stockholder approval of an increase in the shares reserve at the Issuer's annual meeting of stockholders held on June 24, 2025.

F2 · derivative.exercise_date: The options vest over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on July 1, 2035.

F2 · derivative.expiration_date: The options vest over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on July 1, 2035.

F1 · derivative.underlying_shares: Represents an award of 21,072 incentive stock options and 81,426 non-qualified options under the Issuer's Amended and Restated 2021 Omnibus Equity Incentive Plan (the "Plan") to the Reporting Person, which award was approved by the Compensation Committee of the Issuer's Board of Directors on July 1, 2025. Such award represents a number of options previously allocated to the Reporting Person for services rendered, the issuance of which was contingent upon the availability of shares under the Plan. Such availability became effective upon stockholder approval of an increase in the shares reserve at the Issuer's annual meeting of stockholders held on June 24, 2025.

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July 01, 2025 Filed Jul 3, 2025 20:45 UTC
Agah RamtinDirector · Chief Medical Officer
GrantStock Option · Derivative 63,636 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001641172-25-017833 · ownership.xml · derivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,636

Underlying: Common stock · 63,636 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of 63,636 non-qualified options under the Issuer's Amended and Restated 2021 Omnibus Equity Incentive Plan (the "Plan") to the Reporting Person, which award was approved by the Compensation Committee of the Issuer's Board of Directors on July 1, 2025. Such award represents a number of options previously allocated to the Reporting Person for services rendered, the issuance of which was contingent upon the availability of shares under the Plan. Such availability became effective upon stockholder approval of an increase in the shares reserve at the Issuer's annual meeting of stockholders held on June 24, 2025. The options vest over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on July 1, 2035.

F1 · derivative.expiration_date: Represents an award of 63,636 non-qualified options under the Issuer's Amended and Restated 2021 Omnibus Equity Incentive Plan (the "Plan") to the Reporting Person, which award was approved by the Compensation Committee of the Issuer's Board of Directors on July 1, 2025. Such award represents a number of options previously allocated to the Reporting Person for services rendered, the issuance of which was contingent upon the availability of shares under the Plan. Such availability became effective upon stockholder approval of an increase in the shares reserve at the Issuer's annual meeting of stockholders held on June 24, 2025. The options vest over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on July 1, 2035.

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June 05, 2025 Filed Jun 9, 2025 10:03 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 21,000 $1.40 $29,400.00
Disclosure

SEC source: 0001641172-25-014212 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 734,460

F1 · shares: Reflects open market purchases of the Issuer's securities.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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May 02, 2025 Filed May 6, 2025 20:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 20,480 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001641172-25-008842 · ownership.xml · derivative · entry 2

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,480 shares

Expires 2025-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the reporting person's cash exercise of an outstanding stock option into shares of common stock, with no sale of such shares of common stock.

F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

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May 02, 2025 Filed May 6, 2025 20:10 UTC Exercise / conversionCommon Stock 20,480 $0.15 $3,072.00
Disclosure

SEC source: 0001641172-25-008842 · ownership.xml · nonDerivative · entry 1

Marton Laurence · CIK 0001862192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the reporting person's cash exercise of an outstanding stock option into shares of common stock, with no sale of such shares of common stock.

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April 22, 2025 Filed Jun 6, 2025 21:15 UTC
Agah RamtinDirector · Chief Medical Officer
GiftCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-014112 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713,460

F1 · kind: On April 22, 2025, the reporting person made a bona fide gift of an aggregate of 400,000 shares of the Issuer's common stock to trusts for the benefit of the reporting person's children. The reporting person is not a trustee or beneficiary of such trusts and therefore no longer has a beneficial ownership interest in the subject shares.

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April 15, 2025 Filed Apr 16, 2025 10:08 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseCommon Stock 7,500 $0.91 $6,821.25
Disclosure

SEC source: 0001641172-25-004955 · ownership.xml · nonDerivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,040

F1 · shares: Reflects open market purchases of the Issuer's securities.

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April 15, 2025 Filed Apr 17, 2025 10:10 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 15,000 $0.90 $13,500.00
Disclosure

SEC source: 0001641172-25-005139 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,113,460

F1 · shares: Reflects open market purchases of the Issuer's securities.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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April 14, 2025 Filed Apr 16, 2025 21:18 UTC
Gentry LeesaChief Clinical Officer
GrantStock Option · Derivative 26,477 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001641172-25-005108 · ownership.xml · derivative · entry 1

Gentry Leesa · CIK 0002013097 · Chief Clinical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,477

Underlying: Common Stock · 26,477 shares

Expires not disclosed

F1 · derivative.exercise_date: On April 14, 2025, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted stock options to purchase up to 26,477 shares of the Issuer's common stock (7,173 shares of which are underlying incentive stock options and 19,304 of which are underlying non-qualified stock options), with such options vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The options will only become exercisable when there is an effective registration statement covering the shares underlying the options. The options will become fully vested on January 1, 2029, and will expire on April 14, 2035.

F1 · derivative.expiration_date: On April 14, 2025, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted stock options to purchase up to 26,477 shares of the Issuer's common stock (7,173 shares of which are underlying incentive stock options and 19,304 of which are underlying non-qualified stock options), with such options vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The options will only become exercisable when there is an effective registration statement covering the shares underlying the options. The options will become fully vested on January 1, 2029, and will expire on April 14, 2035.

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April 14, 2025 Filed Apr 16, 2025 17:18 UTC
Kocak RonVP, Controller and PAO
GrantStock Option · Derivative 166,400 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001641172-25-005109 · ownership.xml · derivative · entry 1

Kocak Ron · CIK 0002011160 · VP, Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,400

Underlying: Common Stock · 166,400 shares

Expires not disclosed

F1 · derivative.exercise_date: On April 14, 2025, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted an incentive stock option to purchase up to 166,400 shares of the Issuer's common stock, with such option vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on April 14, 2035.

F1 · derivative.expiration_date: On April 14, 2025, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted an incentive stock option to purchase up to 166,400 shares of the Issuer's common stock, with such option vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on April 14, 2035.

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April 14, 2025 Filed Apr 16, 2025 21:18 UTC
Bagai ShaunDirector · Chief Executive Officer
GrantStock Option · Derivative 409,992 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001641172-25-005107 · ownership.xml · derivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,992

Underlying: Common Stock · 409,992 shares

Expires not disclosed

F1 · derivative.exercise_date: On April 14, 2025, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted stock options to purchase up to 409,992 shares of the Issuer's common stock (187,812 shares of which are underlying incentive stock options and 222,180 of which are underlying non-qualified stock options), with such options vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The options will only become exercisable when there is an effective registration statement covering the shares underlying the options. The options will become fully vested on January 1, 2029, and will expire on April 14, 2035.

F1 · derivative.expiration_date: On April 14, 2025, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted stock options to purchase up to 409,992 shares of the Issuer's common stock (187,812 shares of which are underlying incentive stock options and 222,180 of which are underlying non-qualified stock options), with such options vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The options will only become exercisable when there is an effective registration statement covering the shares underlying the options. The options will become fully vested on January 1, 2029, and will expire on April 14, 2035.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 21:18 UTC
Agah RamtinDirector · Chief Medical Officer
GrantStock Option · Derivative 254,542 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001641172-25-005106 · ownership.xml · derivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,542

Underlying: Common Stock · 254,542 shares

Expires not disclosed

F1 · derivative.exercise_date: On April 14, 2025, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted a non-qualified stock option to purchase up to 254,542 shares of the Issuer's common stock, with such option vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on April 14, 2035..

F1 · derivative.expiration_date: On April 14, 2025, with the approval of the Compensation Committee of the Issuer's Board of Directors, the Reporting Person was granted a non-qualified stock option to purchase up to 254,542 shares of the Issuer's common stock, with such option vesting over four years at a rate of 1/48 per month with no cliff, and with vesting commencing effective January 1, 2025. The option will only become exercisable when there is an effective registration statement covering the shares underlying the option. The option will become fully vested on January 1, 2029, and will expire on April 14, 2035..

Read SEC document
April 11, 2025 Filed Apr 14, 2025 10:30 UTC
Agah RamtinDirector · Chief Medical Officer
PurchaseCommon Stock 20,000 $0.80 $16,000.00
Disclosure

SEC source: 0001641172-25-003951 · ownership.xml · nonDerivative · entry 1

Agah Ramtin · CIK 0001862617 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,098,460

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
April 10, 2025 Filed Apr 10, 2025 19:02 UTC
Kocak RonVP Controller and PAO
PurchaseCommon Stock 6,500 $0.79 $5,135.00
Disclosure

SEC source: 0001641172-25-003675 · ownership.xml · nonDerivative · entry 3

Kocak Ron · CIK 0002011160 · VP Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,595

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
April 09, 2025 Filed Apr 10, 2025 19:02 UTC
Kocak RonVP Controller and PAO
PurchaseCommon Stock 6,000 $0.80 $4,800.00
Disclosure

SEC source: 0001641172-25-003675 · ownership.xml · nonDerivative · entry 2

Kocak Ron · CIK 0002011160 · VP Controller and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,095

F1 · shares: Reflects open market purchases of the Issuer's securities.

Read SEC document
April 09, 2025 Filed Apr 10, 2025 10:02 UTC
Bagai ShaunDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $0.83 $8,300.00
Disclosure

SEC source: 0001641172-25-003504 · ownership.xml · nonDerivative · entry 1

Bagai Shaun · CIK 0001862613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,540

F1 · shares: Reflects open market purchases of the Issuer's securities.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.82795 to $0.829, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.