Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EarthLink Holdings, LLCELNK · Entity 178509 | EVP, Enterprise & Mid-Market | February 27, 2017 | February 27, 2017 |
| Rimini Street, Inc.RMNI · Entity 5475 | Chief Operating Officer | June 03, 2022 | June 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EarthLink Holdings, LLC
Report date February 27, 2017 · Filed February 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-27 · Disposition to issuer · Disposed 28,396 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-27 · Disposition to issuer · Disposed 224,113 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream.
Rimini Street, Inc.
Report date June 03, 2022 · Filed June 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,048 |
Ending reported balance
After 2022-06-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-06-03 · Exercise / conversion · Acquired 66,666 · Balance 148,744 Row 2 · 2022-06-03 · Sale · Disposed 23,696 · Balance 125,048 F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 66,668 |
Reported balance
After 2022-06-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-03 · Exercise / conversion · Disposed 66,666 · Balance 66,668 F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3: On June 3, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested on June 3, 2021 and one-third of which vested on June 3, 2022. The remaining one-third will vest on June 3, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F3: On June 3, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested on June 3, 2021 and one-third of which vested on June 3, 2022. The remaining one-third will vest on June 3, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2022 Filed Jun 7, 2022 20:57 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionRestricted Stock Unit · Derivative | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000133 · wf-form4_165463543195103.xml · derivative · entry 3 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,668 Underlying: Common Stock · 66,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested on June 3, 2021 and one-third of which vested on June 3, 2022. The remaining one-third will vest on June 3, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date. F3 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested on June 3, 2021 and one-third of which vested on June 3, 2022. The remaining one-third will vest on June 3, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 20:57 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 23,696 | $6.62 | $156,796.43 |
DisclosureSEC source: 0001635282-22-000133 · wf-form4_165463543195103.xml · nonDerivative · entry 2 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,048 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 20:57 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000133 · wf-form4_165463543195103.xml · nonDerivative · entry 1 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 21:17 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantRestricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-22-000024 · wf-form4_164400943661352.xml · derivative · entry 3 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on February 3, 2023, February 3, 2024 and February 3, 2025, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date. F3 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on February 3, 2023, February 3, 2024 and February 3, 2025, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 21:17 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantEmployee Stock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.66 | $0.00 |
DisclosureSEC source: 0001635282-22-000024 · wf-form4_164400943661352.xml · derivative · entry 2 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2032-02-03 F1 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on February 3, 2023, February 3, 2024 and February 3, 2025, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:29 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-21-000189 · wf-form4_163960733318652.xml · derivative · entry 3 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on December 13, 2022, December 13, 2023 and December 13, 2024, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date. F3 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on December 13, 2022, December 13, 2023 and December 13, 2024, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:29 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $5.71 | $0.00 |
DisclosureSEC source: 0001635282-21-000189 · wf-form4_163960733318652.xml · derivative · entry 2 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2031-12-13 F1 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on December 13, 2022, December 13, 2023 and December 13, 2024, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:02 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-21-000169 · wf-form4_163778773708157.xml · nonDerivative · entry 1 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2021 Filed Nov 24, 2021 21:02 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionRestricted Stock Unit · Derivative | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-21-000169 · wf-form4_163778773708157.xml · derivative · entry 3 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,334 Underlying: Common Stock · 66,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On November 20, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested ratably on Saturday, November 20, 2021 (with a deemed transaction date of Monday, November 22, 2021). The remaining two-thirds vest ratably on November 20, 2022 and November 20, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On November 20, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested ratably on Saturday, November 20, 2021 (with a deemed transaction date of Monday, November 22, 2021). The remaining two-thirds vest ratably on November 20, 2022 and November 20, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| November 20, 2021 Filed Nov 24, 2021 21:02 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 28,200 | $6.83 | $192,558.06 |
DisclosureSEC source: 0001635282-21-000169 · wf-form4_163778773708157.xml · nonDerivative · entry 2 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,078 F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 22:43 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionRestricted Stock Unit · Derivative | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000517 · doc4_7251.xml · derivative · entry 3 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,334 Underlying: Common Stock · 66,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested ratably on June 3, 2021. The remaining two-thirds vest ratably on June 3, 2022 and June 3, 2023, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested ratably on June 3, 2021. The remaining two-thirds vest ratably on June 3, 2022 and June 3, 2023, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 22:43 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 23,054 | $6.40 | $147,545.60 |
DisclosureSEC source: 0001638599-21-000517 · doc4_7251.xml · nonDerivative · entry 2 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,612 F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 22:43 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 66,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000517 · doc4_7251.xml · nonDerivative · entry 1 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 21:59 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantRestricted Stock Unit · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000910 · doc4_6930.xml · derivative · entry 1 Brossard Gerard · CIK 0001639839 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on November 20, 2021, November 20, 2022 and November 20, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on November 20, 2021, November 20, 2022 and November 20, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 22:03 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001638599-20-000569 · doc4_6739.xml · derivative · entry 2 Brossard Gerard · CIK 0001639839 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-06-03 F3 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on June 3, 2021, June 3, 2022 and June 3, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 22:03 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantRestricted Stock Unit · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000569 · doc4_6739.xml · derivative · entry 1 Brossard Gerard · CIK 0001639839 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on June 3, 2021, June 3, 2022 and June 3, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on June 3, 2021, June 3, 2022 and June 3, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 16:17 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Disposition to issuerRestricted Stock Units · Derivative | 224,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000022 · primary_doc.xml · derivative · entry 2 Brossard Gerard · CIK 0001639839 · EVP, Enterprise & Mid-Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 224,113 shares Expires not disclosed F1 · security: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · derivative.exercise_price: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · kind: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · price: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · derivative.exercise_date: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · derivative.expiration_date: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 16:17 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Disposition to issuerCommon Stock | 28,396 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000022 · primary_doc.xml · nonDerivative · entry 1 Brossard Gerard · CIK 0001639839 · EVP, Enterprise & Mid-Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · kind: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. F1 · price: Disposition pursuant to the Agreement and Plan of Merger, dated as of November 5, 2016 (the "Merger Agreement"), by and among EarthLink, Windstream Holdings Corp. ("Windstream"), Europa Merger Sub, Inc. ("Merger Sub 1") and Europa Merger Sub, LLC ("Merger Sub 2") whereby Merger Sub 1 merged with and into EarthLink with EarthLink surviving as an indirect, wholly-owned subsidiary of Windstream (the "Merger") and, immediately thereafter, EarthLink merged with and into Merger Sub 2, with Merger Sub 2 surviving as an indirect, wholly-owned subsidiary of Windstream with the Merger being a transaction exempt under Rule 16b-3(e). Upon completion of the Merger, each outstanding share of EarthLink common stock was converted into 0.818 shares of Windstream common stock and each outstanding restricted stock unit of EarthLink was assumed by Windstream and converted into 0.818 restricted stock units of Windstream. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 19:28 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Exercise / conversionRestricted Stock Units · Derivative | 19,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000005 · primary_doc.xml · derivative · entry 3 Brossard Gerard · CIK 0001639839 · EVP, Enterprise/Mid-Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,113 Underlying: Common Stock · 19,960 shares Expires 2026-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · derivative.exercise_price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 19:28 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Tax withholdingCommon Stock | 7,315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000005 · primary_doc.xml · nonDerivative · entry 2 Brossard Gerard · CIK 0001639839 · EVP, Enterprise/Mid-Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,396 F2 · security: Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units. F2 · price: Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 19:28 UTC | EarthLink Holdings, LLC ELNK · Entity 178509 | Exercise / conversionCommon Stock | 19,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001102541-17-000005 · primary_doc.xml · nonDerivative · entry 1 Brossard Gerard · CIK 0001639839 · EVP, Enterprise/Mid-Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. F1 · price: Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.