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Grady Sebastian

Disclosed activity across 1 company

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116376
SEC CIK
0001717127

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rimini Street, Inc.RMNI · Entity 5475PresidentFebruary 23, 2023February 28, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rimini Street, Inc.

Report date February 23, 2023 · Filed February 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect161,293 Ending reported balance After 2023-02-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-02-23 · Exercise / conversion · Acquired 8,333 · Balance 164,866

Row 2 · 2023-02-23 · Sale · Disposed 3,573 · Balance 161,293

F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect8,334 Reported balance After 2023-02-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-23 · Exercise / conversion · Disposed 8,333 · Balance 8,334

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022 and one-third of which vested on February 23, 2023. The remaining one-third vests on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022 and one-third of which vested on February 23, 2023. The remaining one-third vests on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2023 Filed Feb 28, 2023 02:28 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000040 · wf-form4_167755127146023.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022 and one-third of which vested on February 23, 2023. The remaining one-third vests on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022 and one-third of which vested on February 23, 2023. The remaining one-third vests on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:28 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 3,573 $4.34 $15,521.11
Disclosure

SEC source: 0001635282-23-000040 · wf-form4_167755127146023.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,293

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:28 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000040 · wf-form4_167755127146023.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:05 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Units · Derivative 9,999 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000006 · wf-form4_167581110066774.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,001

Underlying: Common Stock · 9,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On February 3, 2022, the Reporting Person was granted 30,000 Restricted Stock Units, one-third of which vested on February 3, 2023. The remaining two-thirds vest ratably on February 3, 2024 and February 3, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On February 3, 2022, the Reporting Person was granted 30,000 Restricted Stock Units, one-third of which vested on February 3, 2023. The remaining two-thirds vest ratably on February 3, 2024 and February 3, 2025, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:05 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 3,824 $4.82 $18,416.38
Disclosure

SEC source: 0001635282-23-000006 · wf-form4_167581110066774.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,533

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:05 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 9,999 $0.00 $0.00
Disclosure

SEC source: 0001635282-23-000006 · wf-form4_167581110066774.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2022 Filed Aug 9, 2022 23:12 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 6,081 $5.58 $33,907.66
Disclosure

SEC source: 0001635282-22-000188 · wf-form4_166008673267482.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,358

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 06, 2022 Filed Aug 9, 2022 23:12 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000188 · wf-form4_166008673267482.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020, one-third of which vested on August 6, 2021 and one third of which vested on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020, one-third of which vested on August 6, 2021 and one third of which vested on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 06, 2022 Filed Aug 9, 2022 23:12 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000188 · wf-form4_166008673267482.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:07 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000172 · wf-form4_165998923580931.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:07 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 6,266 $5.83 $36,505.72
Disclosure

SEC source: 0001635282-22-000172 · wf-form4_165998923580931.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,771

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:07 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000172 · wf-form4_165998923580931.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2022 Filed May 11, 2022 23:13 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 3,040 $5.73 $17,411.90
Disclosure

SEC source: 0001635282-22-000097 · wf-form4_165231075851817.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,371

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:13 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000097 · wf-form4_165231075851817.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, which Restricted Stock Units vested ratably in one-third increments on each of May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
May 07, 2022 Filed May 11, 2022 23:13 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000097 · wf-form4_165231075851817.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 00:47 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 1,329 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000051 · wf-form4_164644121710080.xml · derivative · entry 6

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 1,329 Restricted Stock Units, 100% of which vested on February 23, 2022.

F2 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 1,329 Restricted Stock Units, 100% of which vested on February 23, 2022.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 00:47 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000051 · wf-form4_164644121710080.xml · derivative · entry 5

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F4 · derivative.exercise_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F4 · derivative.expiration_date: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022. The remaining two-thirds vest ratably on February 23, 2023 and February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 00:47 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 546 $4.36 $2,380.56
Disclosure

SEC source: 0001635282-22-000051 · wf-form4_164644121710080.xml · nonDerivative · entry 4

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,077

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F2 · acquired: On February 23, 2021, the Reporting Person was granted 1,329 Restricted Stock Units, 100% of which vested on February 23, 2022.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 00:47 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000051 · wf-form4_164644121710080.xml · nonDerivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 00:47 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 3,424 $4.36 $14,928.64
Disclosure

SEC source: 0001635282-22-000051 · wf-form4_164644121710080.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,294

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
February 23, 2022 Filed Mar 5, 2022 00:47 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000051 · wf-form4_164644121710080.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 21:09 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.66 $0.00
Disclosure

SEC source: 0001635282-22-000022 · wf-form4_164400897965060.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2032-02-03

F3 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on February 3, 2023, February 3, 2024 and February 3, 2025, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 21:09 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000022 · wf-form4_164400897965060.xml · derivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on February 3, 2023, February 3, 2024 and February 3, 2025, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on February 3, 2023, February 3, 2024 and February 3, 2025, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:26 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-21-000125 · wf-form4_162863077923962.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:26 UTC Rimini Street, Inc. RMNI · Entity 5475 Tax withholdingCommon Stock 5,764 $8.14 $46,918.96
Disclosure

SEC source: 0001635282-21-000125 · wf-form4_162863077923962.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,992

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:26 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 16,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001635282-21-000125 · wf-form4_162863077923962.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 20:55 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-21-000111 · wf-form4_162828332479394.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 20:55 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,764 $8.31 $47,898.84
Disclosure

SEC source: 0001635282-21-000111 · wf-form4_162828332479394.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,090

F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

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August 04, 2021 Filed Aug 6, 2021 20:55 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 16,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001635282-21-000111 · wf-form4_162828332479394.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

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May 07, 2021 Filed May 12, 2021 00:14 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000449 · doc4_7209.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, two-thirds of which vested ratably on May 7, 2020 and May 7, 2021, respectively. The remaining one-third vests on May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F2 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, two-thirds of which vested ratably on May 7, 2020 and May 7, 2021, respectively. The remaining one-third vests on May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

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May 07, 2021 Filed May 12, 2021 00:14 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 2,940 $7.71 $22,667.40
Disclosure

SEC source: 0001638599-21-000449 · doc4_7209.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,188

F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:14 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-21-000449 · doc4_7209.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:05 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantRestricted Stock Unit · Derivative 1,329 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000265 · doc4_7115.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329

Underlying: Common Stock · 1,329 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 23, 2022, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 23, 2022, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date.

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February 23, 2021 Filed Feb 26, 2021 00:05 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000265 · doc4_7115.xml · derivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal installments on February 23, 2022, February 23, 2023 and February 23, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal installments on February 23, 2022, February 23, 2023 and February 23, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through each such date.

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September 30, 2020 Filed Oct 2, 2020 23:42 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 77,674 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-20-000849 · doc4_6891.xml · derivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,674 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

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September 30, 2020 Filed Oct 2, 2020 23:42 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 77,674 $1.16 $89,760.07
Disclosure

SEC source: 0001638599-20-000849 · doc4_6891.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 01:16 UTC Rimini Street, Inc. RMNI · Entity 5475 Tax withholdingCommon Stock 8,652 $5.21 $45,104.61
Disclosure

SEC source: 0001638599-20-000730 · doc4_6827.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,514

F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020.

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August 06, 2020 Filed Aug 7, 2020 23:12 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000717 · doc4_6814.xml · derivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

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August 06, 2020 Filed Aug 7, 2020 23:12 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000717 · doc4_6814.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · acquired: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

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August 04, 2020 Filed Aug 6, 2020 23:36 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000702 · doc4_6806.xml · derivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

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August 03, 2020 Filed Aug 5, 2020 22:00 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,611 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-20-000690 · doc4_6805.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,674

Underlying: Common Stock · 21,611 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 22:00 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 21,611 $5.36 $115,776.61
Disclosure

SEC source: 0001638599-20-000690 · doc4_6805.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.325 to $5.39, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 22:00 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 21,611 $1.16 $24,973.67
Disclosure

SEC source: 0001638599-20-000690 · doc4_6805.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 21:37 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,537 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-20-000686 · doc4_6803.xml · derivative · entry 9

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,105

Underlying: Common Stock · 10,537 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 21:37 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 10,537 $5.32 $56,063.16
Disclosure

SEC source: 0001638599-20-000686 · doc4_6803.xml · nonDerivative · entry 6

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.34, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 21:37 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 10,537 $1.16 $12,176.56
Disclosure

SEC source: 0001638599-20-000686 · doc4_6803.xml · nonDerivative · entry 5

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 21:37 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 105,038 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-20-000686 · doc4_6803.xml · derivative · entry 8

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,642

Underlying: Common Stock · 105,038 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 21:37 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 105,038 $5.35 $561,753.73
Disclosure

SEC source: 0001638599-20-000686 · doc4_6803.xml · nonDerivative · entry 4

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.54, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 21:37 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 105,038 $1.16 $121,381.91
Disclosure

SEC source: 0001638599-20-000686 · doc4_6803.xml · nonDerivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 21:37 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 230,383 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-20-000686 · doc4_6803.xml · derivative · entry 7

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,860

Underlying: Common Stock · 230,383 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.