RMNI

SEC source: 0001638599-20-000662 · doc4_6791.xml · nonDerivative · entry 2

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,197

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.335, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000665 · doc4_6792.xml · derivative · entry 7

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,849

Underlying: Common Stock · 84,685 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-20-000665 · doc4_6792.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.39, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000665 · doc4_6792.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000671 · doc4a_6794.xml · derivative · entry 7

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,849

Underlying: Common Stock · 84,685 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-20-000671 · doc4a_6794.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.39, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000671 · doc4a_6794.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000662 · doc4_6791.xml · nonDerivative · entry 1

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,197

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000660 · doc4_6789.xml · nonDerivative · entry 1

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,197

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000635 · doc4_6773.xml · derivative · entry 3

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,334

Underlying: Common Stock · 66,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 18, 2019, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested on June 18, 2020. The remaining two-thirds vest ratably on June 18, 2021 and June 18, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On June 18, 2019, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested on June 18, 2020. The remaining two-thirds vest ratably on June 18, 2021 and June 18, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001638599-20-000635 · doc4_6773.xml · nonDerivative · entry 2

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,197

SEC source: 0001638599-20-000635 · doc4_6773.xml · nonDerivative · entry 1

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001638599-20-000586 · doc4_6749.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 100 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-20-000586 · doc4_6749.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000586 · doc4_6749.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

SEC source: 0001638599-20-000538 · doc4_6733.xml · derivative · entry 12

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,600

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 9

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 8

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 7

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

SEC source: 0001638599-20-000571 · doc4_6738.xml · derivative · entry 1

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,264

Underlying: Common Stock · 67,264 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 50% of the Restricted Stock Units awarded will vest on June 3, 2021, with the remaining 50% vesting on June 3, 2022, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through the applicable vesting date.

F2 · derivative.expiration_date: 50% of the Restricted Stock Units awarded will vest on June 3, 2021, with the remaining 50% vesting on June 3, 2022, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through the applicable vesting date.

SEC source: 0001638599-20-000579 · doc4_6745.xml · derivative · entry 3

Fleiss Andrew · CIK 0001718718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 15,903 Restricted Stock Units prior to the termination of his service as a member of the Issuer's Board of Directors. The Restricted Stock Units vested 100% upon the termination of his service, which occurred effective as of the date and time (Noon, Pacific Time on June 3, 2020) of the Company's 2020 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 15,903 Restricted Stock Units prior to the termination of his service as a member of the Issuer's Board of Directors. The Restricted Stock Units vested 100% upon the termination of his service, which occurred effective as of the date and time (Noon, Pacific Time on June 3, 2020) of the Company's 2020 Annual Meeting of Stockholders.

SEC source: 0001638599-20-000579 · doc4_6745.xml · derivative · entry 2

Fleiss Andrew · CIK 0001718718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,903

Underlying: Common Stock · 15,903 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 15,903 Restricted Stock Units prior to the termination of his service as a member of the Issuer's Board of Directors. The Restricted Stock Units vested 100% upon the termination of his service, which occurred effective as of the date and time (Noon, Pacific Time on June 3, 2020) of the Company's 2020 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 15,903 Restricted Stock Units prior to the termination of his service as a member of the Issuer's Board of Directors. The Restricted Stock Units vested 100% upon the termination of his service, which occurred effective as of the date and time (Noon, Pacific Time on June 3, 2020) of the Company's 2020 Annual Meeting of Stockholders.

SEC source: 0001638599-20-000579 · doc4_6745.xml · nonDerivative · entry 1

Fleiss Andrew · CIK 0001718718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001638599-20-000572 · doc4_6736.xml · derivative · entry 11

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,167

Underlying: Common Stock · 38,167 shares

Expires not disclosed

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F12 · shares: The Restricted Stock Units were issued to the Reporting Person, a director of the Issuer, who is a partner of Adams Street Partners, LLC. The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. By agreement with the Funds, the Reporting Person disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein.

F13 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F13 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001638599-20-000578 · doc4_6744.xml · derivative · entry 2

Bonchristiano Antonio · CIK 0001642661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,167

Underlying: Common Stock · 38,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001638599-20-000576 · doc4_6742.xml · derivative · entry 3

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,167

Underlying: Common Stock · 38,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001104659-20-070293 · tm2021940-1_4.xml · derivative · entry 11

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 38,167

Underlying: Common Stock · 38,167 shares

Expires not disclosed

F12 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F12 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F13 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F13 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F14 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F15 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

SEC source: 0001638599-20-000577 · doc4_6743.xml · derivative · entry 3

TAYLOR MARGARET · CIK 0001205426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,167

Underlying: Common Stock · 38,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001638599-20-000574 · doc4_6740.xml · derivative · entry 2

ASHBURN TOM · CIK 0001219678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,167

Underlying: Common Stock · 38,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001638599-20-000575 · doc4_6741.xml · derivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,167

Underlying: Common Stock · 38,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on January 2, 2021, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

SEC source: 0001638599-20-000580 · doc4_6746.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,327

Underlying: Common Stock · 149,327 shares

Expires 2030-06-03

F3 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on June 3, 2021, June 3, 2022 and June 3, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001638599-20-000580 · doc4_6746.xml · derivative · entry 3

Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,062

Underlying: Common Stock · 232,062 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on June 3, 2021, June 3, 2022 and June 3, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on June 3, 2021, June 3, 2022 and June 3, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001638599-20-000569 · doc4_6739.xml · derivative · entry 2

Brossard Gerard · CIK 0001639839 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-06-03

F3 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on June 3, 2021, June 3, 2022 and June 3, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001638599-20-000569 · doc4_6739.xml · derivative · entry 1

Brossard Gerard · CIK 0001639839 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on June 3, 2021, June 3, 2022 and June 3, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on June 3, 2021, June 3, 2022 and June 3, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001638599-20-000538 · doc4_6733.xml · derivative · entry 11

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 6

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 5

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

SEC source: 0001638599-20-000538 · doc4_6733.xml · derivative · entry 10

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

SEC source: 0001638599-20-000522 · doc4_6714.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

SEC source: 0001638599-20-000451 · doc4_6677.xml · nonDerivative · entry 2

DeShazor Anthony · CIK 0001756778 · EVP & Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,849

SEC source: 0001638599-20-000447 · doc4_6679.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,874

SEC source: 0001638599-20-000459 · doc4_6673.xml · nonDerivative · entry 4

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,418

SEC source: 0001638599-20-000443 · doc4_6681.xml · nonDerivative · entry 2

Murphy Julie · CIK 0001320990 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,476

SEC source: 0001638599-20-000457 · doc4_6674.xml · nonDerivative · entry 2

Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,487

SEC source: 0001638599-20-000449 · doc4_6678.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

SEC source: 0001638599-20-000455 · doc4_6675.xml · nonDerivative · entry 2

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,451