Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2020 Filed Dec 10, 2020 22:17 UTC |
Bonchristiano AntonioDirector
|
PurchasePublic Warrants (right to buy) · Derivative | 1,500 | $0.40 Strike: $11.50 | $600.00 |
DisclosureSEC source: 0001638599-20-000964 · doc4_6955.xml · derivative · entry 2 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GP Cash Management Ltd Disclosed balance after: 3,500 Underlying: Common Stock · 1,500 shares Expires 2022-10-11 F1 · balance_after: The Reporting Person is a member of the Board of Directors of GP Cash Management Ltd. Accordingly, the Reporting Person may be deemed to hold dispositive power over the Rimini Street, Inc. public warrants beneficially held by GP Cash Management Ltd. The Reporting Person disclaims beneficial ownership of the Rimini Street, Inc. public warrants beneficially held by GP Cash Management Ltd. except to the extent of his pecuniary interest therein. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:12 UTC |
Bonchristiano AntonioDirector
|
PurchasePublic Warrants (right to buy) · Derivative | 2,000 | $0.21 Strike: $11.50 | $425.00 |
DisclosureSEC source: 0001638599-20-000951 · doc4_6950.xml · derivative · entry 2 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GP Cash Management Ltd Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2022-10-11 F1 · balance_after: The Reporting Person is a member of the Board of Directors of GP Cash Management Ltd. Accordingly, the Reporting Person may be deemed to hold dispositive power over the Rimini Street, Inc. public warrants beneficially held by GP Cash Management Ltd. The Reporting Person disclaims beneficial ownership of the Rimini Street, Inc. public warrants beneficially held by GP Cash Management Ltd. except to the extent of his pecuniary interest therein. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 19:38 UTC |
Mbugua StanleyGVP & Chief Accounting Officer
|
SaleCommon Stock | 8,524 | $4.88 | $41,597.12 |
DisclosureSEC source: 0001638599-20-000955 · doc4_6951.xml · nonDerivative · entry 1 Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101 Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 21:59 UTC |
Brossard GerardEVP & Chief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000910 · doc4_6930.xml · derivative · entry 1 Brossard Gerard · CIK 0001639839 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on November 20, 2021, November 20, 2022 and November 20, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on November 20, 2021, November 20, 2022 and November 20, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 23:33 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Tax withholdingCommon Stock | 729 | $3.58 | $2,609.82 |
DisclosureSEC source: 0001638599-20-000890 · doc4_6915.xml · nonDerivative · entry 2 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,191 Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 18:33 UTC |
Mbugua StanleyGVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,185 | $3.58 | $4,242.30 |
DisclosureSEC source: 0001638599-20-000891 · doc4_6914.xml · nonDerivative · entry 2 Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,212 Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 23:33 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000890 · doc4_6915.xml · derivative · entry 3 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On November 5, 2019, the reporting person was granted 2,439 Restricted Stock Units, 100% of which vested on November 5, 2020. F2 · derivative.expiration_date: On November 5, 2019, the reporting person was granted 2,439 Restricted Stock Units, 100% of which vested on November 5, 2020. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 23:33 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 2,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000890 · doc4_6915.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On November 5, 2019, the reporting person was granted 2,439 Restricted Stock Units, 100% of which vested on November 5, 2020. F2 · acquired: On November 5, 2019, the reporting person was granted 2,439 Restricted Stock Units, 100% of which vested on November 5, 2020. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 18:33 UTC |
Mbugua StanleyGVP & Chief Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000891 · doc4_6914.xml · derivative · entry 3 Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On November 5, 2019, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on November 5, 2020. The remaining two-thirds vest ratably on November 5, 2021 and November 5, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · derivative.expiration_date: On November 5, 2019, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on November 5, 2020. The remaining two-thirds vest ratably on November 5, 2021 and November 5, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 18:33 UTC |
Mbugua StanleyGVP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000891 · doc4_6914.xml · nonDerivative · entry 1 Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On November 5, 2019, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on November 5, 2020. The remaining two-thirds vest ratably on November 5, 2021 and November 5, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · acquired: On November 5, 2019, the Reporting Person was granted 10,000 Restricted Stock Units, one-third of which vested on November 5, 2020. The remaining two-thirds vest ratably on November 5, 2021 and November 5, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 21:02 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,500 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-20-000854 · doc4_6895.xml · derivative · entry 2 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,500 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 21:02 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 19,500 | $1.19 | $23,292.75 |
DisclosureSEC source: 0001638599-20-000854 · doc4_6895.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 20:48 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-20-000852 · doc4_6894.xml · derivative · entry 2 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,706 Underlying: Common Stock · 10,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The full exercise price is $1.194594 but due to space limitations could not be entered above. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 20:48 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 10,000 | $1.19 | $11,945.00 |
DisclosureSEC source: 0001638599-20-000852 · doc4_6894.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The full exercise price is $1.194594 but due to space limitations could not be entered above. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:32 UTC |
Perica Michael L.EVP & Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.22 | $0.00 |
DisclosureSEC source: 0001638599-20-000847 · doc4_6890.xml · derivative · entry 2 Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-10-01 F3 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on October 1, 2021, October 1, 2022 and October 1, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:32 UTC |
Perica Michael L.EVP & Chief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000847 · doc4_6890.xml · derivative · entry 1 Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on October 1, 2021, October 1, 2022 and October 1, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on October 1, 2021, October 1, 2022 and October 1, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 23:42 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 77,674 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-20-000849 · doc4_6891.xml · derivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 77,674 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 23:42 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 77,674 | $1.16 | $89,760.07 |
DisclosureSEC source: 0001638599-20-000849 · doc4_6891.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:51 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-20-000827 · doc4_6880.xml · derivative · entry 2 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,706 Underlying: Common Stock · 10,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The full exercise price is $1.194594 but due to space limitations could not be entered above. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:51 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 10,000 | $1.19 | $11,945.00 |
DisclosureSEC source: 0001638599-20-000827 · doc4_6880.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The full exercise price is $1.194594 but due to space limitations could not be entered above. Read SEC document |
| August 19, 2020 Filed Aug 19, 2020 21:41 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-20-000743 · doc4_6831.xml · derivative · entry 2 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,706 Underlying: Common Stock · 30,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The full exercise price is $1.194594 but due to space limitations could not be entered above. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| August 19, 2020 Filed Aug 19, 2020 21:41 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 30,000 | $1.19 | $35,835.00 |
DisclosureSEC source: 0001638599-20-000743 · doc4_6831.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The full exercise price is $1.194594 but due to space limitations could not be entered above. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 01:18 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Tax withholdingCommon Stock | 5,059 | $5.21 | $26,373.58 |
DisclosureSEC source: 0001638599-20-000731 · doc4_6826.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,481 F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 01:24 UTC |
Rowe David W.EVP and CMO
|
Tax withholdingCommon Stock | 6,036 | $5.21 | $31,466.88 |
DisclosureSEC source: 0001638599-20-000735 · doc4_6822.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,813 F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020. Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 21:14 UTC |
Mbugua StanleyGVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 6,036 | $5.21 | $31,466.88 |
DisclosureSEC source: 0001638599-20-000729 · doc4_6828.xml · nonDerivative · entry 1 Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,064 F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 01:21 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Tax withholdingCommon Stock | 6,036 | $5.21 | $31,466.88 |
DisclosureSEC source: 0001638599-20-000733 · doc4_6824.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,470 F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 01:23 UTC |
Slepko BrianEVP, Global Service Delivery
|
Tax withholdingCommon Stock | 6,036 | $5.21 | $31,466.88 |
DisclosureSEC source: 0001638599-20-000734 · doc4_6823.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,081 F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 01:19 UTC |
Salaets StevenCIO/EVP/CPO Glo.Sec., IA&Qual.
|
Tax withholdingCommon Stock | 6,036 | $5.21 | $31,466.88 |
DisclosureSEC source: 0001638599-20-000732 · doc4_6825.xml · nonDerivative · entry 1 Salaets Steven · CIK 0001750857 · CIO/EVP/CPO Glo.Sec., IA&Qual. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,109 F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 01:16 UTC |
Grady SebastianPresident
|
Tax withholdingCommon Stock | 8,652 | $5.21 | $45,104.61 |
DisclosureSEC source: 0001638599-20-000730 · doc4_6827.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,514 F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020. Read SEC document |
| August 11, 2020 Filed Dec 8, 2020 19:36 UTC Amendment |
Mbugua StanleyGVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 3,623 | $5.21 | $18,887.42 |
DisclosureSEC source: 0001638599-20-000954 · doc4a_6952.xml · nonDerivative · entry 1 Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,477 F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020. F2 · shares: The original Form 4 erroneously reported the net number of shares (6,376) issued to the Reporting Person as a result of the RSU vesting event, as opposed to the number of shares that were withheld to pay withholding taxes (3,623). This also affects the entry in Column 5 of Table 1 of the original Form 4, which has also been updated, as well as the running ownership totals in Column 5 of Table 1 of the Reporting Person's Form 4 filed on November 9, 2020. F2 · balance_after: The original Form 4 erroneously reported the net number of shares (6,376) issued to the Reporting Person as a result of the RSU vesting event, as opposed to the number of shares that were withheld to pay withholding taxes (3,623). This also affects the entry in Column 5 of Table 1 of the original Form 4, which has also been updated, as well as the running ownership totals in Column 5 of Table 1 of the Reporting Person's Form 4 filed on November 9, 2020. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:37 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000720 · doc4_6817.xml · derivative · entry 2 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:37 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000720 · doc4_6817.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · acquired: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:08 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000714 · doc4_6815.xml · derivative · entry 2 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:08 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000714 · doc4_6815.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · acquired: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 19:28 UTC |
Mbugua StanleyGVP & Chief Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000718 · doc4_6820.xml · derivative · entry 2 Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,001 Underlying: Common Stock · 9,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 30,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 30,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 19:28 UTC |
Mbugua StanleyGVP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 9,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000718 · doc4_6820.xml · nonDerivative · entry 1 Mbugua Stanley · CIK 0001625441 · GVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On August 6, 2019, the Reporting Person was granted 30,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · acquired: On August 6, 2019, the Reporting Person was granted 30,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:31 UTC |
Slepko BrianEVP, Global Service Delivery
|
Exercise / conversionCommon Stock | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000719 · doc4_6819.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · acquired: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:09 UTC |
Salaets StevenCIO/EVP/CPO Glo.Sec., IA&Qual.
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000716 · doc4_6818.xml · derivative · entry 2 Salaets Steven · CIK 0001750857 · CIO/EVP/CPO Glo.Sec., IA&Qual. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:09 UTC |
Salaets StevenCIO/EVP/CPO Glo.Sec., IA&Qual.
|
Exercise / conversionCommon Stock | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000716 · doc4_6818.xml · nonDerivative · entry 1 Salaets Steven · CIK 0001750857 · CIO/EVP/CPO Glo.Sec., IA&Qual. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · acquired: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:12 UTC |
Grady SebastianPresident
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000717 · doc4_6814.xml · derivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:12 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000717 · doc4_6814.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · acquired: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:09 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000715 · doc4_6816.xml · derivative · entry 2 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 23:09 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000715 · doc4_6816.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · acquired: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 00:26 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 5,000 | $5.81 | $29,050.00 |
DisclosureSEC source: 0001638599-20-000688 · doc4_6804.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,840 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 19:38 UTC |
DeShazor AnthonyEVP & Chief Client Officer
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000707 · doc4_6811.xml · derivative · entry 2 DeShazor Anthony · CIK 0001756778 · EVP & Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 23:38 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000708 · doc4_6812.xml · derivative · entry 2 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 23:37 UTC |
Rowe David W.EVP and CMO
|
GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000705 · doc4_6809.xml · derivative · entry 2 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 23:39 UTC |
Salaets StevenCIO/EVP Glo.Security, IA&Qual.
|
GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000709 · doc4_6813.xml · derivative · entry 2 Salaets Steven · CIK 0001750857 · CIO/EVP Glo.Security, IA&Qual. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 23:38 UTC |
Slepko BrianEVP, Global Service Delivery
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000706 · doc4_6810.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 23:37 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000704 · doc4_6808.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.